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  105. %%%TITLE, AUTHORS AND ABSTRACT%%%
  106. \twocolumn[
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  111. \includegraphics{head_foot/DOI} & \noindent\LARGE{\textbf{Photogenerated Electron-Hole Plasma Induced Symmetry Breaking in Spherical Silicon Nanoparticle}} \\%Article title goes here instead of the text "This is the title"
  112. \vspace{0.3cm} & \vspace{0.3cm} \\
  113. & \noindent\large{Anton Rudenko,$^{\ast}$\textit{$^{a}$} Konstantin Ladutenko,\textit{$^{b}$} Sergey Makarov\textit{$^{b}$} and Tatiana E. Itina\textit{$^{a}$$^{b}$}
  114. \textit{$^{a}$~Laboratoire Hubert Curien, UMR CNRS 5516, University of Lyon/UJM, 42000, Saint-Etienne, France }
  115. \textit{$^{b}$~ITMO University, Kronverksiy pr. 49, St. Petersburg, Russia}
  116. } \\%Author names go here instead of "Full name", etc.
  117. \includegraphics{head_foot/dates} & \noindent\normalsize
  118. {The concept of nonlinear all-dielectric nanophotonics based on high
  119. refractive index (e.g., silicon) nanoparticles supporting magnetic
  120. optical response has recently emerged as a powerful tool for ultrafast
  121. all-optical modulation at nanoscale. A strong modulation can be
  122. achieved via photo-generation of dense electron-hole plasma in the
  123. regime of simultaneous excitation of electric and magnetic optical
  124. resonances, resulting in an effective transient reconfiguration of
  125. nanoparticle scattering properties. Because only homogeneous plasma
  126. generation was previously considered in the photo-excited
  127. nanoparticle, a possibility of symmetry breaking, however, remains
  128. unexplored. To examine these effects, numerical modeling is
  129. performed. Based on the simulation results, we propose an original
  130. concept of a deeply subwavelength
  131. ($\approx$$\lambda$$^3$/100) plasma-induced nanopatterning of
  132. spherical silicon nanoparticles. In particular, the revealed strong
  133. symmetry breaking in the initially symmetrical nanoparticle, which is
  134. observed during ultrafast photoexcitation near the magnetic dipole
  135. resonance, enables a considerable increase in the precision of
  136. laser-induced nanotreatment. Importantly, the proposed ultrafast
  137. manipulation of the nanoparticle inherent structure and symmetry paves
  138. a way to the novel principles that are also promising for nonlinear
  139. optical nanodevices.}
  140. \end{tabular}
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  142. ]%%%END OF TITLE, AUTHORS AND ABSTRACT%%%
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  145. \section*{} \vspace{-1cm}
  146. %%%FOOTNOTES%%%
  147. \footnotetext{\textit{$^{a}$~Univ Lyon, UJM-St-Etienne, CNRS UMR 5516,
  148. F-42000, Saint-Etienne, France}} \footnotetext{\textit{$^{b}$~ITMO
  149. University, Kronverksiy pr. 49, St. Petersburg, Russia}}
  150. % Please use \dag to cite the ESI in the main text of the article.
  151. % If you article does not have ESI please remove the the \dag symbol
  152. % from the title and the footnotetext below.
