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  105. %%%TITLE, AUTHORS AND ABSTRACT%%%
  106. \twocolumn[
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  111. \includegraphics{head_foot/DOI} & \noindent\LARGE{\textbf{Photogenerated Electron-Hole Plasma Induced Symmetry Breaking in Spherical Silicon Nanoparticle}} \\%Article title goes here instead of the text "This is the title"
  112. \vspace{0.3cm} & \vspace{0.3cm} \\
  113. & \noindent\large{Anton Rudenko,$^{\ast}$\textit{$^{a}$} Konstantin Ladutenko,\textit{$^{b}$} Sergey Makarov\textit{$^{b}$} and Tatiana E. Itina\textit{$^{a}$$^{b}$}
  114. \textit{$^{a}$~Laboratoire Hubert Curien, UMR CNRS 5516, University of Lyon/UJM, 42000, Saint-Etienne, France }
  115. \textit{$^{b}$~ITMO University, Kronverksiy pr. 49, St. Petersburg, Russia}
  116. } \\%Author names go here instead of "Full name", etc.
  117. \includegraphics{head_foot/dates} & \noindent\normalsize
  118. {The concept of nonlinear all-dielectric nanophotonics based on high
  119. refractive index (e.g., silicon) nanoparticles supporting magnetic
  120. optical response has recently emerged as a powerful tool for ultrafast
  121. all-optical modulation at nanoscale. A strong modulation can be
  122. achieved via photo-generation of dense electron-hole plasma in the
  123. regime of simultaneous excitation of electric and magnetic optical
  124. resonances, resulting in an effective transient reconfiguration of
  125. nanoparticle scattering properties. Because only homogeneous plasma
  126. generation was previously considered in the photo-excited
  127. nanoparticle, a possibility of symmetry breaking, however, remains
  128. unexplored. To examine these effects, numerical modeling is
  129. performed. Based on the simulation results, we propose an original
  130. concept of a deeply subwavelength
  131. ($\approx$$\lambda$$^3$/100) plasma-induced nanopatterning of
  132. spherical silicon nanoparticles. In particular, the revealed strong
  133. symmetry breaking in the initially symmetrical nanoparticle, which is
  134. observed during ultrafast photoexcitation near the magnetic dipole
  135. resonance, enables a considerable increase in the precision of
  136. laser-induced nanotreatment. Importantly, the proposed ultrafast
  137. manipulation of the nanoparticle inherent structure and symmetry paves
  138. a way to the novel principles that are also promising for nonlinear
  139. optical nanodevices.}
  140. \end{tabular}
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  142. ]%%%END OF TITLE, AUTHORS AND ABSTRACT%%%
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  145. \section*{} \vspace{-1cm}
  146. %%%FOOTNOTES%%%
  147. \footnotetext{\textit{$^{a}$~Univ Lyon, UJM-St-Etienne, CNRS UMR 5516,
  148. F-42000, Saint-Etienne, France}} \footnotetext{\textit{$^{b}$~ITMO
  149. University, Kronverksiy pr. 49, St. Petersburg, Russia}}
  150. % Please use \dag to cite the ESI in the main text of the article.
  151. % If you article does not have ESI please remove the the \dag symbol
  152. % from the title and the footnotetext below.
  153. % \footnotetext{\dag~Electronic Supplementary Information (ESI)
  154. % available: [details of any supplementary information available
  155. % should be included here]. See DOI:10.1039/b000000x/} %additional
  156. % addresses can be cited as above using the lower-case letters, c, d,
  157. % e... If all authors are from the same address, no letter is required
  158. % \footnotetext{\ddag~Additional footnotes to the title and authors can
  159. % be included \emph{e.g.}\ `Present address:' or `These authors
  160. % contributed equally to this work' as above using the symbols: \ddag,
  161. % \textsection, and \P. Please place the appropriate symbol next to the
  162. % author's name and include a \texttt{\textbackslash footnotetext} entry
  163. % in the the correct place in the list.}
  164. %%%END OF FOOTNOTES%%%
  165. %%%MAIN TEXT%%%%
  166. \section{Introduction}
  167. All-dielectric nonlinear nanophotonics based on high refractive index
  168. dielectric has become prospective paradigm in modern optics, owing to
  169. recent advances in harmonics generation~\cite{shcherbakov2014enhanced,
  170. yang2015nonlinear, makarov2016self, shorokhov2016multifold,
  171. makarov2017efficient} and ultrafast all-optical
  172. modulation~\cite{iyer2015reconfigurable, makarov2015tuning,
  173. shcherbakov2015ultrafast, yang2015nonlinear, baranov2016nonlinear,
  174. baranov2016tuning, shcherbakov2017ultrafast}. In fact,
  175. all-dielectric nanoantennas and metasurfaces possess much smaller
  176. parasitic Joule losses at high intensities as compared with their
  177. plasmonic counterparts, whereas their nonlinear properties are
  178. comparable. More importantly, the unique properties of the nonlinear
  179. all-dielectric nanodevices are due to existing of both electric and
  180. magnetic optical resonances in visible and near IR
  181. ranges~\cite{kuznetsov2016optically}. For instance, even slight
  182. variation of dielectric permittivity around optical resonances leads
  183. to significant changes of optical properties (transmittance or
  184. reflectance) of all-dielectric nanoantennas~\cite{makarov2015tuning,
  185. baranov2016nonlinear, baranov2016tuning} and
  186. metasurfaces~\cite{iyer2015reconfigurable, shcherbakov2015ultrafast,
  187. yang2015nonlinear, shcherbakov2017ultrafast}.
