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  105. %%%TITLE, AUTHORS AND ABSTRACT%%%
  106. \twocolumn[
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  111. \includegraphics{head_foot/DOI} & \noindent\LARGE{\textbf{Photogenerated Electron-Hole Plasma Induced Symmetry Breaking in Spherical Silicon Nanoparticle}} \\%Article title goes here instead of the text "This is the title"
  112. \vspace{0.3cm} & \vspace{0.3cm} \\
  113. & \noindent\large{Anton Rudenko,$^{\ast}$\textit{$^{a}$} Konstantin Ladutenko,\textit{$^{b}$} Sergey Makarov\textit{$^{b}$} and Tatiana E. Itina\textit{$^{a}$$^{b}$}
  114. \textit{$^{a}$~Laboratoire Hubert Curien, UMR CNRS 5516, University of Lyon/UJM, 42000, Saint-Etienne, France }
  115. \textit{$^{b}$~ITMO University, Kronverksiy pr. 49, St. Petersburg, Russia}
  116. } \\%Author names go here instead of "Full name", etc.
  117. \includegraphics{head_foot/dates}
  118. & \noindent\normalsize
  119. {The concept of nonlinear all-dielectric nanophotonics based on high
  120. refractive index (e.g., silicon) nanoparticles supporting magnetic
  121. optical response has recently emerged as a powerful tool for ultrafast
  122. all-optical modulation at nanoscale. A strong modulation can be
  123. achieved via photo-generation of dense electron-hole plasma in the
  124. regime of simultaneous excitation of electric and magnetic optical
  125. resonances, resulting in an effective transient reconfiguration of
  126. nanoparticle scattering properties. However, only homogeneous plasma
  127. generation was previously considered in the photo-excited
  128. nanoparticle, remaining unexplored any effects related to the
  129. plasma-induced optical inhomogeneities. Here we examine these
  130. effects by using 3D numerical modeling of coupled electrodynamic and
  131. material ionization equations. Based on the simulation results, we
  132. observed a deeply subwavelength plasma-induced nanopatterning of
  133. spherical silicon nanoparticles. In particular, we revealed strong
  134. symmetry breaking in the initially symmetrical nanoparticle, which
  135. arises during ultrafast photoexcitation near the magnetic dipole
  136. resonance. The proposed ultrafast breaking of the nanoparticle
  137. symmetry paves the way to the novel opportunities for nonlinear
  138. optical nanodevices.}
  139. \end{tabular}
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  141. ]%%%END OF TITLE, AUTHORS AND ABSTRACT%%%
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  144. \section*{} \vspace{-1cm}
  145. %%%FOOTNOTES%%%
  146. \footnotetext{\textit{$^{a}$~Univ Lyon, UJM-St-Etienne, CNRS UMR 5516,
  147. F-42000, Saint-Etienne, France}} \footnotetext{\textit{$^{b}$~ITMO
  148. University, Kronverksiy pr. 49, St. Petersburg, Russia}}
  149. % Please use \dag to cite the ESI in the main text of the article.
  150. % If you article does not have ESI please remove the the \dag symbol
  151. % from the title and the footnotetext below.
  152. % \footnotetext{\dag~Electronic Supplementary Information (ESI)
  153. % available: [details of any supplementary information available
  154. % should be included here]. See DOI:10.1039/b000000x/} %additional
  155. % addresses can be cited as above using the lower-case letters, c, d,
  156. % e... If all authors are from the same address, no letter is required
  157. % \footnotetext{\ddag~Additional footnotes to the title and authors can
  158. % be included \emph{e.g.}\ `Present address:' or `These authors
  159. % contributed equally to this work' as above using the symbols: \ddag,
  160. % \textsection, and \P. Please place the appropriate symbol next to the
  161. % author's name and include a \texttt{\textbackslash footnotetext} entry
  162. % in the the correct place in the list.}
  163. %%%END OF FOOTNOTES%%%
  164. %%%MAIN TEXT%%%%
  165. \section{Introduction}
  166. All-dielectric nonlinear nanophotonics based on high refractive index
  167. dielectric has become prospective paradigm in modern optics, owing to
  168. recent advances in harmonics generation~\cite{shcherbakov2014enhanced,
  169. yang2015nonlinear, makarov2016self, shorokhov2016multifold,
  170. makarov2017efficient} and ultrafast all-optical
  171. modulation~\cite{iyer2015reconfigurable, makarov2015tuning,
  172. shcherbakov2015ultrafast, yang2015nonlinear, baranov2016nonlinear,
  173. baranov2016tuning, shcherbakov2017ultrafast}. In fact,
  174. all-dielectric nanoantennas and metasurfaces possess much smaller
  175. parasitic Joule losses at high intensities as compared with their
  176. plasmonic counterparts, whereas their nonlinear properties are
  177. comparable. More importantly, the unique properties of the nonlinear
  178. all-dielectric nanodevices are due to existing of both electric and
  179. magnetic optical resonances in visible and near IR
  180. ranges~\cite{kuznetsov2016optically}. For instance, even slight
  181. variation of dielectric permittivity around optical resonances leads
  182. to significant changes of optical properties (transmittance or
  183. reflectance) of all-dielectric nanoantennas~\cite{makarov2015tuning,
  184. baranov2016nonlinear, baranov2016tuning} and
  185. metasurfaces~\cite{iyer2015reconfigurable, shcherbakov2015ultrafast,
  186. yang2015nonlinear, shcherbakov2017ultrafast, makarov2017light}.