  153. % \footnotetext{\dag~Electronic Supplementary Information (ESI)
  154. % available: [details of any supplementary information available
  155. % should be included here]. See DOI:10.1039/b000000x/} %additional
  156. % addresses can be cited as above using the lower-case letters, c, d,
  157. % e... If all authors are from the same address, no letter is required
  158. % \footnotetext{\ddag~Additional footnotes to the title and authors can
  159. % be included \emph{e.g.}\ `Present address:' or `These authors
  160. % contributed equally to this work' as above using the symbols: \ddag,
  161. % \textsection, and \P. Please place the appropriate symbol next to the
  162. % author's name and include a \texttt{\textbackslash footnotetext} entry
  163. % in the the correct place in the list.}
  164. %%%END OF FOOTNOTES%%%
  165. %%%MAIN TEXT%%%%
  166. \section{Introduction}
  167. All-dielectric nonlinear nanophotonics based on high refractive index
  168. dielectric has become prospective paradigm in modern optics, owing to
  169. recent advances in harmonics generation~\cite{shcherbakov2014enhanced,
  170. yang2015nonlinear, makarov2016self, shorokhov2016multifold, makarov2017efficient} and
  171. ultrafast all-optical modulation~\cite{iyer2015reconfigurable,
  172. makarov2015tuning, shcherbakov2015ultrafast, yang2015nonlinear,
  173. baranov2016nonlinear, baranov2016tuning, shcherbakov2017ultrafast}. In fact, all-dielectric
  174. nanoantennas and metasurfaces possess much smaller parasitic Joule
  175. losses at high intensities as compared with their plasmonic
  176. counterparts, whereas their nonlinear properties are comparable. More
  177. importantly, the unique properties of the nonlinear all-dielectric
  178. nanodevices are due to existing of both electric and magnetic optical
  179. resonances in visible and near IR
  180. ranges~\cite{kuznetsov2016optically}. For instance, even slight
  181. variation of dielectric permittivity around optical resonances
  182. leads to significant changes of optical properties (transmittance or
  183. reflectance) of all-dielectric nanoantennas~\cite{makarov2015tuning,
  184. baranov2016nonlinear, baranov2016tuning} and
  185. metasurfaces~\cite{iyer2015reconfigurable, shcherbakov2015ultrafast,
  186. yang2015nonlinear, shcherbakov2017ultrafast}.
  187. In these works on all-dielectric nonlinear nanostructures, the
  188. building blocks (nanoparticles) were considered as objects with
  189. dielectric permittivity \textit{homogeneously} distributed over
  190. nanoparticle. Therefore, in order to manipulate the propagation angle
  191. of the transmitted light it was proposed to use complicated nanostructures
  192. with reduced symmetry~\cite{albella2015switchable, baranov2016tuning,
  193. shibanuma2016unidirectional}.
  194. \begin{figure}[t] \centering
  195. \includegraphics[width=0.75\linewidth]{Concept.pdf}
  196. \caption{Schematic illustration of electron-hole plasma 2D and 1D
  197. distributions in silicon nanoparticle around a magnetic resonance.}
  198. \label{fgr:concept}
  199. \end{figure}
  200. On the other hand, plasma explosion imaging technique has been used to observe
  201. electron-hole plasmas (EHP), produced by femtosecond lasers, inside
  202. nanoparticles~\cite{Hickstein2014}. Particularly, a strongly localized
  203. EHP in the front side of NaCl nanocrystals of $R = 100$ nm was
  204. revealed. The forward ejection of ions in this case was attributed to
  205. a nanolensing effect inside the nanoparticle and the intensity
  206. enhancement as low as $10\%$ on the far side of the nanoparticle. Much
  207. stronger enhancements can be achieved near electric and magnetic dipole
  208. resonances excited in single semiconductor nanoparticles, such as
  209. silicon (Si), germanium (Ge) etc.
  210. In this Letter, we show that ultra-short laser-based EHP
  211. photo-excitation in a spherical semiconductor (e.g., silicon)
  212. nanoparticle leads to a strongly inhomogeneous carrier
  213. distribution. To reveal and study this effect, we perform a full-wave
  214. numerical simulation of the intense femtosecond (\textit{fs}) laser pulse
  215. interaction with a silicon nanoparticle supporting Mie resonances and
  216. two-photon free carrier generation. In particular, we couple
  217. finite-difference time-domain (FDTD) method used to solve Maxwell
  218. equations with kinetic equations describing nonlinear EHP generation.
  219. Three-dimensional transient variation of the material dielectric
  220. permittivity is calculated for nanoparticles of several sizes. The
  221. obtained results propose a novel strategy to create complicated
  222. non-symmetrical nanostructures by using photo-excited single spherical
  223. silicon nanoparticles. Moreover, we show that a dense EHP can be
  224. generated at deeply subwavelength scale
  225. ($\approx$$\lambda$$^3$/100) supporting the formation of small
  226. metalized parts inside the nanoparticle. In fact, such effects
  227. transform an all-dielectric nanoparticle to a hybrid one strongly
  228. extending functionality of the ultrafast optical nanoantennas.