  188. In these works on all-dielectric nonlinear nanostructures, the
  189. building blocks (nanoparticles) were considered as objects with
  190. dielectric permittivity \textit{homogeneously} distributed over
  191. nanoparticle. Therefore, in order to manipulate the propagation angle
  192. of the transmitted light it was proposed to use complicated
  193. nanostructures with reduced symmetry~\cite{albella2015switchable,
  194. baranov2016tuning, shibanuma2016unidirectional}.
  195. \begin{figure}[t] \centering
  196. \includegraphics[width=0.75\linewidth]{Concept.pdf}
  197. \caption{Schematic illustration of electron-hole plasma 2D and 1D
  198. distributions in silicon nanoparticle around a magnetic resonance.}
  199. \label{fgr:concept}
  200. \end{figure}
  201. On the other hand, plasma explosion imaging technique has been used to
  202. observe electron-hole plasmas (EHP), produced by femtosecond lasers,
  203. inside nanoparticles~\cite{Hickstein2014}. Particularly, a strongly
  204. localized EHP in the front side of NaCl nanocrystals of $R = 100$ nm
  205. was revealed. The forward ejection of ions in this case was attributed
  206. to a nanolensing effect inside the nanoparticle and the intensity
  207. enhancement as low as $10\%$ on the far side of the nanoparticle. Much
  208. stronger enhancements can be achieved near electric and magnetic
  209. dipole resonances excited in single semiconductor nanoparticles, such
  210. as silicon (Si), germanium (Ge) etc.
  211. In this Letter, we show that ultra-short laser-based EHP
  212. photo-excitation in a spherical semiconductor (e.g., silicon)
  213. nanoparticle leads to a strongly inhomogeneous carrier
  214. distribution. To reveal and study this effect, we perform a full-wave
  215. numerical simulation of the intense femtosecond (\textit{fs}) laser
  216. pulse interaction with a silicon nanoparticle supporting Mie
  217. resonances and two-photon free carrier generation. In particular, we
  218. couple finite-difference time-domain (FDTD) method used to solve
  219. Maxwell equations with kinetic equations describing nonlinear EHP
  220. generation. Three-dimensional transient variation of the material
  221. dielectric permittivity is calculated for nanoparticles of several
  222. sizes. The obtained results propose a novel strategy to create
  223. complicated non-symmetrical nanostructures by using single photo-excited
  224. spherical silicon nanoparticles. Moreover, we show that a dense
  225. EHP can be generated at deeply subwavelength scale
  226. ($\approx$$\lambda$$^3$/100) supporting the formation of small
  227. metalized parts inside the nanoparticle. In fact, such effects
  228. transform an all-dielectric nanoparticle to a hybrid one strongly
  229. extending functionality of the ultrafast optical nanoantennas.
  230. %Plan:
  231. %\begin{itemize}
  232. %\item Fig.1: Beautiful conceptual picture
  233. %\item Fig.2: Temporal evolution of EHP in NP with different diameters
  234. %at fixed intensity, in order to show that we have the highest
  235. %asymmetry around magnetic dipole (MD) resonance. This would be really
  236. %nice!
  237. %\item Fig.3: Temporal evolution of EHP in NP with fixed diameter (at
  238. %MD) at different intensities, in order to show possible regimes of
  239. %plasma-patterning of NP volume. It would be nice, if we will show
  240. %power patterns decencies on intensity for side probe pulse to show beam steering due to symmetry breaking.
  241. %\item Fig.4: (a) Dependence on pulse duration is also interesting. We
  242. %have to show at which duration the asymmetry factor is saturated. (b)
  243. %2D map of asymmetry factor in false colors, where x-axis and y-axis correspond to intensity and NP diameter.
  244. %\end{itemize} %Additionally, if you will manage to calculate
  245. %evolution of scattering power pattern and show considerable effect of
  246. % beam steering, we can try Nanoscale or LPR, because the novelty will
  247. % be very high.
  248. \section{Modeling details}
  249. We focus attention on silicon because this material is promising for
  250. the implementation of numerous nonlinear photonic devices. This
  251. advantage is based on a broad range of optical nonlinearities, strong
  252. two-photon absorption, as well as a possibility of the photo-induced
  253. EHP excitation~\cite{leuthold2010nonlinear}. Furthermore, silicon
  254. nanoantennas demonstrate a sufficiently high damage threshold due to
  255. the large melting temperature ($\approx$1690~K), whereas its nonlinear
  256. optical properties have been extensively studied during last
  257. decays~\cite{Van1987, Sokolowski2000, leuthold2010nonlinear}. High
  258. silicon melting point typically preserves structures formed from this
  259. material up to the EHP densities on the order of the critical value
  260. $n_{cr} \approx 5\cdot{10}^{21}$ cm$^{-3}$ \cite{Korfiatis2007}. At
  261. the critical density and above, silicon acquires metallic properties
  262. ($Re(\epsilon) < 0$) and contributes to the EHP reconfiguration during
  263. ultrashort laser irradiation.
  264. The process of three-dimensional photo-generation of the EHP in
  265. silicon nanoparticles has not been modeled before in
  266. time-domain. Therefore, herein we propose a model considering
  267. ultrashort laser interactions with a resonant silicon sphere, where
  268. the EHP is generated via one- and two-photon absorption processes.
