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  105. %%%TITLE, AUTHORS AND ABSTRACT%%%
  106. \twocolumn[
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  111. \includegraphics{head_foot/DOI} & \noindent\LARGE{\textbf{Photogenerated Electron-Hole Plasma Induced Symmetry Breaking in Spherical Silicon Nanoparticle}} \\%Article title goes here instead of the text "This is the title"
  112. \vspace{0.3cm} & \vspace{0.3cm} \\
  113. & \noindent\large{Anton Rudenko,$^{\ast}$\textit{$^{a}$} Konstantin Ladutenko,\textit{$^{b}$} Sergey Makarov\textit{$^{b}$} and Tatiana E. Itina\textit{$^{a}$$^{b}$}
  114. \textit{$^{a}$~Laboratoire Hubert Curien, UMR CNRS 5516, University of Lyon/UJM, 42000, Saint-Etienne, France }
  115. \textit{$^{b}$~ITMO University, Kronverksiy pr. 49, St. Petersburg, Russia}
  116. } \\%Author names go here instead of "Full name", etc.
  117. \includegraphics{head_foot/dates}
  118. & \noindent\normalsize
  119. {The concept of nonlinear all-dielectric nanophotonics based on high
  120. refractive index (e.g., silicon) nanoparticles supporting magnetic
  121. optical response has recently emerged as a powerful tool for ultrafast
  122. all-optical modulation at nanoscale. A strong modulation can be
  123. achieved via photo-generation of dense electron-hole plasma in the
  124. regime of simultaneous excitation of electric and magnetic Mie
  125. resonances, resulting in an effective transient reconfiguration of
  126. nanoparticle scattering properties. However, only homogeneous plasma
  127. generation was previously considered in the photo-excited
  128. nanoparticle, remaining unexplored any effects related to the
  129. plasma-induced optical inhomogeneities. Here we examine these
  130. effects by using 3D numerical modeling of coupled electrodynamic and
  131. material ionization equations. Based on the simulation results, we
  132. observed a deeply subwavelength plasma-induced nanopatterning of
  133. spherical silicon nanoparticles. In particular, we revealed strong
  134. symmetry breaking in the initially symmetrical nanoparticle, which
  135. arises during ultrafast photoexcitation near the magnetic dipole
  136. resonance. The proposed ultrafast breaking of the nanoparticle
  137. symmetry paves the way to the novel opportunities for nonlinear
  138. optical nanodevices.}
  139. \end{tabular}
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  141. ]%%%END OF TITLE, AUTHORS AND ABSTRACT%%%
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  144. \section*{} \vspace{-1cm}
  145. %%%FOOTNOTES%%%
  146. \footnotetext{\textit{$^{a}$~Univ Lyon, UJM-St-Etienne, CNRS UMR 5516,
  147. F-42000, Saint-Etienne, France}} \footnotetext{\textit{$^{b}$~ITMO
  148. University, Kronverksiy pr. 49, St. Petersburg, Russia}}
  149. % Please use \dag to cite the ESI in the main text of the article.
  150. % If you article does not have ESI please remove the the \dag symbol
  151. % from the title and the footnotetext below.
  152. % \footnotetext{\dag~Electronic Supplementary Information (ESI)
  153. % available: [details of any supplementary information available
  154. % should be included here]. See DOI:10.1039/b000000x/} %additional
  155. % addresses can be cited as above using the lower-case letters, c, d,
  156. % e... If all authors are from the same address, no letter is required
  157. % \footnotetext{\ddag~Additional footnotes to the title and authors can
  158. % be included \emph{e.g.}\ `Present address:' or `These authors
  159. % contributed equally to this work' as above using the symbols: \ddag,
  160. % \textsection, and \P. Please place the appropriate symbol next to the
  161. % author's name and include a \texttt{\textbackslash footnotetext} entry
  162. % in the the correct place in the list.}
  163. %%%END OF FOOTNOTES%%%
  164. %%%MAIN TEXT%%%%
  165. \section{Introduction}
  166. All-dielectric nonlinear nanophotonics based on high refractive index
  167. dielectric materials has become prospective paradigm in modern optics, owing to
  168. recent advances in harmonics generation~\cite{shcherbakov2014enhanced,
  169. yang2015nonlinear, makarov2016self, shorokhov2016multifold,
  170. makarov2017efficient, makarov2017light} and ultrafast all-optical
  171. modulation~\cite{iyer2015reconfigurable, makarov2015tuning,
  172. shcherbakov2015ultrafast, yang2015nonlinear, baranov2016nonlinear,
  173. baranov2016tuning, shcherbakov2017ultrafast}. In fact,
  174. all-dielectric nanoantennas and metasurfaces possess much smaller
  175. parasitic Joule losses at high intensities as compared with their
  176. plasmonic counterparts, whereas their nonlinear properties are
  177. comparable. More importantly, the unique properties of the nonlinear
  178. all-dielectric nanodevices are due to the existance of both electric and
  179. magnetic optical resonances in visible and near IR
  180. ranges~\cite{kuznetsov2016optically}. For instance, even slight
  181. variation of dielectric permittivity around optical resonances leads
  182. to significant changes in optical properties (transmittance or
  183. reflectance) of all-dielectric nanoantennas~\cite{makarov2015tuning,
  184. baranov2016nonlinear, baranov2016tuning} and
  185. metasurfaces~\cite{iyer2015reconfigurable, shcherbakov2015ultrafast,
  186. yang2015nonlinear, shcherbakov2017ultrafast}.