  187. In these works on all-dielectric nonlinear nanostructures, the
  188. building blocks (nanoparticles) were considered as objects with
  189. dielectric permittivity \textit{homogeneously} distributed over
  190. nanoparticle (NP). Therefore, in order to manipulate the propagation
  191. angle of the transmitted light it was proposed to use complicated
  192. nanostructures with reduced symmetry~\cite{albella2015switchable,
  193. baranov2016tuning, shibanuma2016unidirectional}.
  194. \begin{figure}[t] \centering
  195. \includegraphics[width=0.75\linewidth]{Concept.pdf}
  196. \caption{Schematic illustration of electron-hole plasma 2D and 1D
  197. distributions in silicon nanoparticle around a magnetic resonance.}
  198. \label{fgr:concept}
  199. \end{figure}
  200. Recently, plasma explosion imaging technique has been used to
  201. observe electron-hole plasmas (EHP), produced by femtosecond lasers,
  202. inside NPs~\cite{Hickstein2014}. Particularly, a strongly
  203. localized EHP in the front side\footnote{The incident wave propagates
  204. in positive direction of $z$ axis. For the NP with
  205. geometric center located at $z=0$ front side corresponds to the
  206. volume $z>0$ and back side for $z<0$} of NaCl nanocrystals of
  207. $R = 100$~nm was revealed. The forward ejection of ions in this case
  208. was attributed to a nanolensing effect inside the NP and the
  209. intensity enhancement as low as $10\%$ on the far side of the
  210. NP. Much stronger enhancements can be achieved near electric
  211. and magnetic dipole resonances excited in single semiconductor
  212. NPs, such as silicon (Si), germanium (Ge) etc.
  213. In this Letter, we show that ultra-short laser-based EHP
  214. photo-excitation in a spherical semiconductor (e.g., silicon) NP leads
  215. to a strongly inhomogeneous carrier distribution. To reveal and study
  216. this effect, we perform a full-wave numerical simulation of the
  217. intense femtosecond (\textit{fs}) laser pulse interaction with a
  218. silicon NP supporting Mie resonances and two-photon free carrier
  219. generation. In particular, we couple finite-difference time-domain
  220. (FDTD) method used to solve three-dimensional Maxwell equations with
  221. kinetic equations describing nonlinear EHP generation.
  222. Three-dimensional transient variation of the material dielectric
  223. permittivity is calculated for NPs of several sizes. The obtained
  224. results propose a novel strategy to create complicated non-symmetrical
  225. nanostructures by using single photo-excited spherical silicon
  226. NPs. Moreover, we show that a dense EHP can be generated at deeply
  227. subwavelength scale
  228. ($\approx$$\lambda$$^3$/100) supporting the formation of small
  229. metalized parts inside the NP. In fact, such effects transform an
  230. all-dielectric NP to a hybrid one strongly extending functionality of
  231. the ultrafast optical nanoantennas.
  232. %Plan:
  233. %\begin{itemize}
  234. %\item Fig.1: Beautiful conceptual picture
  235. %\item Fig.2: Temporal evolution of EHP in NP with different diameters
  236. %at fixed intensity, in order to show that we have the highest
  237. %asymmetry around magnetic dipole (MD) resonance. This would be really
  238. %nice!
  239. %\item Fig.3: Temporal evolution of EHP in NP with fixed diameter (at
  240. %MD) at different intensities, in order to show possible regimes of
  241. %plasma-patterning of NP volume. It would be nice, if we will show
  242. %power patterns decencies on intensity for side probe pulse to show beam steering due to symmetry breaking.
  243. %\item Fig.4: (a) Dependence on pulse duration is also interesting. We
  244. %have to show at which duration the asymmetry factor is saturated. (b)
  245. %2D map of asymmetry factor in false colors, where x-axis and y-axis correspond to intensity and NP diameter.
  246. %\end{itemize} %Additionally, if you will manage to calculate
  247. %evolution of scattering power pattern and show considerable effect of
  248. % beam steering, we can try Nanoscale or LPR, because the novelty will
  249. % be very high.
  250. \section{Modeling details}
  251. We focus attention on silicon because this material is promising for
  252. the implementation of numerous nonlinear photonic devices. This
  253. advantage is based on a broad range of optical nonlinearities, strong
  254. two-photon absorption, as well as a possibility of the photo-induced
  255. EHP excitation~\cite{leuthold2010nonlinear}. Furthermore, silicon
  256. nanoantennas demonstrate a sufficiently high damage threshold due to
  257. the large melting temperature ($\approx 1690$~K), whereas its nonlinear
  258. optical properties have been extensively studied during last
  259. decays~\cite{Van1987, Sokolowski2000, leuthold2010nonlinear}. High
  260. silicon melting point typically preserves structures formed from this
  261. material up to the EHP densities on the order of the critical value
  262. $N_{cr} \approx 5\cdot{10}^{21}$~cm$^{-3}$ \cite{Korfiatis2007}. At
  263. the critical density and above, silicon acquires metallic properties
  264. ($Re(\epsilon) < 0$) and contributes to the EHP reconfiguration during
  265. ultrashort laser irradiation.
  266. The process of three-dimensional photo-generation of the EHP in
  267. silicon NPs has not been modeled before in
  268. time-domain. Therefore, herein we propose a model considering
  269. ultrashort laser interactions with a resonant silicon sphere, where
  270. the EHP is generated via one- and two-photon absorption processes.