  229. %Plan:
  230. %\begin{itemize}
  231. %\item Fig.1: Beautiful conceptual picture
  232. %\item Fig.2: Temporal evolution of EHP in NP with different diameters
  233. %at fixed intensity, in order to show that we have the highest
  234. %asymmetry around magnetic dipole (MD) resonance. This would be really
  235. %nice!
  236. %\item Fig.3: Temporal evolution of EHP in NP with fixed diameter (at
  237. %MD) at different intensities, in order to show possible regimes of
  238. %plasma-patterning of NP volume. It would be nice, if we will show
  239. %power patterns decencies on intensity for side probe pulse to show beam steering due to symmetry breaking.
  240. %\item Fig.4: (a) Dependence on pulse duration is also interesting. We
  241. %have to show at which duration the asymmetry factor is saturated. (b)
  242. %2D map of asymmetry factor in false colors, where x-axis and y-axis correspond to intensity and NP diameter.
  243. %\end{itemize} %Additionally, if you will manage to calculate
  244. %evolution of scattering power pattern and show considerable effect of
  245. % beam steering, we can try Nanoscale or LPR, because the novelty will
  246. % be very high.
  247. \section{Modeling details}
  248. We focus attention on silicon because this material is promising for
  249. the implementation of numerous nonlinear photonic devices. This
  250. advantage is based on a broad range of optical nonlinearities, strong
  251. two-photon absorption, as well as a possibility of the photo-induced
  252. EHP excitation~\cite{leuthold2010nonlinear}. Furthermore, silicon
  253. nanoantennas demonstrate a sufficiently high damage threshold due to
  254. the large melting temperature ($\approx$1690~K), whereas its nonlinear
  255. optical properties have been extensively studied during last
  256. decays~\cite{Van1987, Sokolowski2000, leuthold2010nonlinear}. High
  257. silicon melting point typically preserves structures formed from this
  258. material up to the EHP densities on the order of the critical value
  259. $n_{cr} \approx 5\cdot{10}^{21}$ cm$^{-3}$ \cite{Korfiatis2007}. At
  260. the critical density and above, silicon acquires metallic properties
  261. ($Re(\epsilon) < 0$) and contributes to the EHP reconfiguration during
  262. ultrashort laser irradiation.
  263. The process of three-dimensional photo-generation of the EHP in
  264. silicon nanoparticles has not been modeled before in
  265. time-domain. Therefore, herein we propose a model considering
  266. ultrashort laser interactions with a resonant silicon sphere, where
  267. the EHP is generated via one- and two-photon absorption processes.
  268. Importantly, we also consider nonlinear feedback of the material by
  269. taking into account the intraband light absorption on the generated
  270. free carriers. To simplify our model, we neglect free carrier
  271. diffusion at the considered short time scales. In fact, the aim of the
  272. present work is to study the EHP dynamics \textit{during} ultra-short
  273. laser interaction with the nanoparticle. The created electron-hole
  274. plasma then will recombine, however, as its existence modifies both
  275. laser-particle interaction and, hence, the following particle
  276. evolution.