  187. In previous works on all-dielectric nonlinear nanostructures, the
  188. building blocks (nanoparticles) were considered as objects with
  189. dielectric permittivity \textit{homogeneously} distributed over
  190. nanoparticle (NP). Therefore, in order to manipulate the propagation
  191. angle of the transmitted light it was proposed to use complicated
  192. nanostructures with reduced symmetry~\cite{albella2015switchable,
  193. baranov2016tuning, shibanuma2016unidirectional}.
  194. \begin{figure}[t] \centering
  195. \includegraphics[width=0.75\linewidth]{Concept.pdf}
  196. \caption{Schematic illustration of electron-hole plasma 2D and 1D
  197. distributions in silicon nanoparticle around a magnetic resonance.}
  198. \label{fgr:concept}
  199. \end{figure}
  200. Recently, plasma explosion imaging technique has been used to
  201. observe electron-hole plasma (EHP), produced by femtosecond lasers,
  202. inside NPs~\cite{Hickstein2014}. Particularly, a strongly
  203. localized EHP in the front side\footnote{The incident wave propagates
  204. in positive direction of $z$ axis. For the NP with
  205. geometric center located at $z=0$ front side corresponds to the
  206. volume $z>0$ and back side for $z<0$} of NaCl nanocrystals of
  207. $R = 100$~nm was revealed. The forward ejection of ions was attributed in this case to a nanolensing effect inside the NP and to intensity enhancement as low as $10\%$ on the far side of the
  208. NP. Much stronger enhancements can be achieved near electric
  209. and magnetic dipole resonances excited in single semiconductor
  210. NPs, such as silicon (Si), germanium (Ge) etc.
  211. In this Letter, we show that ultra-short laser-based EHP
  212. photo-excitation in a spherical semiconductor (e.g., silicon) NP leads
  213. to a strongly inhomogeneous carrier distribution. To reveal and study
  214. this effect, we perform a full-wave numerical simulation. We consider
  215. an intense femtosecond (\textit{fs}) laser pulse to interact with a
  216. silicon NP supporting Mie resonances and two-photon free carrier
  217. generation. In particular, we couple finite-difference time-domain
  218. (FDTD) method used to solve three-dimensional Maxwell equations with
  219. kinetic equations describing nonlinear EHP generation.
  220. Three-dimensional transient variation of the material dielectric
  221. permittivity is calculated for NPs of several sizes. The obtained
  222. results propose a novel strategy to create complicated non-symmetrical
  223. nanostructures by using single photo-excited spherical silicon
  224. NPs. Moreover, we show that a dense EHP can be generated at deeply
  225. subwavelength scale ($< \lambda / 10$) supporting the formation of
  226. small metalized parts inside the NP. In fact, such effects transform
  227. an all-dielectric NP to a hybrid metall-dielectric one strongly
  228. extending functionality of the ultrafast optical nanoantennas.
  229. %Plan:
  230. %\begin{itemize}
  231. %\item Fig.3: Temporal evolution of EHP in NP with fixed diameter (at
  232. %MD) at different intensities, in order to show possible regimes of
  233. %plasma-patterning of NP volume. It would be nice, if we will show
  234. %power patterns decencies on intensity for side probe pulse to show beam steering due to symmetry breaking.
  235. %\item Fig.4: (a) Dependence on pulse duration is also interesting. We
  236. %have to show at which duration the asymmetry factor is saturated. (b)
  237. %2D map of asymmetry factor in false colors, where x-axis and y-axis correspond to intensity and NP diameter.
  238. %\end{itemize} %Additionally, if you will manage to calculate
  239. %evolution of scattering power pattern and show considerable effect of
  240. % beam steering, we can try Nanoscale or LPR, because the novelty will
  241. % be very high.
  242. \section{Modeling details}
  243. We focus attention on silicon because this material is promising for
  244. the implementation of numerous nonlinear photonic devices. This
  245. advantage is based on a broad range of optical nonlinearities, strong
  246. two-photon absorption, as well as a possibility of the photo-induced
  247. EHP excitation~\cite{leuthold2010nonlinear}. Furthermore, silicon
  248. nanoantennas demonstrate a sufficiently high damage threshold due to
  249. the large melting temperature ($\approx 1690$~K), whereas its nonlinear
  250. optical properties have been extensively studied during last
  251. decays~\cite{Van1987, Sokolowski2000, leuthold2010nonlinear}. High
  252. silicon melting point typically preserves structures formed from this
  253. material up to the EHP densities on the order of the critical value
  254. $N_{cr} \approx 5\cdot{10}^{21}$~cm$^{-3}$ \cite{Korfiatis2007}. At
  255. the critical density and above, silicon acquires metallic properties
  256. ($Re(\epsilon) < 0$) and contributes to the EHP reconfiguration during
  257. ultrashort laser irradiation.
  258. The process of three-dimensional photo-generation of the EHP in
  259. silicon NPs has not been modeled before in time-domain. Therefore,
  260. herein we propose a model considering ultrashort laser interactions
  261. with a resonant silicon sphere, where the EHP is generated via one-
  262. and two-photon absorption processes. Importantly, we also consider
  263. nonlinear feedback of the material by taking into account the
  264. intraband light absorption on the generated free carriers. To simplify
  265. our model, we neglect free carrier diffusion due to the considered
  266. short time scales. In fact, the aim of the present work is to study
  267. the EHP dynamics \textit{during} ultra-short (\textit{fs}) laser
  268. interaction with the NP. The created electron-hole modifies both
  269. laser-particle interaction and, hence, the following particle
  270. evolution. However, the plasma then will recombine at picosecond time
  271. scale.