  271. Importantly, we also consider nonlinear feedback of the material by
  272. taking into account the intraband light absorption on the generated
  273. free carriers. To simplify our model, we neglect free carrier
  274. diffusion at the considered short time scales. In fact, the aim of the
  275. present work is to study the EHP dynamics \textit{during} ultra-short
  276. laser interaction with the NP. The created electron-hole
  277. plasma then will recombine, however, as its existence modifies both
  278. laser-particle interaction and, hence, the following particle
  279. evolution.
  280. \subsection{Light propagation}
  281. Ultra-short laser interaction and light propagation inside the silicon
  282. NP are modeled by solving the system of three-dimensional Maxwell's equations
  283. written in the following way
  284. \begin{align} \begin{cases} \label{Maxwell}$$
  285. \displaystyle{\frac{\partial{\vec{E}}}{\partial{t}}=\frac{\nabla\times\vec{H}}{\epsilon_0\epsilon}-\frac{1}{\epsilon_0\epsilon}(\vec{J}_p+\vec{J}_{Kerr})} \\
  286. \displaystyle{\frac{\partial{\vec{H}}}{\partial{t}}=-\frac{\nabla\times\vec{E}}{\mu_0}},
  287. $$ \end{cases}
  288. \end{align}
  289. where $\vec{E}$ is the electric field, $\vec{H}$ is the magnetizing
  290. field, $\epsilon_0$ is the free space permittivity, $\mu_0$ is the
  291. permeability of free space, $\epsilon = n^2 = 3.681^2$ is the
  292. permittivity of non-excited silicon at $800$~nm wavelength
  293. \cite{Green1995}, $\vec{J}_p$ and $\vec{J}_{Kerr}$ are the nonlinear
  294. currents, which include the contribution due to Kerr effect
  295. $\vec{J}_{Kerr} =
  296. \epsilon_0\epsilon_\infty\chi_3\frac{\partial\left(\left|\vec{E}\right|^2\vec{E}\right)}{\partial{t}}$,
  297. where $\chi_3 =4\cdot{10}^{-20}$ m$^2$/V$^2$ for laser wavelength
  298. $\lambda = 800$~nm \cite{Bristow2007}, and heating of the conduction
  299. band, described by the differential equation derived from the Drude
  300. model
  301. \begin{equation} \label{Drude}
  302. \displaystyle{\frac{\partial{\vec{J_p}}}{\partial{t}} = -
  303. \nu_e\vec{J_p} + \frac{e^2N_e(t)}{m_e^*}\vec{E}},
  304. \end{equation}
  305. where $e$ is the elementary charge, $m_e^* = 0.18m_e$ is the reduced
  306. electron-hole mass \cite{Sokolowski2000}, $N_e(t)$ is the
  307. time-dependent free carrier density and $\nu_e = 10^{15}$~s$^{-1}$ is
  308. the electron collision frequency \cite{Sokolowski2000}. Silicon
  309. NP is surrounded by vacuum, where the light propagation is
  310. calculated by Maxwell's equations with $\vec{J} = 0$ and
  311. $\epsilon = 1$. The system of Maxwell's equations coupled with
  312. electron density equation is solved by the finite-difference numerical
  313. method \cite{Rudenko2016}, based on the finite-difference time-domain
  314. (FDTD) \cite{Yee1966} and auxiliary-differential methods for
  315. dispersive media \cite{Taflove1995}. At the edges of the grid, we
  316. apply the absorbing boundary conditions related to convolutional
  317. perfectly matched layers (CPML) to avoid nonphysical reflections
  318. \cite{Roden2000}. The initial electric field is introduced as a
  319. Gaussian slightly focused beam as follows
  320. \begin{align}
  321. \begin{aligned}
  322. \label{Gaussian}
  323. {E_x}(t, r, z) = \frac{w_0}{w(z)}{exp}\left(i\omega{t} - \frac{r^2}{{w(z)}^2} - ikz - ik\frac{r^2}{2R(z)} + i\varsigma(z)\right)\\
  324. \times\;{exp}\left(-\frac{4\ln{2}(t-t_0)^2}{\theta^2}\right),
  325. \end{aligned}
  326. \end{align}
  327. where $\theta = 50$~\textit{fs} is the temporal pulse width at the half maximum (FWHM),
  328. $t_0$ is a time delay, $w_0 = 3{\mu}m$ is the waist beam,
  329. $w(z) = {w_0}\sqrt{1+(\frac{z}{z_R})^2}$ is the Gaussian's beam spot
  330. size, $\omega = 2{\pi}c/{\lambda}$ is the angular frequency,
  331. $\lambda = 800$~nm is the laser wavelength in air, $c$ is the speed of
  332. light, ${z_R} = \frac{\pi{{w_0}^2}n_0}{\lambda}$ is the Rayleigh
  333. length, $r = \sqrt{x^2 + y^2}$ is the radial distance from the beam's
  334. waist, $R_z = z\left(1+(\frac{z_R}{z})^2\right)$ is the radius of
  335. curvature of the wavelength comprising the beam, and
  336. $\varsigma(z) = {\arctan}(\frac{z}{z_R}) $ is the Gouy phase shift.
  337. \subsection{Material ionization}
  338. To account for the material ionization that is induced by a
  339. sufficiently intense laser field inside the particle, we couple
  340. Maxwell's equations with the kinetic equation for the electron-hole
  341. plasma as described below.
  342. % \begin{figure*}[ht!]