  277. \subsection{Light propagation}
  278. Ultra-short laser interaction and light propagation inside the silicon
  279. nanoparticle are modeled by solving the system of Maxwell's equations
  280. written in the following way
  281. \begin{align} \begin{cases} \label{Maxwell}$$
  282. \displaystyle{\frac{\partial{\vec{E}}}{\partial{t}}=\frac{\nabla\times\vec{H}}{\epsilon_0\epsilon}-\frac{1}{\epsilon_0\epsilon}(\vec{J}_p+\vec{J}_{Kerr})} \\
  283. \displaystyle{\frac{\partial{\vec{H}}}{\partial{t}}=-\frac{\nabla\times\vec{E}}{\mu_0}},
  284. $$ \end{cases}
  285. \end{align}
  286. where $\vec{E}$ is the electric field, $\vec{H}$ is the magnetizing
  287. field, $\epsilon_0$ is the free space permittivity, $\mu_0$ is the
  288. permeability of free space, $\epsilon = n^2 = 3.681^2$ is the
  289. permittivity of non-excited silicon at $800$ nm wavelength
  290. \cite{Green1995}, $\vec{J}_p$ and $\vec{J}_{Kerr}$ are the nonlinear
  291. currents, which include the contribution due to Kerr effect
  292. $\vec{J}_{Kerr} =
  293. \epsilon_0\epsilon_\infty\chi_3\frac{\partial\left(\left|\vec{E}\right|^2\vec{E}\right)}{\partial{t}}$,
  294. where $\chi_3 =4\cdot{10}^{-20}$ m$^2$/V$^2$ for laser wavelength
  295. $\lambda = 800$nm \cite{Bristow2007}, and heating of the conduction
  296. band, described by the differential equation derived from the Drude
  297. model
  298. \begin{equation} \label{Drude}
  299. \displaystyle{\frac{\partial{\vec{J_p}}}{\partial{t}} = -
  300. \nu_e\vec{J_p} + \frac{e^2N_e(t)}{m_e^*}\vec{E}},
  301. \end{equation}
  302. where $e$ is the elementary charge, $m_e^* = 0.18m_e$ is the reduced
  303. electron-hole mass \cite{Sokolowski2000}, $N_e(t)$ is the
  304. time-dependent free carrier density and $\nu_e = 10^{15}$ s$^{-1}$ is
  305. the electron collision frequency \cite{Sokolowski2000}. Silicon
  306. nanoparticle is surrounded by vacuum, where the light propagation is
  307. calculated by Maxwell's equations with $\vec{J} = 0$ and
  308. $\epsilon = 1$. The system of Maxwell's equations coupled with
  309. electron density equation is solved by the finite-difference numerical
  310. method \cite{Rudenko2016}, based on the finite-difference time-domain
  311. (FDTD) \cite{Yee1966} and auxiliary-differential methods for
  312. dispersive media \cite{Taflove1995}. At the edges of the grid, we
  313. apply the absorbing boundary conditions related to convolutional
  314. perfectly matched layers (CPML) to avoid nonphysical reflections
  315. \cite{Roden2000}. The initial electric field is introduced as a
  316. Gaussian slightly focused beam as follows
  317. \begin{align}
  318. \begin{aligned}
  319. \label{Gaussian}
  320. {E_x}(t, r, z) = \frac{w_0}{w(z)}{exp}\left(i\omega{t} - \frac{r^2}{{w(z)}^2} - ikz - ik\frac{r^2}{2R(z)} + i\varsigma(z)\right)\\
  321. \times\;{exp}\left(-\frac{(t-t_0)^2}{\theta^2}\right),
  322. \end{aligned}
  323. \end{align}
  324. where $\theta$ is the temporal pulse width at the half maximum (FWHM),
  325. $t_0$ is a time delay, $w_0 = 3{\mu}m$ is the waist beam,
  326. $w(z) = {w_0}\sqrt{1+(\frac{z}{z_R})^2}$ is the Gaussian's beam spot
  327. size, $\omega = 2{\pi}c/{\lambda}$ is the angular frequency,
  328. $\lambda = 800$ nm is the laser wavelength in air, $c$ is the speed of
  329. light, ${z_R} = \frac{\pi{{w_0}^2}n_0}{\lambda}$ is the Rayleigh
  330. length, $r = \sqrt{x^2 + y^2}$ is the radial distance from the beam's
  331. waist, $R_z = z\left(1+(\frac{z_R}{z})^2\right)$ is the radius of
  332. curvature of the wavelength comprising the beam, and
  333. $\varsigma(z) = {\arctan}(\frac{z}{z_R}) $ is the Gouy phase shift.