  272. \subsection{Light propagation}
  273. Ultra-short laser interaction and light propagation inside the silicon
  274. NP are modeled by solving the system of three-dimensional Maxwell's equations
  275. written in the following way
  276. \begin{align} \begin{cases} \label{Maxwell}$$
  277. \displaystyle{\frac{\partial{\vec{E}}}{\partial{t}}=\frac{\nabla\times\vec{H}}{\epsilon_0\epsilon}-\frac{1}{\epsilon_0\epsilon}(\vec{J}_p+\vec{J}_{Kerr})} \\
  278. \displaystyle{\frac{\partial{\vec{H}}}{\partial{t}}=-\frac{\nabla\times\vec{E}}{\mu_0}},
  279. $$ \end{cases}
  280. \end{align}
  281. where $\vec{E}$ is the electric field, $\vec{H}$ is the magnetizing
  282. field, $\epsilon_0$ is the free space permittivity, $\mu_0$ is the
  283. permeability of free space, $\epsilon = n^2 = 3.681^2$ is the
  284. permittivity of non-excited silicon at $800$~nm wavelength
  285. \cite{Green1995}, $\vec{J}_p$ and $\vec{J}_{Kerr}$ are the nonlinear
  286. currents, which include the contribution due to Kerr effect
  287. $\vec{J}_{Kerr} =
  288. \epsilon_0\epsilon_\infty\chi_3\frac{\partial\left(\left|\vec{E}\right|^2\vec{E}\right)}{\partial{t}}$,
  289. where $\chi_3 =4\cdot{10}^{-20}$ m$^2$/V$^2$ for laser wavelength
  290. $\lambda = 800$~nm \cite{Bristow2007}, and heating of the conduction
  291. band, described by the differential equation derived from the Drude
  292. model
  293. \begin{equation} \label{Drude}
  294. \displaystyle{\frac{\partial{\vec{J_p}}}{\partial{t}} = -
  295. \nu_e\vec{J_p} + \frac{e^2N_e(t)}{m_e^*}\vec{E}},
  296. \end{equation}
  297. where $e$ is the elementary charge, $m_e^* = 0.18m_e$ is the reduced
  298. electron-hole mass \cite{Sokolowski2000}, $N_e(t)$ is the
  299. time-dependent free carrier density and $\nu_e = 10^{15}$~s$^{-1}$ is
  300. the electron collision frequency \cite{Sokolowski2000}. Silicon
  301. NP is surrounded by vacuum, where the light propagation is
  302. calculated by Maxwell's equations with $\vec{J} = 0$ and
  303. $\epsilon = 1$. The system of Maxwell's equations coupled with
  304. electron density equation is solved by the finite-difference numerical
  305. method \cite{Rudenko2016}, based on the finite-difference time-domain
  306. (FDTD) \cite{Yee1966} and auxiliary-differential methods for
  307. dispersive media \cite{Taflove1995}. At the edges of the grid, we
  308. apply the absorbing boundary conditions related to convolutional
  309. perfectly matched layers (CPML) to avoid nonphysical reflections
  310. \cite{Roden2000}. The initial electric field is introduced as a
  311. Gaussian slightly focused beam as follows
  312. \begin{align}
  313. \begin{aligned}
  314. \label{Gaussian}
  315. {E_x}(t, r, z) = \frac{w_0}{w(z)}{exp}\left(i\omega{t} - \frac{r^2}{{w(z)}^2} - ikz - ik\frac{r^2}{2R(z)} + i\varsigma(z)\right)\\
  316. \times\;{exp}\left(-\frac{4\ln{2}(t-t_0)^2}{\theta^2}\right),
  317. \end{aligned}
  318. \end{align}
  319. where $\theta \approx 130$~\textit{fs} is the temporal pulse width at the half maximum (FWHM),
  320. $t_0$ is a time delay, $w_0 = 3{\mu}m$ is the waist beam,
  321. $w(z) = {w_0}\sqrt{1+(\frac{z}{z_R})^2}$ is the Gaussian's beam spot
  322. size, $\omega = 2{\pi}c/{\lambda}$ is the angular frequency,
  323. $\lambda = 800$~nm is the laser wavelength in air, $c$ is the speed of
  324. light, ${z_R} = \frac{\pi{{w_0}^2}n_0}{\lambda}$ is the Rayleigh
  325. length, $r = \sqrt{x^2 + y^2}$ is the radial distance from the beam's
  326. waist, $R_z = z\left(1+(\frac{z_R}{z})^2\right)$ is the radius of
  327. curvature of the wavelength comprising the beam, and
  328. $\varsigma(z) = {\arctan}(\frac{z}{z_R}) $ is the Gouy phase shift.
  329. \subsection{Material ionization}
  330. To account for the material ionization induced by a
  331. sufficiently intense laser field inside the particle, we couple
  332. Maxwell's equations with the kinetic equation for the electron-hole
  333. plasma as described below.