  343. % \centering
  344. % \includegraphics[width=120mm]{fig2.png}
  345. % \caption{\label{fig2} Free carrier density snapshots of electron
  346. % plasma evolution inside Si NP taken a) $30\:f\!s$ b) $10\:f\!s$
  347. % before the pulse peak, c) at the pulse peak, d) $10\:f\!s$ e)
  348. % $30\:f\!s$ after the pulse peak. Pulse duration $50\:f\!s$
  349. % (FWHM). Wavelength $800$~nm in air. Radius of the NP
  350. % $R \approx 105$~nm, corresponding to the resonance condition. Graph
  351. % shows the dependence of the asymmetric parameter of electron plasma
  352. % density on the average electron density in the front half of the NP.
  353. % $n_{cr} = 5\cdot{10}^{21}$~cm$^{-3}$ is the critical plasma
  354. % resonance electron density for silicon.}
  355. % \end{figure*}
  356. The time-dependent conduction-band carrier density evolution is
  357. described by a rate equation that was proposed by van Driel
  358. \cite{Van1987}. This equation takes into account such processes as
  359. photoionization, avalanche ionization and Auger recombination, and is
  360. written as
  361. \begin{equation} \label{Dens}
  362. \displaystyle{\frac{\partial{N_e}}{\partial t} =
  363. \frac{N_a-N_e}{N_a}\left(\frac{\sigma_1I}{\hbar\omega} +
  364. \frac{\sigma_2I^2}{2\hbar\omega}\right) + \alpha{I}N _e -
  365. \frac{C\cdot{N_e}^3}{C\tau_{rec}N_e^2+1},} \end{equation} where
  366. $I=\frac{n}{2}\sqrt{\frac{\epsilon_0}{\mu_0}}\left|\vec{E}\right|^2$
  367. is the intensity, $\sigma_1 = 1.021\cdot{10}^3$~cm$^{-1}$ and
  368. $\sigma_2 = 0.1\cdot{10}^{-7}$~cm/W are the one-photon and two-photon
  369. interband cross-sections \cite{Choi2002, Bristow2007, Derrien2013},
  370. $N_a = 5\cdot{10}^{22}$~cm$^{-3}$ is the saturation particle density
  371. \cite{Derrien2013}, $C = 3.8\cdot{10}^{-31}$~cm$^6$/s is the Auger
  372. recombination rate \cite{Van1987}, $\tau_{rec} = 6\cdot{10}^{-12}$~s is
  373. the minimum Auger recombination time \cite{Yoffa1980}, and
  374. $\alpha = 21.2$~cm$^2$/J is the avalanche ionization coefficient
  375. \cite{Pronko1998} at the wavelength $800$~nm in air. As we have noted,
  376. free carrier diffusion is neglected during and shortly after the laser
  377. excitation \cite{Van1987, Sokolowski2000}. In particular, from the
  378. Einstein formula $D = k_B T_e \tau/m^* \approx (1\div2)\cdot{10}^{-3}$ m$^2$/s
  379. ($k_B$ is the Boltzmann constant, $T_e$ is the electron temperature,
  380. $\tau=1$~\textit{fs} is the collision time, $m^* = 0.18 m_e$ is the effective
  381. mass), where $T_e \approx 2*{10}^4$ K for $N_e$ close to $N_{cr}$ \cite{Ramer2014}. It
  382. means that during the pulse duration ($\approx 50$~\textit{fs}) the diffusion
  383. length will be around $5\div10$~nm for $N_e$ close to $N_{cr}$.
  384. \begin{figure}[ht!]
  385. \centering
  386. \includegraphics[width=0.495\textwidth]{mie-fdtd-3}
  387. \caption{\label{mie-fdtd} (a, b) First four Lorentz-Mie coefficients
  388. ($a_1$, $a_2$, $b_1$, $b_2$) and factors of asymmetry $G_I$, $G_{I^2}$
  389. according to Mie theory at fixed wavelength $800$~nm. (c, d) Intensity
  390. distribution calculated by Mie theory and (e, f) EHP distribution
  391. for low free carrier densities $N_e \approx 10^{20}$~cm$^{-3}$ by
  392. Maxwell's equations (\ref{Maxwell}, \ref{Drude}) coupled with EHP
  393. density equation (\ref{Dens}). (c-f) Incident light propagates from
  394. the left to the right along $Z$ axis, electric field polarization
  395. $\vec{E}$ is along $X$ axis.}
  396. \end{figure}
  397. %\begin{figure*}[ht!] \label{EHP}
  398. %\centering
  399. %\begin{tabular*}{0.76\textwidth}{ c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c}
  400. %$-80\:f\!s$&$-60\:f\!s$&$-30\:f\!s$&$ -20\:f\!s$&$ -10\:f\!s$\\
  401. %\end{tabular*}
  402. %{\setlength\topsep{-1pt}
  403. %\begin{flushleft}
  404. %$R=75$~nm
  405. %\end{flushleft}}
  406. %\includegraphics[width=0.9\textwidth]{2nm_75}
  407. %{\setlength\topsep{-1pt}
  408. %\begin{flushleft}
  409. %$R=100$~nm
  410. %\end{flushleft}}
  411. %\includegraphics[width=0.9\textwidth]{2nm_100}
  412. %{\setlength\topsep{-1pt}
  413. %\begin{flushleft}
  414. %$R=115$~nm
  415. %\end{flushleft}}
  416. %\includegraphics[width=0.9\textwidth]{2nm_115}
  417. %\caption{\label{plasma-105nm} Evolution of electron density $n_e$
  418. % (using $10^{\,20} \ {\rm cm}^{-3}$ units) for
  419. %(a$\,$--$\,$e)~$R=75$~nm, (f$\,$--$\,$j$\,$)~$R=100$~nm, and
  420. %($\,$k$\,$--$\,$o)~$R=115$~nm. Gaussian pulse duration $80\:f\!s$,
  421. %snapshots are taken before the pulse maxima, the corresponding
  422. %time-shifts are shown in the top of each column. Laser irradiation
  423. %fluences are (a-e) $0.12$~J/cm$^2$, (f-o) $0.16$~J/cm$^2$.}