  269. Importantly, we also consider nonlinear feedback of the material by
  270. taking into account the intraband light absorption on the generated
  271. free carriers. To simplify our model, we neglect free carrier
  272. diffusion at the considered short time scales. In fact, the aim of the
  273. present work is to study the EHP dynamics \textit{during} ultra-short
  274. laser interaction with the nanoparticle. The created electron-hole
  275. plasma then will recombine, however, as its existence modifies both
  276. laser-particle interaction and, hence, the following particle
  277. evolution.
  278. \subsection{Light propagation}
  279. Ultra-short laser interaction and light propagation inside the silicon
  280. nanoparticle are modeled by solving the system of Maxwell's equations
  281. written in the following way
  282. \begin{align} \begin{cases} \label{Maxwell}$$
  283. \displaystyle{\frac{\partial{\vec{E}}}{\partial{t}}=\frac{\nabla\times\vec{H}}{\epsilon_0\epsilon}-\frac{1}{\epsilon_0\epsilon}(\vec{J}_p+\vec{J}_{Kerr})} \\
  284. \displaystyle{\frac{\partial{\vec{H}}}{\partial{t}}=-\frac{\nabla\times\vec{E}}{\mu_0}},
  285. $$ \end{cases}
  286. \end{align}
  287. where $\vec{E}$ is the electric field, $\vec{H}$ is the magnetizing
  288. field, $\epsilon_0$ is the free space permittivity, $\mu_0$ is the
  289. permeability of free space, $\epsilon = n^2 = 3.681^2$ is the
  290. permittivity of non-excited silicon at $800$ nm wavelength
  291. \cite{Green1995}, $\vec{J}_p$ and $\vec{J}_{Kerr}$ are the nonlinear
  292. currents, which include the contribution due to Kerr effect
  293. $\vec{J}_{Kerr} =
  294. \epsilon_0\epsilon_\infty\chi_3\frac{\partial\left(\left|\vec{E}\right|^2\vec{E}\right)}{\partial{t}}$,
  295. where $\chi_3 =4\cdot{10}^{-20}$ m$^2$/V$^2$ for laser wavelength
  296. $\lambda = 800$nm \cite{Bristow2007}, and heating of the conduction
  297. band, described by the differential equation derived from the Drude
  298. model
  299. \begin{equation} \label{Drude}
  300. \displaystyle{\frac{\partial{\vec{J_p}}}{\partial{t}} = -
  301. \nu_e\vec{J_p} + \frac{e^2N_e(t)}{m_e^*}\vec{E}},
  302. \end{equation}
  303. where $e$ is the elementary charge, $m_e^* = 0.18m_e$ is the reduced
  304. electron-hole mass \cite{Sokolowski2000}, $N_e(t)$ is the
  305. time-dependent free carrier density and $\nu_e = 10^{15}$ s$^{-1}$ is
  306. the electron collision frequency \cite{Sokolowski2000}. Silicon
  307. nanoparticle is surrounded by vacuum, where the light propagation is
  308. calculated by Maxwell's equations with $\vec{J} = 0$ and
  309. $\epsilon = 1$. The system of Maxwell's equations coupled with
  310. electron density equation is solved by the finite-difference numerical
  311. method \cite{Rudenko2016}, based on the finite-difference time-domain
  312. (FDTD) \cite{Yee1966} and auxiliary-differential methods for
  313. dispersive media \cite{Taflove1995}. At the edges of the grid, we
  314. apply the absorbing boundary conditions related to convolutional
  315. perfectly matched layers (CPML) to avoid nonphysical reflections
  316. \cite{Roden2000}. The initial electric field is introduced as a
  317. Gaussian slightly focused beam as follows
  318. \begin{align}
  319. \begin{aligned}
  320. \label{Gaussian}
  321. {E_x}(t, r, z) = \frac{w_0}{w(z)}{exp}\left(i\omega{t} - \frac{r^2}{{w(z)}^2} - ikz - ik\frac{r^2}{2R(z)} + i\varsigma(z)\right)\\
  322. \times\;{exp}\left(-\frac{(t-t_0)^2}{\theta^2}\right),
  323. \end{aligned}
  324. \end{align}
  325. where $\theta$ is the temporal pulse width at the half maximum (FWHM),
  326. $t_0$ is a time delay, $w_0 = 3{\mu}m$ is the waist beam,
  327. $w(z) = {w_0}\sqrt{1+(\frac{z}{z_R})^2}$ is the Gaussian's beam spot
  328. size, $\omega = 2{\pi}c/{\lambda}$ is the angular frequency,
  329. $\lambda = 800$ nm is the laser wavelength in air, $c$ is the speed of
  330. light, ${z_R} = \frac{\pi{{w_0}^2}n_0}{\lambda}$ is the Rayleigh
  331. length, $r = \sqrt{x^2 + y^2}$ is the radial distance from the beam's
  332. waist, $R_z = z\left(1+(\frac{z_R}{z})^2\right)$ is the radius of
  333. curvature of the wavelength comprising the beam, and
  334. $\varsigma(z) = {\arctan}(\frac{z}{z_R}) $ is the Gouy phase shift.
  335. \subsection{Material ionization}
  336. To account for the material ionization that is induced by a
  337. sufficiently intense laser field inside the particle, we couple
  338. Maxwell's equations with the kinetic equation for the electron-hole
  339. plasma as described below.
  340. % \begin{figure*}[ht!]