  334. The time-dependent conduction-band carrier density evolution is
  335. described by the rate equation proposed by van Driel
  336. \cite{Van1987}. This equation takes into account such processes as
  337. photoionization, avalanche ionization and Auger recombination, and is
  338. written as
  339. \begin{equation} \label{Dens}
  340. \displaystyle{\frac{\partial{N_e}}{\partial t} =
  341. \frac{N_a-N_e}{N_a}\left(\frac{\sigma_1I}{\hbar\omega} +
  342. \frac{\sigma_2I^2}{2\hbar\omega}\right) + \alpha{I}N _e -
  343. \frac{C\cdot{N_e}^3}{C\tau_{rec}N_e^2+1},} \end{equation} where
  344. $I=\frac{n}{2}\sqrt{\frac{\epsilon_0}{\mu_0}}\left|\vec{E}\right|^2$
  345. is the intensity, $\sigma_1 = 1.021\cdot{10}^3$~cm$^{-1}$ and
  346. $\sigma_2 = 0.1\cdot{10}^{-7}$~cm/W are the one-photon and two-photon
  347. interband cross-sections \cite{Choi2002, Bristow2007, Derrien2013},
  348. $N_a = 5\cdot{10}^{22}$~cm$^{-3}$ is the saturation particle density
  349. \cite{Derrien2013}, $C = 3.8\cdot{10}^{-31}$~cm$^6$/s is the Auger
  350. recombination rate \cite{Van1987}, $\tau_{rec} = 6\cdot{10}^{-12}$~s is
  351. the minimum Auger recombination time \cite{Yoffa1980}, and
  352. $\alpha = 21.2$~cm$^2$/J is the avalanche ionization coefficient
  353. \cite{Pronko1998} at the wavelength $800$~nm in air. As we have noted,
  354. free carrier diffusion is neglected during and shortly after the laser
  355. excitation \cite{Van1987, Sokolowski2000}. In particular, from the
  356. Einstein formula $D = k_B T_e \tau/m^* \approx (1$--$\,2)\cdot{10}^{-3}$ m$^2$/s
  357. ($k_B$ is the Boltzmann constant, $T_e$ is the electron temperature,
  358. $\tau=1$~\textit{fs} is the collision time, $m^* = 0.18 m_e$ is the effective
  359. mass), where $T_e \approx 2*{10}^4$ K for $N_e$ close to $N_{cr}$ \cite{Ramer2014}. It
  360. means that during the pulse duration ($\approx 130$~\textit{fs}) the diffusion
  361. length will be around 10$\,$--15~nm for $N_e$ close to $N_{cr}$.
  362. \begin{figure}[ht!]
  363. \centering
  364. \includegraphics[width=0.495\textwidth]{mie-fdtd-3}
  365. \caption{\label{mie-fdtd} (a, b) First four Lorentz-Mie coefficients
  366. ($a_1$, $a_2$, $b_1$, $b_2$) and factors of asymmetry $G_I$,
  367. $G_{I^2}$ according to Mie theory at fixed wavelength $800$~nm. (c,
  368. d) Squared intensity distribution calculated by Mie theory and (e,
  369. f) EHP distribution for low free carrier densities
  370. $N_e \approx 10^{20}$~cm$^{-3}$ by Maxwell's equations
  371. (\ref{Maxwell}, \ref{Drude}) coupled with EHP density equation
  372. (\ref{Dens}). (c-f) Incident light propagates from the left to the
  373. right along $Z$ axis, electric field polarization $\vec{E}$ is along
  374. $X$ axis.}
  375. \end{figure}
  376. The changes of the real and imaginary parts of the permittivity
  377. associated with the time-dependent free carrier response
  378. \cite{Sokolowski2000} can be derived from equations (\ref{Maxwell},
  379. \ref{Drude}) and are written as follows
  380. \begin{align} \begin{cases} \label{Index} $$
  381. \displaystyle{Re(\epsilon^\ast) = \epsilon -\frac{{e^2}N_e}{\epsilon_0m_e^*(\omega^2+{\nu_e}^2)}} \\
  382. \displaystyle{Im(\epsilon^\ast) = \frac{{e^2}N_e\nu_e}{\epsilon_0m_e^*\omega(\omega^2+{\nu_e}^2)}.}
  383. $$ \end{cases} \end{align}
  384. \subsection{Mie calculations}
  385. A steady-state interaction of a plain electromagnetic wave with a
  386. spherical particle has a well-known analytical solution described by a
  387. Mie theory~\cite{Bohren1983}. It is only valid in the absence of
  388. nonlinear optical response, thus we can compare it against
  389. above-mentioned FDTD-EHP model only for small plasma densities, where
  390. we can neglect EHP impact to the refractive index. Non-stationary
  391. nature of a~\textit{fs} pulse increase the complexity of the
  392. analysis. A detailed discussion on the relation between Mie theory and
  393. FDTD-EHP model will be provided in the next section.
  394. We used Scattnlay program to evaluate calculations of Mie coefficients
  395. and near-field distribution~\cite{Ladutenko2017}. This program is
  396. available online at GitHub~\cite{Scattnlay-web} under open source
  397. license.