  334. \subsection{Material ionization}
  335. To account for the material ionization that is induced by a
  336. sufficiently intense laser field inside the particle, we couple
  337. Maxwell's equations with the kinetic equation for the electron-hole
  338. plasma as described below.
  339. % \begin{figure*}[ht!]
  340. % \centering
  341. % \includegraphics[width=120mm]{fig2.png}
  342. % \caption{\label{fig2} Free carrier density snapshots of electron plasma evolution inside Si nanoparticle taken a) $30\:f\!s$ b) $10\:f\!s$ before the pulse peak, c) at the pulse peak, d) $10\:f\!s$ e) $30\:f\!s$ after the pulse peak. Pulse duration $50\:f\!s$ (FWHM). Wavelength $800$ nm in air. Radius of the nanoparticle $R \approx 105$ nm, corresponding to the resonance condition. Graph shows the dependence of the asymmetric parameter of electron plasma density on the average electron density in the front half of the nanoparticle. $n_{cr} = 5\cdot{10}^{21}$ cm$^{-3}$ is the critical plasma resonance electron density for silicon.}
  343. % \end{figure*}
  344. The time-dependent conduction-band carrier density evolution is
  345. described by a rate equation that was proposed by van Driel
  346. \cite{Van1987}. This equation takes into account such processes as
  347. photoionization, avalanche ionization and Auger recombination, and is
  348. written as
  349. \begin{equation} \label{Dens}
  350. \displaystyle{\frac{\partial{N_e}}{\partial t} =
  351. \frac{N_a-N_e}{N_a}\left(\frac{\sigma_1I}{\hbar\omega} +
  352. \frac{\sigma_2I^2}{2\hbar\omega}\right) + \alpha{I}n_e -
  353. \frac{C\cdot{N_e}^3}{C\tau_{rec}N_e^2+1},} \end{equation} where
  354. $I=\frac{n}{2}\sqrt{\frac{\epsilon_0}{\mu_0}}\left|\vec{E}\right|^2$
  355. is the intensity, $\sigma_1 = 1.021\cdot{10}^3$ cm$^{-1}$ and
  356. $\sigma_2 = 0.1\cdot{10}^{-7}$ cm/W are the one-photon and two-photon
  357. interband cross-sections \cite{Choi2002, Bristow2007, Derrien2013},
  358. $N_a = 5\cdot{10}^{22} cm^{-3}$ is the saturation particle density
  359. \cite{Derrien2013}, $C = 3.8\cdot{10}^{-31}$ cm$^6$/s is the Auger
  360. recombination rate \cite{Van1987}, $\tau_{rec} = 6\cdot{10}^{-12}$s is
  361. the minimum Auger recombination time \cite{Yoffa1980}, and
  362. $\alpha = 21.2$ cm$^2$/J is the avalanche ionization coefficient
  363. \cite{Pronko1998} at the wavelength $800$ nm in air. As we have noted,
  364. free carrier diffusion is neglected during and shortly after the laser
  365. excitation \cite{Van1987, Sokolowski2000}. In particular, from the Einstein formula $D = k_B T_e \tau/m^*$ $\approx$ (1-2)10$^5$ m/s (k$_B$ is the Boltzmann constant, T$_e$ is the electron temperature, $\tau$=1~fs is the collision time, $m^*$ = 0.18$m_e$ is the effective mass), where T$_e$ $\approx$ 2*10$^4$~K for N$_e$ close to N$_cr$. It means that during the pulse duration ($\approx$ 50~fs) the diffusion length will be around 5--10~nm for N$_e$ close to N$_cr$.
  366. \begin{figure}[ht!]