  341. % \centering
  342. % \includegraphics[width=120mm]{fig2.png}
  343. % \caption{\label{fig2} Free carrier density snapshots of electron plasma evolution inside Si nanoparticle taken a) $30\:f\!s$ b) $10\:f\!s$ before the pulse peak, c) at the pulse peak, d) $10\:f\!s$ e) $30\:f\!s$ after the pulse peak. Pulse duration $50\:f\!s$ (FWHM). Wavelength $800$ nm in air. Radius of the nanoparticle $R \approx 105$ nm, corresponding to the resonance condition. Graph shows the dependence of the asymmetric parameter of electron plasma density on the average electron density in the front half of the nanoparticle. $n_{cr} = 5\cdot{10}^{21}$ cm$^{-3}$ is the critical plasma resonance electron density for silicon.}
  344. % \end{figure*}
  345. The time-dependent conduction-band carrier density evolution is
  346. described by a rate equation that was proposed by van Driel
  347. \cite{Van1987}. This equation takes into account such processes as
  348. photoionization, avalanche ionization and Auger recombination, and is
  349. written as
  350. \begin{equation} \label{Dens}
  351. \displaystyle{\frac{\partial{N_e}}{\partial t} =
  352. \frac{N_a-N_e}{N_a}\left(\frac{\sigma_1I}{\hbar\omega} +
  353. \frac{\sigma_2I^2}{2\hbar\omega}\right) + \alpha{I}n_e -
  354. \frac{C\cdot{N_e}^3}{C\tau_{rec}N_e^2+1},} \end{equation} where
  355. $I=\frac{n}{2}\sqrt{\frac{\epsilon_0}{\mu_0}}\left|\vec{E}\right|^2$
  356. is the intensity, $\sigma_1 = 1.021\cdot{10}^3$ cm$^{-1}$ and
  357. $\sigma_2 = 0.1\cdot{10}^{-7}$ cm/W are the one-photon and two-photon
  358. interband cross-sections \cite{Choi2002, Bristow2007, Derrien2013},
  359. $N_a = 5\cdot{10}^{22} cm^{-3}$ is the saturation particle density
  360. \cite{Derrien2013}, $C = 3.8\cdot{10}^{-31}$ cm$^6$/s is the Auger
  361. recombination rate \cite{Van1987}, $\tau_{rec} = 6\cdot{10}^{-12}$s is
  362. the minimum Auger recombination time \cite{Yoffa1980}, and
  363. $\alpha = 21.2$ cm$^2$/J is the avalanche ionization coefficient
  364. \cite{Pronko1998} at the wavelength $800$ nm in air. As we have noted,
  365. free carrier diffusion is neglected during and shortly after the laser
  366. excitation \cite{Van1987, Sokolowski2000}. In particular, from the
  367. Einstein formula $D = k_B T_e \tau/m^*$ $\approx$ (1-2)10$^5$ m/s
  368. (k$_B$ is the Boltzmann constant, T$_e$ is the electron temperature,
  369. $\tau$=1~\textit{fs} is the collision time, $m^*$ = 0.18$m_e$ is the effective
  370. mass), where T$_e$ $\approx$ 2*10$^4$~K for N$_e$ close to N$_cr$. It
  371. means that during the pulse duration ($\approx$ 50~\textit{fs}) the diffusion
  372. length will be around 5--10~nm for N$_e$ close to N$_cr$.
  373. \begin{figure}[ht!]
  374. \centering
  375. \includegraphics[width=0.495\textwidth]{mie-fdtd-3}
  376. \caption{\label{mie-fdtd} (a, b) First four Lorentz-Mie coefficients
  377. ($a_1$, $a_2$, $b_1$, $b_2$) and factors of asymmetry $G_I$, $G_{I^2}$
  378. according to Mie theory at fixed wavelength 800~nm. (c, d) Intensity
  379. distribution calculated by Mie theory and (e, f) EHP distribution
  380. for low free carrier densities $N_e \approx 10^{20}$ cm$^{-3}$ by
  381. Maxwell's equations (\ref{Maxwell}, \ref{Drude}) coupled with EHP
  382. density equation (\ref{Dens}). (c-f) Incident light propagates from
  383. the left to the right along $Z$ axis, electric field polarization
  384. $\vec{E}$ is along $X$ axis.}
  385. \end{figure}
  386. %\begin{figure*}[ht!] \label{EHP}
  387. %\centering
  388. %\begin{tabular*}{0.76\textwidth}{ c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c}
  389. %$-80\:f\!s$&$-60\:f\!s$&$-30\:f\!s$&$ -20\:f\!s$&$ -10\:f\!s$\\
  390. %\end{tabular*}
  391. %{\setlength\topsep{-1pt}
  392. %\begin{flushleft}
  393. %$R=75$~nm
  394. %\end{flushleft}}
  395. %\includegraphics[width=0.9\textwidth]{2nm_75}
  396. %{\setlength\topsep{-1pt}
  397. %\begin{flushleft}
  398. %$R=100$~nm
  399. %\end{flushleft}}
  400. %\includegraphics[width=0.9\textwidth]{2nm_100}
  401. %{\setlength\topsep{-1pt}
  402. %\begin{flushleft}
  403. %$R=115$~nm
  404. %\end{flushleft}}
  405. %\includegraphics[width=0.9\textwidth]{2nm_115}
  406. %\caption{\label{plasma-105nm} Evolution of electron density $n_e$
  407. % (using $10^{\,20} \ {\rm cm}^{-3}$ units) for
  408. %(a$\,$--$\,$e)~$R=75$~nm, (f$\,$--$\,$j$\,$)~$R=100$~nm, and
  409. %($\,$k$\,$--$\,$o)~$R=115$~nm. Gaussian pulse duration $80\:f\!s$,
  410. %snapshots are taken before the pulse maxima, the corresponding
  411. %time-shifts are shown in the top of each column. Laser irradiation
  412. %fluences are (a-e) $0.12$ J/cm$^2$, (f-o) $0.16$ J/cm$^2$.}
  413. %\end{figure*}
  414. The changes of the real and imaginary parts of the permittivity
  415. associated with the time-dependent free carrier response
  416. \cite{Sokolowski2000} can be derived from equations (\ref{Maxwell},
  417. \ref{Drude}) and are written as follows
  418. \begin{align} \begin{cases} \label{Index} $$
  419. \displaystyle{Re(\epsilon^\ast) = \epsilon -\frac{{e^2}N_e}{\epsilon_0m_e^*(\omega^2+{\nu_e}^2)}} \\