  398. \section{Results and discussion}
  399. \begin{figure*}[p]
  400. \centering
  401. \includegraphics[width=145mm]{time-evolution-I-no-NP.pdf}
  402. \caption{\label{time-evolution} Temporal EHP (a, c, e) and asymmetry
  403. factor $G_{N_e}$ (b, d, f) evolution for different Si nanoparticle
  404. radii of (a, b) $R = 75$~nm, (c, d) $R = 100$~nm, and (e, f)
  405. $R = 115$~nm. Pulse duration $130$~\textit{fs} (FWHM). Wavelength
  406. $800$~nm in air. (b, d, f) Different stages of EHP evolution shown
  407. in Fig.~\ref{plasma-grid} are indicated. The temporal evolution of
  408. Gaussian beam intensity is also shown. Peak laser fluence is fixed
  409. to be $0.125$~J/cm$^2$.}
  410. \vspace*{\floatsep}
  411. \centering
  412. \includegraphics[width=150mm]{plasma-grid.pdf}
  413. \caption{\label{plasma-grid} EHP density snapshots inside Si nanoparticle of
  414. radii $R = 75$~nm (a-d), $R = 100$~nm (e-h) and $R = 115$~nm (i-l)
  415. taken at different times and conditions of excitation (stages
  416. $1-4$: (1) first optical cycle, (2) extremum at few optical cycles,
  417. (3) Mie theory, (4) nonlinear effects). $\Delta{Re(\epsilon)}$
  418. indicates the real part change of the dielectric function defined
  419. by Equation (\ref{Index}). Pulse duration $130$~\textit{fs}
  420. (FWHM). Wavelength $800$~nm in air. Peak laser fluence is fixed to
  421. be $0.125$~J/cm$^2$.}
  422. \end{figure*}
  423. %\subsection{Effect of the irradiation intensity on EHP generation}
  424. We start with a pure electromagnetic problem without EHP
  425. generation. We plot in Fig.~\ref{mie-fdtd}(a) Mie coefficients of a
  426. Si NP as a function of its size for a fixed laser wavelength
  427. $\lambda = 800$~nm. For the NP sizes under consideration most of
  428. contribution to the electromagnetic response originates from electric
  429. and magnetic dipole (ED and MD), while for sizes near
  430. $R \approx 150$~nm a magnetic quadrupole (MQ) response turns to be
  431. the main one. The superposition of multipoles defines the
  432. distribution of electric field inside of the NP. We introduce $G_I$
  433. factor of asymmetry, corresponding to difference between the volume
  434. integral of intensity in the front side of the NP to that in the back
  435. side normalized to their sum:
  436. $G_I = (I^{front}-I^{back})/(I^{front}+I^{back})$, where
  437. $I^{front}=\int_{(z>0)}|E|^2d{\mathrm{v}}$ and
  438. $I^{back}=\int_{(z<0)} |E|^2d{\mathrm{v}}$ are expressed via
  439. amplitude of the electric field $|E|$. The factor $G_{I^2}$ was
  440. determined in a similar way by using volume integrals of squared
  441. intensity to predict EHP asymmetry due to two-photon absorption.
  442. Fig.~\ref{mie-fdtd}(b) shows $G$ factors as a function of the NP
  443. size. For the NPs of sizes below the first MD resonance,
  444. the intensity is enhanced in the front side as in
  445. Fig.~\ref{mie-fdtd}(c) and $G_I > 0$. The behavior changes near the
  446. size resonance value, corresponding to $R \approx 105$~nm. In
  447. contrast, for larger sizes, the intensity is enhanced in the back
  448. side of the NP as demonstrated in Fig.~\ref{mie-fdtd}(d). In fact,
  449. rather similar EHP distributions can be obtained by applying Maxwell's
  450. equations coupled with the rate equation for relatively weak
  451. excitation with EHP concentration of $N_e \approx 10^{20}$~cm$^{-3}$,
  452. see Fig.~\ref{mie-fdtd}(e,f). The optical properties do not change
  453. considerably due to the excitation according to
  454. (\ref{Index}). Therefore, the excitation processes follow the
  455. intensity distribution. However, such coincidence was achieved under
  456. quasi-stationary conditions, after the electric field made enough
  457. oscillations inside the Si NP. Further on we present transient
  458. analysis, which reveals much more details.
  459. To achieve a quantitative description for evolution of the EHP
  460. distribution during the \textit{fs} pulse, we introduced another
  461. asymmetry factor
  462. $G_{N_e} = (N_e^{front}-N_e^{back})/(N_e^{front}+N_e^{back})$
  463. indicating the relationship between the average EHP densities in the front and in the back halves of the NP, defined as $N_e^{front}=\frac{2}{V}\int_{(z>0)} {N_e}d{\mathrm{v}}$ and
  464. $N_e^{back}=\frac{2}{V}\int_{(z<0)} {N_e}d{\mathrm{v}}$, where $V = \frac{4}{3}\pi{R}^3$ is the volume of the nanosphere. In this way, $G_{N_e} = 0$ corresponds to the quasi-homogeneous case and the assumption of the
  465. NP homogeneous EHP distribution can be made to investigate the
  466. optical response of the excited Si NP. When $G_{N_e}$ significantly
  467. differs from $0$, this assumption, however, could not be
  468. justified. In what follows, we discuss the results of the numerical
  469. modeling (see Fig.~\ref{time-evolution}) of the temporal evolution of
  470. EHP densities and the asymmetry factor $G_{N_e}$. It reveals the EHP
  471. evolution stages during pulse duration. Typical change of the
  472. permittivity corresponding to each stage is shown in
  473. Fig.~\ref{plasma-grid}. For better visual representation of time
  474. scale at a single optical cycle we put a
  475. squared electric field profile in all plots in
  476. Fig.~\ref{time-evolution} in gray color as a background image (note
  477. linear time scale on the left column and logarithmic scale on the
  478. right one).
  479. To describe all the stages of non-linear light interaction with Si
  480. NP, we present the calculation results obtained by using Maxwell's
  481. equations coupled with electron kinetics equations for different
  482. radii for resonant and non-resonant conditions. In this case, the
  483. geometry of the EHP distribution can strongly deviate from the
  484. intensity distribution given by Mie theory. Two main reasons cause
  485. the deviation: (i) non-stationarity of interaction between
  486. electromagnetic pulse and NP (ii) nonlinear effects, taking place due
  487. to transient optical changes in Si. The non-stationary intensity
  488. deposition during \textit{fs} pulse results in different time delays
  489. for exciting electric and magnetic resonances inside Si NP because of
  490. different quality factors $Q$ of the resonances.
  491. In particular, MD resonance (\textit{b1}) has $Q \approx 8$, whereas
  492. electric one (\textit{a1}) has $Q \approx 4$. The larger particle
  493. supporting MQ resonance (\textit{b2}) demonstrates $ Q \approx
  494. 40$. As soon as the electromagnetic wave period at $\lambda = 800$~nm
  495. is $\approx 2.7$~\textit{fs}, one needs about 10~\textit{fs} to pump the ED,
  496. 20~\textit{fs} for the MD, and about 100~\textit{fs} for the MQ.