  367. \centering
  368. \includegraphics[width=0.495\textwidth]{mie-fdtd-3}
  369. \caption{\label{mie-fdtd} (a, b) First four Lorentz-Mie coefficients ($a_1$, $a_2$, $b_1$, $b_2$) and the factor of asymmetry $G$ according to Mie theory at fixed wavelength 800~nm. (c, d) Intensity distribution calculated by Mie theory and (e, f) EHP distribution for low free carrier densities $N_e \approx 10^{20}$ cm$^{-3}$ by Maxwell's equations (\ref{Maxwell}, \ref{Drude}) coupled with EHP density equation (\ref{Dens}). (c-f) Incident light propagates from the left to the right along $Z$ axis, electric field polarization $\vec{E}$ is along $X$ axis.}
  370. \end{figure}
  371. %\begin{figure*}[ht!] \label{EHP}
  372. %\centering
  373. %\begin{tabular*}{0.76\textwidth}{ c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c}
  374. %$-80\:f\!s$&$-60\:f\!s$&$-30\:f\!s$&$ -20\:f\!s$&$ -10\:f\!s$\\
  375. %\end{tabular*}
  376. %{\setlength\topsep{-1pt}
  377. %\begin{flushleft}
  378. %$R=75$~nm
  379. %\end{flushleft}}
  380. %\includegraphics[width=0.9\textwidth]{2nm_75}
  381. %{\setlength\topsep{-1pt}
  382. %\begin{flushleft}
  383. %$R=100$~nm
  384. %\end{flushleft}}
  385. %\includegraphics[width=0.9\textwidth]{2nm_100}
  386. %{\setlength\topsep{-1pt}
  387. %\begin{flushleft}
  388. %$R=115$~nm
  389. %\end{flushleft}}
  390. %\includegraphics[width=0.9\textwidth]{2nm_115}
  391. %\caption{\label{plasma-105nm} Evolution of electron density $n_e$
  392. % (using $10^{\,20} \ {\rm cm}^{-3}$ units) for
  393. %(a$\,$--$\,$e)~$R=75$~nm, (f$\,$--$\,$j$\,$)~$R=100$~nm, and
  394. %($\,$k$\,$--$\,$o)~$R=115$~nm. Gaussian pulse duration $80\:f\!s$,
  395. %snapshots are taken before the pulse maxima, the corresponding
  396. %time-shifts are shown in the top of each column. Laser irradiation
  397. %fluences are (a-e) $0.12$ J/cm$^2$, (f-o) $0.16$ J/cm$^2$.}
  398. %\end{figure*}
  399. The changes of the real and imaginary parts of the permittivity
  400. associated with the time-dependent free carrier response
  401. \cite{Sokolowski2000} can be derived from equations (\ref{Maxwell},
  402. \ref{Drude}) and are written as follows
  403. \begin{align} \begin{cases} \label{Index} $$
  404. \displaystyle{Re(\epsilon^\ast) = \epsilon -\frac{{e^2}N_e}{\epsilon_0m_e^*(\omega^2+{\nu_e}^2)}} \\
  405. \displaystyle{Im(\epsilon^\ast) = \frac{{e^2}N_e\nu_e}{\epsilon_0m_e^*\omega(\omega^2+{\nu_e}^2)}.}
  406. $$ \end{cases} \end{align}
  407. \section{Results and discussion}
  408. \begin{figure*}[ht!]
  409. \centering
  410. \includegraphics[width=180mm]{Figure_2.pdf}
  411. \caption{\label{fig2} EHP density snapshots inside Si nanoparticle of radii $R = 75$ nm (a-d), $R = 100$ nm (e-h) and $R = 115$ nm (i-l) taken at different times and conditions of excitation (stages $1-4$: (1) first optical cycle, (2) extremum at few optical cycles, (3) Mie theory, (4) nonlinear effects). Pulse duration $50\:f\!s$ (FWHM). Wavelength $800$ nm in air. Peak laser fluence is fixed to be $0.125$ J/cm$^2$.}
  412. \end{figure*}
  413. \begin{figure*}[ht!]