  420. \displaystyle{Im(\epsilon^\ast) = \frac{{e^2}N_e\nu_e}{\epsilon_0m_e^*\omega(\omega^2+{\nu_e}^2)}.}
  421. $$ \end{cases} \end{align}
  422. \subsection{Mie calculations}
  423. A steady-state interaction of a plain electromagnetic wave with a
  424. spherical particle has a well-known analytical solution described by a
  425. Mie theory~\cite{Bohren1983}. It is only valid in the absence of
  426. nonlinear optical response, thus we can compare it against
  427. above-mentioned FDTD-EHP model only for small plasma densities, where
  428. we can neglect EHP impact to the refractive index. Non-stationary
  429. nature of a femtosecond pulse increase the complexity of the
  430. analysis. A detailed discussion on the relation between Mie theory and
  431. FDTD-EHP model will be provided in the next section.
  432. We used Scattnlay program to evaluate calculations of Mie coefficients
  433. and near-field distribution~\cite{Ladutenko2017}. This program is
  434. available online at GitHub~\cite{Scattnlay-web} under open source
  435. license.
  436. \section{Results and discussion}
  437. \begin{figure*}[ht!]
  438. \centering
  439. \includegraphics[width=180mm]{Figure_2.pdf}
  440. \caption{\label{fig2} EHP density snapshots inside Si nanoparticle of
  441. radii $R = 75$ nm (a-d), $R = 100$ nm (e-h) and $R = 115$ nm (i-l)
  442. taken at different times and conditions of excitation (stages
  443. $1-4$: (1) first optical cycle, (2) extremum at few optical cycles,
  444. (3) Mie theory, (4) nonlinear effects). Pulse duration $50\:f\!s$
  445. (FWHM). Wavelength $800$ nm in air. Peak laser fluence is fixed to
  446. be $0.125$ J/cm$^2$.}
  447. \end{figure*}
  448. \begin{figure*}[ht!]
  449. \centering
  450. \includegraphics[width=120mm]{Figure_3.pdf}
  451. \caption{\label{fig3} Evolution of asymmetry factor $G$ as a function
  452. of the average EHP density in the front part of the nanoparticle
  453. (a, c, e) and time (b, d, f) for different Si nanoparticle radii
  454. (a, b) $R = 75$ nm, (c, d) $R = 100$ nm, (e, f) $R = 115$ nm. Pulse
  455. duration $50\:f\!s$ (FWHM). Wavelength $800$ nm in air. (a, c, e)
  456. Different stages of EHP evolution shown in \ref{fig2} are
  457. indicated. (b, d, f) The temporal evolution of Gaussian beam
  458. intensity is also shown. Peak laser fluence is fixed to be $0.125$
  459. J/cm$^2$.}
  460. \end{figure*}
  461. %\subsection{Effect of the irradiation intensity on EHP generation}
  462. Firstly, we analyze Mie coefficients (Fig.~\ref{mie-fdtd}(b) ) and
  463. the intensity distribution inside the non-excited
  464. Si nanoparticle as a function of its size for a fixed laser
  465. wavelength $\lambda = 800$ nm. We introduce $G_I$ factor of
  466. asymmetry, corresponding to difference between the volume integral of
  467. intensity in the front side of the nanoparticle to that in the back
  468. side normalized to their sum:
  469. $G_I = (I^{front}-I^{back})/(I^{front}+I^{back})$, where
  470. $I^{front}=\int_{(z>0)}|E(z)|^2dv$ and
  471. $I^{back}=\int_{(z<0)} |E(z)|^2dv$. Fig.~\ref{mie-fdtd}(b)
  472. shows the $G$ factor as a function of the nanoparticle size. For the
  473. nanoparticles of sizes below the first magnetic dipole resonance, the
  474. intensity is enhanced in the front side as in Fig. \ref{mie-fdtd}(c)
  475. and $G_I > 0$. The behavior changes near the size resonance value,
  476. corresponding to $R \approx 105$ nm. In contrast, for larger sizes,
  477. the intensity is enhanced in the back side of the nanoparticle as
  478. demonstrated in Fig. \ref{mie-fdtd}(d). In fact, the similar EHP
  479. distributions can be obtained by applying Maxwell's equations coupled
  480. with the rate equation for relatively weak excitation
  481. $N_e \approx 10^{20}$ cm$^{-3}$. The optical properties do not change
  482. considerably due to excitation according to (\ref{Index}). Therefore,
  483. the excitation processes follow the intensity distribution. However,
  484. such coincidence was achieved in quasi-stationary conditions, when
  485. electric field made enough oscillations inside the Si NP. To achieve
  486. a qualitative description of the EHP distribution, we introduced
  487. another asymmetry factor
  488. \red{$G_{N_e} = (N_e^{front}-N_e^{back})/(N_e^{front}+N_e^{back})$}
  489. indicating the relationship between the average EHP densities in the
  490. front and in the back parts of the NP. This way, $G = 0$ corresponds
  491. to the quasi-homogeneous case and the assumption of the NP
  492. homogeneous EHP distribution can be made to investigate the optical
  493. response of the excited Si NP. However, in case $G$ significantly
  494. differs from $0$, this assumption could not be proposed. In what
  495. follows, we discuss the results of the numerical modeling revealing
  496. the EHP evolution stages during pulse duration shown in
  497. Fig. \ref{fig2} and the temporal/EHP dependent evolution of the
  498. asymmetry factor $G$ in Fig. \ref{fig3}.