  497. According to these considerations, after few optical cycles taking
  498. place on a 10~\textit{fs} scale it results in the excitation of the
  499. low-\textit{Q} ED resonance, which dominates MD and MQ independently
  500. on the exact size of NPs. Moreover, during the first optical cycle
  501. there is no multipole modes structure inside of NP, which results
  502. into a very similar field distribution for all sizes of NP under
  503. consideration as shown in Fig.~\ref{plasma-grid}(a,e,i) . We address
  504. to this phenomena as \textit{'Stage~1'}. This stage demonstrates the
  505. initial penetration of electromagnetic field into the NP during the
  506. first optical cycle.
  507. \textit{'Stage~2'} corresponds to further electric field oscillations
  508. ($t \approx 5$--$15$) leading to the formation of ED field pattern in
  509. the center of the NP as it can be seen in
  510. Fig.~\ref{plasma-grid}(f,j). We stress the
  511. unstationery nature of field pattern at this stage. The energy
  512. balance between extinction and pumping is not set, moreover, there is
  513. a simultaneous growth of the incident pulse amplitude. This leads to
  514. a superposition of ED field pattern with the one from the Stage 1,
  515. resulting into the presence for the maximum of the EHP distribution
  516. in the front side of the Si NP. This effect dominates for the
  517. smallest NP with $R=75$~nm in Fig.~\ref{plasma-grid}(b), where ED
  518. mode is tuned far away from the resonance (see Fig.~\ref{mie-fdtd}(c)
  519. for field suppression inside of NP predicted by Mie theory). At this
  520. stage, the density of EHP ($N_e < 10^{20}$~cm$^2$) is still not high
  521. enough to significantly affect the optical properties of the NP.
  522. When the number of optical cycles is large enough ($t>20$~\textit{fs})
  523. both ED and MD modes can be exited to the level necessary to achieve
  524. the stationary intensity pattern corresponding to the Mie-based
  525. intensity distribution at the \textit{'Stage~3'} (see
  526. Fig.~\ref{plasma-grid}). The EHP density for the most volume of NP is
  527. still relatively small to affect the EHP evolution,
  528. but is already high enough to change the local optical
  529. properties. Below the MD resonance ($R = 75$~nm), the EHP is
  530. mostly localized in the front side of the NP as shown in
  531. Fig.~\ref{plasma-grid}(c). The highest quasi-stationary asymmetry factor
  532. $G_{N_e} \approx 0.5$--$0.6$ is achieved in this case. At the MD
  533. resonance conditions, the EHP distribution has a toroidal shape and
  534. is much closer to the homogeneous distribution. In contrast, above
  535. the MD resonant size for $R = 115$~nm the $G_{N_e} < 0$ due to
  536. the fact that EHP is dominantly localized in the back side of the NP.
  537. Once again, due to the presence of a continuous pumping the Stage~3 is
  538. superposed with the Stage~1 field pattern, resulting in an additional
  539. EHP localized in the front side. This can be seen when comparing
  540. result from the Mie theory in Fig.~\ref{mie-fdtd}(d) and result of
  541. full 3D simulation in Fig.~\ref{mie-fdtd}(f). Note that pumping of NP
  542. significantly changes during a single optical cycle, this leads to a
  543. large variation of asymmetry factor $G_{N_e}$ at first stage. This
  544. variation steadily decrease as it goes to Stage~3.
  545. To explain this effect, we consider the time evolution of mean EHP
  546. densities $N_e$ in the front and back halves of NP presented in
  547. Fig.~\ref{time-evolution}(a,c,e). As soon as the recombination and
  548. diffusion processes are negligible at \textit{fs} time scale, both
  549. $N_e^{front}$ and $N_e^{back}$ curves experience monotonous behavior
  550. with small pumping steps synced to the incident pulse. The front and the back
  551. halves of NP are separated in space, which obviously leads to the presence of
  552. time delay between pumping steps in each curve caused by the same
  553. optical cycle of the incident wave. This delay causes a large asymmetry factor during first stage. However, as soon as mean
  554. EHP density increases the relative contribution of this pumping steps to
  555. the resulting asymmetry becomes smaller. This way variations of asymmetry
  556. $G_{N_e}$ synced with the period of incident light decreases.
  557. Higher excitation conditions are followed by larger values of
  558. electric field amplitude, which lead to the appearance of high EHP
  559. densities causing a significant change in the optical properties of
  560. silicon according to the equations (\ref{Index}). From Mie theory, the initial (at the end of Stage~3) space pattern of
  561. optical properties is non-homogeneous. When non-homogeneity of
  562. optical properties becomes strong enough it leads to the
  563. reconfiguration of the electric field inside of NP and vice versa. We
  564. refer to these strong nonlinear phenomena as \textit{'Stage~4'}. In
  565. general the reconfiguration of the electric field is unavoidable as
  566. far as the result from the Mie theory comes with the assumption of
  567. homogeneous optical properties in a spherical NP.
  568. Thus, the evolution of EHP density during Stage~4 depends on the
  569. result of multipole modes superposition at the end of Stage~3 and is
  570. quite different as we change the size of NP. For $R=75$~nm and
  571. $R=100$~nm we observe a front side asymmetry before Stage~4, however,
  572. the origin of it is quite different. The $R=75$~nm NP is out of
  573. resonance, moreover, Mie field pattern and the one, which comes from
  574. the Stage~1 are quite similar. As soon as EHP density becomes high enough
  575. to change optical properties, the NP is still out of resonance,
  576. however, the presence of EHP increases absorption in agreement with
  577. (\ref{Index}). This effect effectively leads to a partial screening, and it
  578. becomes harder for the incident wave to penetrate deeper into EHP. Finally,
  579. this finishes spilling the NP`s volume with plasma reducing the
  580. asymmetry, see Fig.~\ref{plasma-grid}(d).