  424. %\end{figure*}
  425. The changes of the real and imaginary parts of the permittivity
  426. associated with the time-dependent free carrier response
  427. \cite{Sokolowski2000} can be derived from equations (\ref{Maxwell},
  428. \ref{Drude}) and are written as follows
  429. \begin{align} \begin{cases} \label{Index} $$
  430. \displaystyle{Re(\epsilon^\ast) = \epsilon -\frac{{e^2}N_e}{\epsilon_0m_e^*(\omega^2+{\nu_e}^2)}} \\
  431. \displaystyle{Im(\epsilon^\ast) = \frac{{e^2}N_e\nu_e}{\epsilon_0m_e^*\omega(\omega^2+{\nu_e}^2)}.}
  432. $$ \end{cases} \end{align}
  433. \subsection{Mie calculations}
  434. A steady-state interaction of a plain electromagnetic wave with a
  435. spherical particle has a well-known analytical solution described by a
  436. Mie theory~\cite{Bohren1983}. It is only valid in the absence of
  437. nonlinear optical response, thus we can compare it against
  438. above-mentioned FDTD-EHP model only for small plasma densities, where
  439. we can neglect EHP impact to the refractive index. Non-stationary
  440. nature of a femtosecond pulse increase the complexity of the
  441. analysis. A detailed discussion on the relation between Mie theory and
  442. FDTD-EHP model will be provided in the next section.
  443. We used Scattnlay program to evaluate calculations of Mie coefficients
  444. and near-field distribution~\cite{Ladutenko2017}. This program is
  445. available online at GitHub~\cite{Scattnlay-web} under open source
  446. license.
  447. \section{Results and discussion}
  448. \begin{figure*}[p]
  449. \centering
  450. \includegraphics[width=145mm]{time-evolution-I-no-NP.pdf}
  451. \caption{\label{fig3} Temporal EHP (a, c, e) and asymmetry factor
  452. $G_{N_e}$ (b, d, f) evolution for different Si nanoparticle radii
  453. (a, b) $R = 75$~nm, (c, d) $R = 100$~nm, (e, f) $R = 115$~nm. Pulse
  454. duration $50$~\textit{fs} (FWHM). Wavelength $800$~nm in air. (b,
  455. d, f) Different stages of EHP evolution shown in Fig.~\ref{fig2}
  456. are indicated. The temporal evolution of Gaussian beam intensity is
  457. also shown. Peak laser fluence is fixed to be $0.125$~J/cm$^2$.}
  458. \vspace*{\floatsep}
  459. \centering
  460. \includegraphics[width=150mm]{plasma-grid.pdf}
  461. \caption{\label{fig2} EHP density snapshots inside Si nanoparticle of
  462. radii $R = 75$~nm (a-d), $R = 100$~nm (e-h) and $R = 115$~nm (i-l)
  463. taken at different times and conditions of excitation (stages
  464. $1-4$: (1) first optical cycle, (2) extremum at few optical cycles,
  465. (3) Mie theory, (4) nonlinear effects). $\Delta{Re(\epsilon)}$
  466. indicates the real part change of the dielectric function defined
  467. by Equation (\ref{Index}). Pulse duration $50$~\textit{fs}
  468. (FWHM). Wavelength $800$~nm in air. Peak laser fluence is fixed to
  469. be $0.125$~J/cm$^2$.}
  470. \end{figure*}
  471. %\subsection{Effect of the irradiation intensity on EHP generation}
  472. Firstly, we analyze Mie coefficients (Fig.~\ref{mie-fdtd}) and the
  473. intensity distribution inside the non-excited Si NP as a function of
  474. its size for a fixed laser wavelength $\lambda = 800$~nm. We
  475. introduce $G_I$ factor of asymmetry, corresponding to difference
  476. between the volume integral of intensity in the front side of the NP
  477. to that in the back side normalized to their sum:
  478. $G_I = (I^{front}-I^{back})/(I^{front}+I^{back})$, where
  479. $I^{front}=\int_{(z>0)}|E|^2d{\mathrm{v}}$ and
  480. $I^{back}=\int_{(z<0)} |E|^2d{\mathrm{v}}$. The factor $G_{I^2}$ was
  481. determined in a similar way by using volume integrals of squared
  482. intensity to predict EHP asymmetry due to two-photon absorption.
  483. Fig.~\ref{mie-fdtd}(b) shows $G$ factors as a function of the NP
  484. size. For the NPs of sizes below the first magnetic dipole resonance,
  485. the intensity is enhanced in the front side as in
  486. Fig.~\ref{mie-fdtd}(c) and $G_I > 0$. The behavior changes near the
  487. size resonance value, corresponding to $R \approx 105$~nm. In
  488. contrast, for larger sizes, the intensity is enhanced in the back
  489. side of the NP as demonstrated in Fig.~\ref{mie-fdtd}(d). In fact,
  490. very similar EHP distributions can be obtained by applying Maxwell's
  491. equations coupled with the rate equation for relatively weak
  492. excitation $N_e \approx 10^{20}$~cm$^{-3}$. The optical properties do
  493. not change considerably due to the excitation according to
  494. (\ref{Index}). Therefore, the excitation processes follow the
  495. intensity distribution. However, such coincidence was achieved under
  496. quasi-stationary conditions, after the electric field made enough
  497. oscillations inside the Si NP.