  499. % Fig. \ref{Mie} demonstrates the temporal evolution of the EHP
  500. % generated inside the silicon nanoparticle of $R \approx 105$
  501. % nm. Here, irradiation by high-intensity, $I\approx $ from XXX to YYY
  502. % (???), ultrashort laser Gaussian pulse is considered. Snapshots of
  503. % free carrier density taken at different times correspond to
  504. % different total amount of the deposited energy (different laser
  505. % intensities).
  506. %To better analyze the degree of inhomogeneity, we introduce the EHP
  507. % asymmetry parameter, $G$, which is defined as a relation between the
  508. % average electron density generated in the front side of the
  509. % nanoparticle and the average electron density in the back side, as
  510. % shown in Fig. \ref{fig2}. During the femtosecond pulse interaction,
  511. % this parameter significantly varies.
  512. In order to describe all stages of strong interaction of light with
  513. Si NP, we present the calculation results obtained by using Maxwell's
  514. equations coupled with electron kinetics equations for different
  515. radii for resonant and non-resonant conditions. In this case, the
  516. geometry of the EHP distribution can strongly deviate from the
  517. intensity distribution given by Mie theory. Two main reasons cause
  518. the deviation: (i) non-stationarity of the energy deposition and (ii)
  519. nonlinear effects, taking place due to transient optical changes in
  520. Si. The non-stationary intensity deposition results in different time
  521. delays for exciting electric and magnetic resonances inside Si NP
  522. because of different quality factors $Q$ of the resonances. In
  523. particular, magnetic dipole resonance (\textit{b1}) has $Q \approx$8,
  524. whereas electric one (\textit{a1}) has $Q \approx$4. The larger
  525. particle supporting magnetic quadrupole resonance (\textit{b2})
  526. demonstrates \textit{Q} $\approx$ 40. As soon as the electromagnetic
  527. wave period at $\lambda$~=~800~nm is 2.6~\textit{fs}, we need about 10~\textit{fs}
  528. pulse to pump the electric dipole, 20~\textit{fs} for the magnetic dipole, and
  529. about 100~\textit{fs} for the magnetic quadrupole.
  530. According to these estimations, the first optical cycles taking place
  531. on few-femtosecond scale result in the excitation of the
  532. low-\textit{Q} electric dipole resonance independently on the exact
  533. size of NPs and with the EHP concentration mostly on the front side
  534. of the NPs. We address to this phenomena as \textit{'Stage 1'}, as
  535. shown in Figs.~\ref{fig2} and~\ref{fig2}. The first stage at the
  536. first optical cycle demonstrates the dominant electric dipole
  537. resonance effect on the intensity/EHP density distribution inside the
  538. NPs in Fig.~\ref{fig2}(a,e,j) and \ref{fig3}. The larger the NPs size
  539. is, the higher the NP asymmetry $G_{N_e}$ is achieved.
  540. \textit{'Stage 2'} corresponds to further electric field oscillations
  541. (t$\approx$2--15) leading to unstationery nature of the EHP evolution
  542. with a maximum of the EHP distribution on the front side of the Si NP
  543. owing to starting excitation of MD and MQ resonances, requiring more
  544. time to be excited. At this stage, density of EHP ($< 10^{20}$cm$^2$)
  545. is still not high enough to affect significantly optical properties
  546. of the Si NP.
  547. A number of optical cycles ($>$10 or $t>$25~\textit{fs}) is necessary to
  548. achieve the stationary intensity pattern corresponding to the
  549. Mie-based intensity distribution at the \textit{'Stage $3$'} (see
  550. Fig.~\ref{fig3}). The EHP density are still relatively not high to
  551. influence the EHP evolution and strong diffusion rates but already
  552. enough to change the optical properties locally. Below the magnetic
  553. dipole resonance $R \approx 100$ nm, the EHP is mostly localized in
  554. the front side of the NP as shown in Fig. \ref{fig2}(c). The highest
  555. stationary asymmetry factor \red{$G_{N_e} \approx 3-4$ (should be
  556. changed)} is achieved in this case. At the magnetic dipole
  557. resonance conditions, the EHP distribution has a toroidal shape and
  558. is much closer to homogeneous distribution. In contrast, above the
  559. magnetic dipole resonant size for $R = 115$ nm, the $G_{N_e} < 0$ due
  560. to dominantly EHP localized in the back side of the NP.