  581. For $R=100$~nm the evolution during the final stage goes in a
  582. similar way, with a notable exception regarding MD resonance. As
  583. soon as presence of EHP increases the absorption, it suppresses the
  584. MD resonance with symmetric filed pattern, thus, the asymmetry factor
  585. can be increased. This result was observed in
  586. Fig.~\ref{time-evolution}(d) with a local maximum near 100~\textit{fs}
  587. mark.
  588. The last NP with $R=115$~nm shows the most complex behavior during
  589. the Stage~4. The superposition of Mie field pattern with the one from
  590. Stage~1 results into the presence of two EHP spatial maxima, back and
  591. front shifted. They serve as starting seeds for the EHP formation,
  592. and an interplay between them forms a complex behavior of the asymmetry
  593. factor curve. Namely, the sign is changed from negative to positive
  594. and back during the last stage. This numerical result can hardly be
  595. explained in a simple qualitative manner, it is too complex to
  596. account all near-field interaction of incident light with two EHP
  597. regions inside a single NP. It is interesting to note, however, that in
  598. a similar way as it was for $R=100$~nm the increased absorption
  599. should ruin ED and MD resonances, responsible for the back-shifted
  600. EHP. As soon as this EHP region is quite visible on the last snapshot
  601. in Fig.~\ref{plasma-grid}(l), this means that EHP seeds are
  602. self-supporting.
  603. %A bookmark by Kostya
  604. As the EHP acquires quasi-metallic properties at stronger excitation
  605. $N_e > 5\cdot{10}^{21}$~cm$^{-3}$, the EHP distribution evolves
  606. inside NPs because of the photoionization and avalanche ionization
  607. induced transient optical response and the effect of newly formed
  608. EHP. This way, the distribution becomes more homogeneous and the
  609. effect is likely to be enhanced by electron diffusion inside Si
  610. NPs.
  611. It is worth noting that it is possible to achieve the formation of
  612. deeply subwavelength EHP regions due to high field localization. The
  613. smallest EHP localization and the larger asymmetry factor are
  614. achieved below the MD resonant conditions for $R < 100$~nm.
  615. Thus, the EHP distribution in Fig.~\ref{plasma-grid}(c) is optimal for
  616. symmetry breaking in Si NP, as it results in the larger asymmetry
  617. factor $G_{N_e}$ and higher electron densities $N_e$. We stress here
  618. that such regime could be still safe for NP due to the very small
  619. volume where such high EHP density is formed.
  620. % \subsection{Effects of NP size and scattering efficiency
  621. % factor on scattering directions}
  622. % \begin{figure}[ht] \centering
  623. % \includegraphics[width=90mm]{time-evolution.png}
  624. % \caption{\label{time-evolution} a) Scattering efficiency factor $Q_{sca}$
  625. % dependence on the radius $R$ of non-excited silicon NP
  626. % calculated by Mie theory; b) Parameter of forward/backward scattering
  627. % dependence on the radius $R$ calculated by Mie theory for non-excited
  628. % silicon NP c) Optimization parameter $K$ dependence on the
  629. % average electron density $n_e^{front}$ in the front half of the
  630. % NP for indicated radii (1-7).}
  631. % \end{figure}
  632. % We have discussed the EHP kinetics for a silicon NP of a
  633. % fixed radius $R \approx 105$~nm. In what follows, we investigate the
  634. % influence of the NP size on the EHP patterns and temporal
  635. % evolution during ultrashort laser irradiation. A brief analysis of
  636. % the initial intensity distribution inside the NP given by
  637. % the classical Mie theory for homogeneous spherical particles
  638. % \cite{Mie1908} can be useful in this case. Fig. \ref{time-evolution}(a, b)
  639. % shows the scattering efficiency and the asymmetry parameter for
  640. % forward/backward scattering for non-excited silicon NPs of
  641. % different radii calculated by Mie theory \cite{Mie1908}. Scattering
  642. % efficiency dependence gives us the value of resonant sizes of
  643. % NPs, where the initial electric fields are significantly
  644. % enhanced and, therefore, we can expect that the following conditions
  645. % will result in a stronger electron density gradients. Additionally,
  646. % in the case of maximum forward or backward scattering, the initial
  647. % intensity distribution has the maximum of asymmetry. One can note,
  648. % that for $R \approx 100$~nm and $R \approx 150$~nm both criteria are
  649. % fulfilled: the intensity is enhanced $5-10$ times due to
  650. % near-resonance conditions and its distribution has a strong
  651. % asymmetry.
  652. % In what follows, we present the calculation results obtained by
  653. % using Maxwell's equations coupled with electron kinetics for
  654. % different extremum radii for resonant and non-resonant
  655. % conditions. One can note, that the maximum asymmetry factor of EHP
  656. % $G$ does not guarantee the optimal asymmetry of intensity
  657. % distribution, as the size of generated plasma and the value of the
  658. % electron density equally contribute to the change of the modified
  659. % NP optical response. For example, it is easier to localize
  660. % high electron densities inside smaller NPs, however, due
  661. % to the negligible size of the generated EHP with respect to laser
  662. % wavelength in media, the intensity distribution around the
  663. % NP will not change considerably. Therefore, we propose to
  664. % introduce the optimization factor
  665. % $K = \frac{n_e(G-1)R^2}{n_{cr}G{R_0^2}}$, where $R_0 = 100$~nm,
  666. % $n_{cr} = 5\cdot{10}^{21}~cm^{-3}$, and $G$ is asymmetry of EHP,
  667. % defined previously. The calculation results for different radii of
  668. % silicon NPs and electron densities are presented in
  669. % Fig. \ref{time-evolution}(c). One can see, that the maximum value are achieved
  670. % for the NPs, that satisfy both initial maximum forward
  671. % scattering and not far from the first resonant condition. For larger
  672. % NPs, lower values of EHP asymmetry factor are obtained, as
  673. % the electron density evolves not only from the intensity patterns in
  674. % the front side of the NP but also in the back side.