  498. To achieve a qualitative description of the EHP distribution, we
  499. introduced another asymmetry factor
  500. $G_{N_e} = (N_e^{front}-N_e^{back})/(N_e^{front}+N_e^{back})$
  501. indicating the relationship between the average EHP densities in the
  502. front and in the back parts of the NP. This way, $G_{N_e} = 0$
  503. corresponds to the quasi-homogeneous case and the assumption of the
  504. NP homogeneous EHP distribution can be made to investigate the
  505. optical response of the excited Si NP. When $G_{N_e}$ significantly
  506. differs from $0$, this assumption, however, could not be
  507. justified. In what follows, we discuss the results of the numerical
  508. modeling revealing the EHP evolution stages during pulse duration
  509. shown in Fig.~\ref{fig2} and the temporal/EHP dependent evolution of
  510. the asymmetry factor $G_{N_e}$ in Fig.~\ref{fig3}.
  511. % Fig. \ref{Mie} demonstrates the temporal evolution of the EHP
  512. % generated inside the silicon NP of $R \approx 105$~nm. Here,
  513. % irradiation by high-intensity, $I\approx $ from XXX to YYY (???),
  514. % ultrashort laser Gaussian pulse is considered. Snapshots of free
  515. % carrier density taken at different times correspond to different
  516. % total amount of the deposited energy (different laser intensities).
  517. %To better analyze the degree of inhomogeneity, we introduce the EHP
  518. % asymmetry parameter, $G$, which is defined as a relation between the
  519. % average electron density generated in the front side of the
  520. % NP and the average electron density in the back side, as
  521. % shown in Fig. \ref{fig2}. During the femtosecond pulse interaction,
  522. % this parameter significantly varies.
  523. To describe all the stages of powerful enough light interaction with
  524. Si NP, we present the calculation results obtained by using Maxwell's
  525. equations coupled with electron kinetics equations for different
  526. radii for resonant and non-resonant conditions. In this case, the
  527. geometry of the EHP distribution can strongly deviate from the
  528. intensity distribution given by Mie theory. Two main reasons cause
  529. the deviation: (i) non-stationarity of the energy deposition and (ii)
  530. nonlinear effects, taking place due to transient optical changes in
  531. Si. The non-stationary intensity deposition results in different time
  532. delays for exciting electric and magnetic resonances inside Si NP
  533. because of different quality factors $Q$ of the resonances. In
  534. particular, magnetic dipole resonance (\textit{b1}) has $Q \approx
  535. 8$, whereas electric one (\textit{a1}) has $Q \approx 4$. The larger
  536. particle supporting magnetic quadrupole resonance (\textit{b2})
  537. demonstrates \textit{Q} $\approx 40$. As soon as the electromagnetic
  538. wave period at $\lambda$~=~800~nm is 2.6~\textit{fs}, one needs about
  539. 10~\textit{fs} to pump the electric dipole, 20~\textit{fs} for the
  540. magnetic dipole, and about 100~\textit{fs} for the magnetic
  541. quadrupole. According to these considerations, the first optical
  542. cycles taking place on few-femtosecond scale result in the excitation
  543. of the low-\textit{Q} electric dipole resonance independently on the
  544. exact size of NPs and with the EHP concentration mostly on the front
  545. side of the NPs. We address to this phenomena as \textit{'Stage 1'},
  546. as shown in Figs.~\ref{fig2} and~\ref{fig2}. The first stage at the
  547. first optical cycle demonstrates the dominant electric dipole
  548. resonance effect on the intensity/EHP density distribution inside the
  549. NPs in Fig.~\ref{fig2}(a,e,j) and~\ref{fig3}. The larger the NPs size
  550. is, the higher the NP asymmetry $G_{N_e}$ is achieved.
  551. \textit{'Stage 2'} corresponds to further electric field oscillations
  552. ($t \approx 2\div15$) leading to the unstationery EHP evolution
  553. with a maximum of the EHP distribution in the front side of the Si NP
  554. owing to the starting excitation of MD and MQ resonances that require more
  555. time to be excited. At this stage, the density of EHP ($N_e < 10^{20}$~cm$^2$)
  556. is still not high enough to significantly affect the optical properties
  557. of the NP.
  558. A number of optical cycles ($>$10 or $t>$25~\textit{fs}) is necessary
  559. to achieve the stationary intensity pattern corresponding to the
  560. Mie-based intensity distribution at the \textit{'Stage $3$'} (see
  561. Fig.~\ref{fig3}). The EHP density is still relatively small to affect
  562. the EHP evolution or for diffusion, but is already high enough to
  563. change the local optical properties. Below the magnetic dipole
  564. resonance $R \approx 100$~nm, the EHP is mostly localized in the
  565. front side of the NP as shown in Fig.~\ref{fig2}(c). The highest
  566. stationary asymmetry factor $G_{N_e} \approx 0.5\div0.6$ is achieved
  567. in this case. At the magnetic dipole resonance conditions, the EHP
  568. distribution has a toroidal shape and is much closer to the
  569. homogeneous distribution. In contrast, above the magnetic dipole
  570. resonant size for $R = 115$~nm, and the $G_{N_e} < 0$ due to the fact
  571. that EHP is dominantly localized in the back side of the NP.