  561. For the higher excitation conditions, the optical properties of
  562. silicon change significantly according to the equations
  563. (\ref{Index}). As a result, the non-resonant electric dipole
  564. contributes to the forward shifting of EHP density
  565. maximum. Therefore, EHP is localized in the front part of the NP,
  566. influencing the asymmetry factor $G_{N_e}$ in
  567. Fig.~\ref{fig3}. Approximately at the pulse peak, the critical
  568. electron density $n_{cr} = 5\cdot{10}^{21}$ cm$^{-3}$ for silicon,
  569. which corresponds to the transition to quasi-metallic state
  570. $Re(\epsilon) \approx 0$ and to the electron plasma resonance, is
  571. overcome. Further irradiation leads to a decrease in the asymmetry
  572. parameter down to $G_{N_e} = 0$ for higher EHP densities, as one can
  573. observe in Fig. \ref{fig2}(d, h, l).
  574. As the EHP acquires quasi-metallic properties at stronger excitation
  575. $N_e > 5\cdot{10}^{21}$ cm$^{-3}$, the EHP distribution evolves
  576. inside NPs because of the photoionization and avalanche ionization
  577. induced transient optical response and the effect of newly formed
  578. EHP. This way, the distribution becomes more homogeneous and the
  579. effect is likely to be enhanced by electron diffusion inside Si
  580. NPs. We refer to these nonlinear phenomena as \textit{'Stage $4$'}.
  581. It is worth noting that it is possible to achieve a formation of
  582. deeply subwavelength EHP regions due to high field localization. The
  583. smallest EHP localization and the larger asymmetry factor are
  584. achieved below the magnetic dipole resonant conditions for $R < 100$
  585. nm. Thus, the EHP distribution in Fig. \ref{fig2}(c) is optimal for
  586. symmetry breaking in Si NP, as it results in the larger asymmetry
  587. factor $G_{N_e}$ and higher electron densities $n_e$. We stress here
  588. that such regime could be still safe for NP due to the very small
  589. volume where such high EHP density is formed.
  590. % \subsection{Effects of nanoparticle size and scattering efficiency
  591. % factor on scattering directions}
  592. % \begin{figure}[ht] \centering
  593. % \includegraphics[width=90mm]{fig3.png}
  594. % \caption{\label{fig3} a) Scattering efficiency factor $Q_{sca}$
  595. % dependence on the radius $R$ of non-excited silicon nanoparticle
  596. % calculated by Mie theory; b) Parameter of forward/backward scattering
  597. % dependence on the radius $R$ calculated by Mie theory for non-excited
  598. % silicon nanoparticle c) Optimization parameter $K$ dependence on the
  599. % average electron density $n_e^{front}$ in the front half of the
  600. % nanoparticle for indicated radii (1-7).}
  601. % \end{figure}
  602. % We have discussed the EHP kinetics for a silicon nanoparticle of a
  603. % fixed radius $R \approx 105$ nm. In what follows, we investigate the
  604. % influence of the nanoparticle size on the EHP patterns and temporal
  605. % evolution during ultrashort laser irradiation. A brief analysis of
  606. % the initial intensity distribution inside the nanoparticle given by
  607. % the classical Mie theory for homogeneous spherical particles
  608. % \cite{Mie1908} can be useful in this case. Fig. \ref{fig3}(a, b)
  609. % shows the scattering efficiency and the asymmetry parameter for
  610. % forward/backward scattering for non-excited silicon nanoparticles of
  611. % different radii calculated by Mie theory \cite{Mie1908}. Scattering
  612. % efficiency dependence gives us the value of resonant sizes of
  613. % nanoparticles, where the initial electric fields are significantly
  614. % enhanced and, therefore, we can expect that the following conditions
  615. % will result in a stronger electron density gradients. Additionally,
  616. % in the case of maximum forward or backward scattering, the initial
  617. % intensity distribution has the maximum of asymmetry. One can note,
  618. % that for $R \approx 100$ nm and $R \approx 150$ nm both criteria are
  619. % fulfilled: the intensity is enhanced $5-10$ times due to
  620. % near-resonance conditions and its distribution has a strong
  621. % asymmetry.
  622. % In what follows, we present the calculation results obtained by
  623. % using Maxwell's equations coupled with electron kinetics for
  624. % different extremum radii for resonant and non-resonant
  625. % conditions. One can note, that the maximum asymmetry factor of EHP
  626. % $G$ does not guarantee the optimal asymmetry of intensity
  627. % distribution, as the size of generated plasma and the value of the
  628. % electron density equally contribute to the change of the modified
  629. % nanoparticle optical response. For example, it is easier to localize
  630. % high electron densities inside smaller nanoparticles, however, due
  631. % to the negligible size of the generated EHP with respect to laser
  632. % wavelength in media, the intensity distribution around the
  633. % nanoparticle will not change considerably. Therefore, we propose to
  634. % introduce the optimization factor
  635. % $K = \frac{n_e(G-1)R^2}{n_{cr}G{R_0^2}}$, where $R_0 = 100$ nm,
  636. % $n_{cr} = 5\cdot{10}^{21} cm^{-3}$, and $G$ is asymmetry of EHP,
  637. % defined previously. The calculation results for different radii of
  638. % silicon nanoparticles and electron densities are presented in
  639. % Fig. \ref{fig3}(c). One can see, that the maximum value are achieved
  640. % for the nanoparticles, that satisfy both initial maximum forward
  641. % scattering and not far from the first resonant condition. For larger
  642. % nanoparticles, lower values of EHP asymmetry factor are obtained, as
  643. % the electron density evolves not only from the intensity patterns in
  644. % the front side of the nanoparticle but also in the back side.
  645. %TODO:
  646. %Need to discuss agreement/differences between Mie and FDTD+rate. Anton ?!