  675. %TODO:
  676. %Need to discuss agreement/differences between Mie and FDTD+rate. Anton ?!
  677. % To demonstrate the effect of symmetry breaking, we calculate the
  678. % intensity distribution around the NP for double-pulse
  679. % experiment. The first pulse of larger pulse energy and polarization
  680. % along $Ox$ generates asymmetric EHP inside silicon NP,
  681. % whereas the second pulse of lower pulse energy and polarization $Oz$
  682. % interacts with EHP after the first pulse is gone. The minimum
  683. % relaxation time of high electron density in silicon is
  684. % $\tau_{rec} = 6\cdot{10}^{-12}$~s \cite{Yoffa1980}, therefore, the
  685. % electron density will not have time to decrease significantly for
  686. % subpicosecond pulse separations. In our simulations, we use
  687. % $\delta{t} = 200\:f\!s$ pulse separation. The intensity
  688. % distributions near the silicon NP of $R = 95$~nm,
  689. % corresponding to maxima value of $K$ optimization factor, without
  690. % plasma and with generated plasma are shown in Fig. \ref{fig4}. The
  691. % intensity distribution is strongly asymmetric in the case of EHP
  692. % presence. One can note, that the excited NP is out of
  693. % quasi-resonant condition and the intensity enhancements in
  694. % Fig. \ref{fig4}(c) are weaker than in Fig. \ref{fig4}(b). Therefore,
  695. % the generated nanoplasma acts like a quasi-metallic nonconcentric
  696. % nanoshell inside the NP, providing a symmetry reduction
  697. % \cite{Wang2006}.
  698. % \begin{figure}[ht] \centering
  699. % \includegraphics[width=90mm]{fig4.png}
  700. % \caption{\label{fig4} a) Electron plasma distribution inside Si
  701. % NP $R \approx 95$~nm 50~\textit{fs} after the pulse peak;
  702. % (Kostya: Is it scattering field intensity snapshot $XXX\:f\!s$ after
  703. % the second pulse maxima passed the particle?) Intensity
  704. % distributions around and inside the NP b) without plasma,
  705. % c) with electron plasma inside.}
  706. % \end{figure}
  707. %\begin{figure} %\centering
  708. % \includegraphics[height=0.7\linewidth]{Si-flow-R140-XYZ-Eabs}
  709. % \caption{EHP distributions for nonres., MD, ED, and MQ NPs
  710. % at moderate photoexcitation. The aim is to show different possible
  711. % EHP patterns and how strong could be symmetry breaking.
  712. % \label{fgr:example}
  713. %\end{figure}
  714. %\subsection{Asymmetry analysis: effects of pulse duration, intensity
  715. % and size} It is important to optimize asymmetry by varying pulse
  716. % duration, intensity and size.
  717. \section{Conclusions} We have considered ultra-short and sufficiently
  718. intense light interactions with a single semiconductor nanoparticle
  719. under different irradiation conditions and for various particle
  720. sizes. As a result of the presented self-consistent calculations, we
  721. have obtained spatio-temporal EHP evolution inside the
  722. NPs and investigated the asymmetry of EHP distributions. % for different laser intensities. % and temporal pulse widths.
  723. %It has been demonstrated that the EHP generation strongly affects
  724. %NP scattering and, in particular, changes the preferable
  725. %scattering direction.
  726. Different pathways of EHP evolution from the front side to the back
  727. side have been revealed, depending on the NP sizes, and different behaviors have been explained by the
  728. non-stationarity of the energy deposition and different quality
  729. resonant factors for exciting the electric and magnetic dipole
  730. resonances, intensity distribution by Mie theory and newly
  731. plasma-induced nonlinear effects. The effect of the EHP strong
  732. asymmetric distribution during
  733. first optical cycles has been revealed for different size
  734. parameters. The higher EHP asymmetry is established for NPs
  735. of smaller sizes below the first magnetic dipole
  736. resonance. Essentially different EHP evolution and lower asymmetry has been achieved for larger NPs due to the stationary intensity
  737. enhancement in the back side of the NP. The EHP densities
  738. above the critical value have been shown to lead to the EHP distribution
  739. homogenization.
  740. % In particular, the scattering efficiency factor is used to define
  741. % the optimum NP size for preferential forward or backward
  742. % scattering. Furthermore, a parameter has been introduced to describe
  743. % the scattering asymmetry as a ratio of the EHP density in the front
  744. % side to that in the back side of the NP. This parameter
  745. % can be then used for two-dimensional scattering mapping, which is
  746. % particularly important in numerous photonics applications.
  747. The EHP asymmetry opens a wide range of applications in NP
  748. nanomashining/manipulation at nanoscale, in catalysis as well as numerous
  749. nano-bio-applications. The observed plasma-induced breaking symmetry
  750. can be also useful for beam steering, or for the enhanced second
  751. harmonics generation.
  752. \section{Acknowledgments}
  753. A. R. and T. E. I. gratefully acknowledge the CINES of CNRS for
  754. computer support. S. V. M. is thankful to ITMO Fellowship
  755. Program. This work was partially supported by Russian Foundation for
  756. Basic Researches (grants 17-03-00621, 17-02-00538, 16-29-05317).
  757. %%%END OF MAIN TEXT%%%
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