  572. For the higher excitation conditions, the optical properties of
  573. silicon change significantly according to the equations
  574. (\ref{Index}). As a result, the non-resonant electric dipole
  575. contributes to the forward shifting of EHP density
  576. maximum. Therefore, EHP is localized in the front part of the NP,
  577. influencing the asymmetry factor $G_{N_e}$ in
  578. Fig.~\ref{fig3}. Approximately at the pulse peak, the critical
  579. electron density $N_{cr} = 5\cdot{10}^{21}$~cm$^{-3}$ for silicon,
  580. which corresponds to the transition to quasi-metallic state
  581. $Re(\epsilon) \approx 0$ and to the electron plasma resonance, is
  582. overcome. Further irradiation leads to a decrease in the asymmetry
  583. parameter down to $G_{N_e} = 0$ for higher EHP densities, as one can
  584. observe in Fig.~\ref{fig2}(d, h, l).
  585. As the EHP acquires quasi-metallic properties at stronger excitation
  586. $N_e > 5\cdot{10}^{21}$~cm$^{-3}$, the EHP distribution evolves
  587. inside NPs because of the photoionization and avalanche ionization
  588. induced transient optical response and the effect of newly formed
  589. EHP. This way, the distribution becomes more homogeneous and the
  590. effect is likely to be enhanced by electron diffusion inside Si
  591. NPs. We refer to these nonlinear phenomena as \textit{'Stage~$4$'}.
  592. It is worth noting that it is possible to achieve a formation of
  593. deeply subwavelength EHP regions due to high field localization. The
  594. smallest EHP localization and the larger asymmetry factor are
  595. achieved below the magnetic dipole resonant conditions for $R < 100$~nm.
  596. Thus, the EHP distribution in Fig.~\ref{fig2}(c) is optimal for
  597. symmetry breaking in Si NP, as it results in the larger asymmetry
  598. factor $G_{N_e}$ and higher electron densities $N_e$. We stress here
  599. that such regime could be still safe for NP due to the very small
  600. volume where such high EHP density is formed.
  601. % \subsection{Effects of NP size and scattering efficiency
  602. % factor on scattering directions}
  603. % \begin{figure}[ht] \centering
  604. % \includegraphics[width=90mm]{fig3.png}
  605. % \caption{\label{fig3} a) Scattering efficiency factor $Q_{sca}$
  606. % dependence on the radius $R$ of non-excited silicon NP
  607. % calculated by Mie theory; b) Parameter of forward/backward scattering
  608. % dependence on the radius $R$ calculated by Mie theory for non-excited
  609. % silicon NP c) Optimization parameter $K$ dependence on the
  610. % average electron density $n_e^{front}$ in the front half of the
  611. % NP for indicated radii (1-7).}
  612. % \end{figure}
  613. % We have discussed the EHP kinetics for a silicon NP of a
  614. % fixed radius $R \approx 105$~nm. In what follows, we investigate the
  615. % influence of the NP size on the EHP patterns and temporal
  616. % evolution during ultrashort laser irradiation. A brief analysis of
  617. % the initial intensity distribution inside the NP given by
  618. % the classical Mie theory for homogeneous spherical particles
  619. % \cite{Mie1908} can be useful in this case. Fig. \ref{fig3}(a, b)
  620. % shows the scattering efficiency and the asymmetry parameter for
  621. % forward/backward scattering for non-excited silicon NPs of
  622. % different radii calculated by Mie theory \cite{Mie1908}. Scattering
  623. % efficiency dependence gives us the value of resonant sizes of
  624. % NPs, where the initial electric fields are significantly
  625. % enhanced and, therefore, we can expect that the following conditions
  626. % will result in a stronger electron density gradients. Additionally,
  627. % in the case of maximum forward or backward scattering, the initial
  628. % intensity distribution has the maximum of asymmetry. One can note,
  629. % that for $R \approx 100$~nm and $R \approx 150$~nm both criteria are
  630. % fulfilled: the intensity is enhanced $5-10$ times due to
  631. % near-resonance conditions and its distribution has a strong
  632. % asymmetry.
  633. % In what follows, we present the calculation results obtained by
  634. % using Maxwell's equations coupled with electron kinetics for
  635. % different extremum radii for resonant and non-resonant
  636. % conditions. One can note, that the maximum asymmetry factor of EHP
  637. % $G$ does not guarantee the optimal asymmetry of intensity
  638. % distribution, as the size of generated plasma and the value of the
  639. % electron density equally contribute to the change of the modified
  640. % NP optical response. For example, it is easier to localize
  641. % high electron densities inside smaller NPs, however, due
  642. % to the negligible size of the generated EHP with respect to laser
  643. % wavelength in media, the intensity distribution around the
  644. % NP will not change considerably. Therefore, we propose to
  645. % introduce the optimization factor
  646. % $K = \frac{n_e(G-1)R^2}{n_{cr}G{R_0^2}}$, where $R_0 = 100$~nm,
  647. % $n_{cr} = 5\cdot{10}^{21}~cm^{-3}$, and $G$ is asymmetry of EHP,
  648. % defined previously. The calculation results for different radii of
  649. % silicon NPs and electron densities are presented in
  650. % Fig. \ref{fig3}(c). One can see, that the maximum value are achieved
  651. % for the NPs, that satisfy both initial maximum forward
  652. % scattering and not far from the first resonant condition. For larger
  653. % NPs, lower values of EHP asymmetry factor are obtained, as
  654. % the electron density evolves not only from the intensity patterns in
  655. % the front side of the NP but also in the back side.