  414. \centering
  415. \includegraphics[width=120mm]{Figure_3.pdf}
  416. \caption{\label{fig3} Evolution of asymmetry factor $G$ as a function of the average EHP density in the front part of the nanoparticle (a, c, e) and time (b, d, f) for different Si nanoparticle radii (a, b) $R = 75$ nm, (c, d) $R = 100$ nm, (e, f) $R = 115$ nm. Pulse duration $50\:f\!s$ (FWHM). Wavelength $800$ nm in air. (a, c, e) Different stages of EHP evolution shown in \ref{fig2} are indicated. (b, d, f) The temporal evolution of Gaussian beam intensity is also shown. Peak laser fluence is fixed to be $0.125$ J/cm$^2$.}
  417. \end{figure*}
  418. %\subsection{Effect of the irradiation intensity on EHP generation}
  419. Firstly, we analyze the intensity distribution inside the non-excited
  420. Si nanoparticle as a function of its size for a fixed laser wavelength
  421. $\lambda = 800$ nm. \red{We introduce $G^I$ factor of asymmetry,
  422. corresponding to difference between the integral of intensity in the front side of the nanoparticle to that in the back
  423. side normalized to their sum: $G_I = (I^{front}-I^{back})/(I^{front}+I^{back})$, where $I^{front}=\int_{0}^{+R} |E(z)|^2dz$ and $I^{back}=\int_{-R}^{0} |E(z)|^2dz$. (Is it correct???Or integration over some angles are needed)} Fig. \ref{mie-fdtd}(b) shows the $G$ factor as a function of the
  424. nanoparticle size. For the nanoparticles of sizes below the first
  425. magnetic dipole resonance, the intensity is enhanced in the front side
  426. as in Fig. \ref{mie-fdtd}(c) and $G_I > 0$. The behavior changes near
  427. the size resonance value, corresponding to $R \approx 105$ nm. In
  428. contrast, for larger sizes, the intensity is enhanced in the back side of the nanoparticle as demonstrated in Fig. \ref{mie-fdtd}(d). In fact, the similar EHP distributions can be obtained by applying
  429. Maxwell's equations coupled with the rate equation for relatively weak excitation $N_e \approx 10^{20}$ cm$^{-3}$. The optical properties do not change considerably due to excitation according to (\ref{Index}). Therefore, the excitation processes follow the intensity distribution. However, such coincidence was achieved in quasi-stationary conditions, when electric field made enough oscillations inside the Si NP. To achieve a qualitative description of the EHP distribution, we introduced another asymmetry factor \red{$G_{N_e} = (N_e^{front}-N_e^{back})/(N_e^{front}+N_e^{back})$} indicating the relationship between the average EHP densities in the front and in the back parts of the NP. This way, $G = 0$ corresponds to the quasi-homogeneous case and the assumption of the NP homogeneous EHP distribution can be made to investigate the optical response of the excited Si NP. However, in case $G$ significantly differs from $0$, this assumption could not be proposed. In what follows, we discuss the results of the numerical modeling revealing the EHP evolution stages during pulse duration shown in Fig. \ref{fig2} and the temporal/EHP dependent evolution of the asymmetry factor $G$ in Fig. \ref{fig3}.
  430. % Fig. \ref{Mie} demonstrates the temporal evolution of the EHP
  431. % generated inside the silicon nanoparticle of $R \approx 105$
  432. % nm. Here, irradiation by high-intensity, $I\approx $ from XXX to YYY
  433. % (???), ultrashort laser Gaussian pulse is considered. Snapshots of
  434. % free carrier density taken at different times correspond to
  435. % different total amount of the deposited energy (different laser
  436. % intensities).
  437. %To better analyze the degree of inhomogeneity, we introduce the EHP
  438. % asymmetry parameter, $G$, which is defined as a relation between the
  439. % average electron density generated in the front side of the
  440. % nanoparticle and the average electron density in the back side, as
  441. % shown in Fig. \ref{fig2}. During the femtosecond pulse interaction,
  442. % this parameter significantly varies.