  647. % To demonstrate the effect of symmetry breaking, we calculate the
  648. % intensity distribution around the nanoparticle for double-pulse
  649. % experiment. The first pulse of larger pulse energy and polarization
  650. % along $Ox$ generates asymmetric EHP inside silicon nanoparticle,
  651. % whereas the second pulse of lower pulse energy and polarization $Oz$
  652. % interacts with EHP after the first pulse is gone. The minimum
  653. % relaxation time of high electron density in silicon is
  654. % $\tau_{rec} = 6\cdot{10}^{-12}$ s \cite{Yoffa1980}, therefore, the
  655. % electron density will not have time to decrease significantly for
  656. % subpicosecond pulse separations. In our simulations, we use
  657. % $\delta{t} = 200\:f\!s$ pulse separation. The intensity
  658. % distributions near the silicon nanoparticle of $R = 95$ nm,
  659. % corresponding to maxima value of $K$ optimization factor, without
  660. % plasma and with generated plasma are shown in Fig. \ref{fig4}. The
  661. % intensity distribution is strongly asymmetric in the case of EHP
  662. % presence. One can note, that the excited nanoparticle is out of
  663. % quasi-resonant condition and the intensity enhancements in
  664. % Fig. \ref{fig4}(c) are weaker than in Fig. \ref{fig4}(b). Therefore,
  665. % the generated nanoplasma acts like a quasi-metallic nonconcentric
  666. % nanoshell inside the nanoparticle, providing a symmetry reduction
  667. % \cite{Wang2006}.
  668. % \begin{figure}[ht] \centering
  669. % \includegraphics[width=90mm]{fig4.png}
  670. % \caption{\label{fig4} a) Electron plasma distribution inside Si
  671. % nanoparticle $R \approx 95$ nm $50\:f\!s$ after the pulse peak;
  672. % (Kostya: Is it scattering field intensity snapshot $XXX\:f\!s$ after
  673. % the second pulse maxima passed the particle?) Intensity
  674. % distributions around and inside the nanoparticle b) without plasma,
  675. % c) with electron plasma inside.}
  676. % \end{figure}
  677. %\begin{figure} %\centering
  678. % \includegraphics[height=0.7\linewidth]{Si-flow-R140-XYZ-Eabs}
  679. % \caption{EHP distributions for nonres., MD, ED, and MQ nanoparticles
  680. % at moderate photoexcitation. The aim is to show different possible
  681. % EHP patterns and how strong could be symmetry breaking.
  682. % \label{fgr:example}
  683. %\end{figure}
  684. %\subsection{Asymmetry analysis: effects of pulse duration, intensity
  685. % and size} It is important to optimize asymmetry by varying pulse
  686. % duration, intensity and size.
  687. TODO Kostya: Add discussion about mode selection due to the formation
  688. of the plasma.
  689. \section{Conclusions} We have considered ultra-short and sufficiently
  690. intense light interactions with a single semiconductor nanoparticle
  691. under different irradiation conditions and for various particle
  692. sizes. As a result of the presented self-consistent calculations, we
  693. have obtained spatio-temporal EHP evolution inside the
  694. nanoparticles and investigated the asymmetry of EHP distributions. % for different laser intensities. % and temporal pulse widths.
  695. %It has been demonstrated that the EHP generation strongly affects
  696. %nanoparticle scattering and, in particular, changes the preferable
  697. %scattering direction.
  698. Different pathways of EHP evolution from the front side to the back
  699. side have been revealed, depending on the nanoparticle sizes, and the
  700. origins of different behavior have been explained by the
  701. non-stationarity of the energy deposition and different quality
  702. resonant factors for exciting the electric and magnetic dipole
  703. resonances, intensity distribution by Mie theory and newly
  704. plasma-induced nonlinear effects. The effect of the strong broadband
  705. electric dipole resonance on the EHP asymmetric distribution during
  706. first optical cycles has been revealed for different size
  707. parameters. The higher EHP asymmetry is established for nanoparticles
  708. of smaller sizes below the first magnetic dipole
  709. resonance. Essentially different EHP evolution and lower asymmetry is
  710. achieved for larger nanoparticles due to the stationary intensity
  711. enhancement in the back side of the nanoparticle. The EHP densities
  712. above the critical value were shown to lead to the EHP distribution
  713. homogenization.
  714. % In particular, the scattering efficiency factor is used to define
  715. % the optimum nanoparticle size for preferential forward or backward
  716. % scattering. Furthermore, a parameter has been introduced to describe
  717. % the scattering asymmetry as a ratio of the EHP density in the front
  718. % side to that in the back side of the nanoparticle. This parameter
  719. % can be then used for two-dimensional scattering mapping, which is
  720. % particularly important in numerous photonics applications.
  721. The EHP asymmetry opens a wide range of applications in nanoparticle
  722. nanomashining/manipulation at nanoscale, catalysis as well as
  723. nano-bio-applications. The observed plasma-induced breaking symmetry
  724. can be also useful for beam steering, or for the enhanced second
  725. harmonics generation.
  726. \section{Acknowledgments} We gratefully acknowledge support from The
  727. French Ministry of Science and Education, from the French Center of
  728. Scientific Research (CNRS) and from the PHC Kolmogorov project
  729. "FORMALAS". S.V.M. is thankful to ITMO Fellowship Program. The work
  730. was partially supported by Russian Foundation for Basic Researches
  731. (grants 17-03-00621, 17-02-00538, 16-29-05317).
  732. %%%END OF MAIN TEXT%%%
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