  656. %TODO:
  657. %Need to discuss agreement/differences between Mie and FDTD+rate. Anton ?!
  658. % To demonstrate the effect of symmetry breaking, we calculate the
  659. % intensity distribution around the NP for double-pulse
  660. % experiment. The first pulse of larger pulse energy and polarization
  661. % along $Ox$ generates asymmetric EHP inside silicon NP,
  662. % whereas the second pulse of lower pulse energy and polarization $Oz$
  663. % interacts with EHP after the first pulse is gone. The minimum
  664. % relaxation time of high electron density in silicon is
  665. % $\tau_{rec} = 6\cdot{10}^{-12}$~s \cite{Yoffa1980}, therefore, the
  666. % electron density will not have time to decrease significantly for
  667. % subpicosecond pulse separations. In our simulations, we use
  668. % $\delta{t} = 200\:f\!s$ pulse separation. The intensity
  669. % distributions near the silicon NP of $R = 95$~nm,
  670. % corresponding to maxima value of $K$ optimization factor, without
  671. % plasma and with generated plasma are shown in Fig. \ref{fig4}. The
  672. % intensity distribution is strongly asymmetric in the case of EHP
  673. % presence. One can note, that the excited NP is out of
  674. % quasi-resonant condition and the intensity enhancements in
  675. % Fig. \ref{fig4}(c) are weaker than in Fig. \ref{fig4}(b). Therefore,
  676. % the generated nanoplasma acts like a quasi-metallic nonconcentric
  677. % nanoshell inside the NP, providing a symmetry reduction
  678. % \cite{Wang2006}.
  679. % \begin{figure}[ht] \centering
  680. % \includegraphics[width=90mm]{fig4.png}
  681. % \caption{\label{fig4} a) Electron plasma distribution inside Si
  682. % NP $R \approx 95$~nm 50~\textit{fs} after the pulse peak;
  683. % (Kostya: Is it scattering field intensity snapshot $XXX\:f\!s$ after
  684. % the second pulse maxima passed the particle?) Intensity
  685. % distributions around and inside the NP b) without plasma,
  686. % c) with electron plasma inside.}
  687. % \end{figure}
  688. %\begin{figure} %\centering
  689. % \includegraphics[height=0.7\linewidth]{Si-flow-R140-XYZ-Eabs}
  690. % \caption{EHP distributions for nonres., MD, ED, and MQ NPs
  691. % at moderate photoexcitation. The aim is to show different possible
  692. % EHP patterns and how strong could be symmetry breaking.
  693. % \label{fgr:example}
  694. %\end{figure}
  695. %\subsection{Asymmetry analysis: effects of pulse duration, intensity
  696. % and size} It is important to optimize asymmetry by varying pulse
  697. % duration, intensity and size.
  698. \section{Conclusions} We have considered ultra-short and sufficiently
  699. intense light interactions with a single semiconductor nanoparticle
  700. under different irradiation conditions and for various particle
  701. sizes. As a result of the presented self-consistent calculations, we
  702. have obtained spatio-temporal EHP evolution inside the
  703. NPs and investigated the asymmetry of EHP distributions. % for different laser intensities. % and temporal pulse widths.
  704. %It has been demonstrated that the EHP generation strongly affects
  705. %NP scattering and, in particular, changes the preferable
  706. %scattering direction.
  707. Different pathways of EHP evolution from the front side to the back
  708. side have been revealed, depending on the NP sizes, and the
  709. origins of different behavior have been explained by the
  710. non-stationarity of the energy deposition and different quality
  711. resonant factors for exciting the electric and magnetic dipole
  712. resonances, intensity distribution by Mie theory and newly
  713. plasma-induced nonlinear effects. The effect of the strong broadband
  714. electric dipole resonance on the EHP asymmetric distribution during
  715. first optical cycles has been revealed for different size
  716. parameters. The higher EHP asymmetry is established for NPs
  717. of smaller sizes below the first magnetic dipole
  718. resonance. Essentially different EHP evolution and lower asymmetry is
  719. achieved for larger NPs due to the stationary intensity
  720. enhancement in the back side of the NP. The EHP densities
  721. above the critical value were shown to lead to the EHP distribution
  722. homogenization.
  723. % In particular, the scattering efficiency factor is used to define
  724. % the optimum NP size for preferential forward or backward
  725. % scattering. Furthermore, a parameter has been introduced to describe
  726. % the scattering asymmetry as a ratio of the EHP density in the front
  727. % side to that in the back side of the NP. This parameter
  728. % can be then used for two-dimensional scattering mapping, which is
  729. % particularly important in numerous photonics applications.
  730. The EHP asymmetry opens a wide range of applications in NP
  731. nanomashining/manipulation at nanoscale, in catalysis as well as numerous
  732. nano-bio-applications. The observed plasma-induced breaking symmetry
  733. can be also useful for beam steering, or for the enhanced second
  734. harmonics generation.
  735. \section{Acknowledgments}
  736. A. R. and T. E. I. gratefully acknowledge the CINES of CNRS for
  737. computer support. S. V. M. is thankful to ITMO Fellowship
  738. Program. This work was partially supported by Russian Foundation for
  739. Basic Researches (grants 17-03-00621, 17-02-00538, 16-29-05317).
  740. %%%END OF MAIN TEXT%%%
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