  443. In order to describe all stages of strong interaction of light with Si NP, we present the calculation results obtained by using
  444. Maxwell's equations coupled with electron kinetics equations for different radii for resonant and non-resonant conditions. In this case, the geometry of the EHP distribution can strongly deviate from the intensity distribution given by Mie theory. Two main reasons cause the deviation: (i) non-stationarity of the energy deposition and (ii) nonlinear effects, taking place due to transient optical changes in Si. The non-stationary intensity deposition results in different time delays for exciting electric and magnetic resonances inside Si NP because of different quality factors $Q$ of the resonances. In particular, magnetic dipole resonance (\textit{b1}) has $Q \approx$8, whereas electric one (\textit{a1}) has $Q \approx$4. The larger particle supporting magnetic quadrupole resonance (\textit{b2}) demonstrates \textit{Q} $\approx$
  445. 40. As soon as the electromagnetic wave period at $\lambda$~=~800~nm is 2.6~fs, we need about 10~fs pulse to pump the electric dipole, 20~fs for the magnetic dipole, and about 100~fs for the magnetic quadrupole.
  446. According to these estimations, the first optical cycles taking place on few-femtosecond scale result in the excitation of the low-\textit{Q} electric dipole resonance independently on the exact size of NPs and with the EHP concentration mostly on the front side of the NPs. We address to this phenomena as \textit{'Stage 1'}, as shown in Figs.~\ref{fig2} and~\ref{fig2}. The first stage at the first optical cycle demonstrates the dominant electric dipole resonance effect on the intensity/EHP density distribution inside the NPs in Fig.~\ref{fig2}(a,e,j) and \ref{fig3}. The larger the NPs size is, the higher the NP asymmetry $G_{N_e}$ is achieved.
  447. \textit{'Stage 2'} corresponds to further electric field oscillations (t$\approx$2--15) leading to unstationery nature of the EHP evolution with a maximum of the EHP distribution on the front side of the Si NP owing to starting excitation of MD and MQ resonances, requiring more time to be excited. At this stage, density of EHP ($< 10^{20}$cm$^2$) is still not high enough to affect significantly optical properties of the Si NP.
  448. A number of optical cycles ($>$10 or $t>$25~fs) is necessary to achieve the stationary intensity pattern corresponding to the Mie-based intensity distribution at the \textit{'Stage $3$'} (see Fig.~\ref{fig3}). The EHP density are still relatively not high to influence the EHP evolution and strong diffusion rates but already enough to change the optical properties locally. Below the magnetic dipole resonance $R \approx 100$ nm, the EHP is mostly localized in the front side of the NP as shown in Fig. \ref{fig2}(c). The highest stationary asymmetry factor \red{$G_{N_e} \approx 3-4$ (should be changed)} is achieved in this case. At the magnetic dipole resonance conditions, the EHP distribution has a toroidal shape and is much closer to homogeneous distribution. In contrast, above the magnetic dipole resonant size for $R = 115$ nm, the $G_{N_e} < 0$ due to dominantly EHP localized in the back side of the NP.
  449. For the higher excitation conditions, the optical properties of silicon change significantly according to
  450. the equations (\ref{Index}). As a result, the non-resonant electric
  451. dipole contributes to the forward shifting of EHP density
  452. maximum. Therefore, EHP is localized in the front part of the NP, influencing the asymmetry factor $G_{N_e}$ in
  453. Fig.~\ref{fig3}. Approximately at the pulse peak, the critical electron
  454. density $n_{cr} = 5\cdot{10}^{21}$ cm$^{-3}$ for silicon, which
  455. corresponds to the transition to quasi-metallic state
  456. $Re(\epsilon) \approx 0$ and to the electron plasma resonance, is overcome. Further irradiation leads to a decrease in the
  457. asymmetry parameter down to $G_{N_e} = 0$ for higher EHP densities, as one
  458. can observe in Fig. \ref{fig2}(d, h, l).
  459. As the EHP acquires quasi-metallic properties at stronger excitation $N_e > 5\cdot{10}^{21}$ cm$^{-3}$, the EHP distribution evolves inside NPs because of the photoionization and avalanche ionization induced transient optical response and the effect of newly formed EHP. This way, the distribution becomes more homogeneous and the effect is likely to be enhanced by electron diffusion inside Si NPs. We refer to these nonlinear phenomena as \textit{'Stage $4$'}.
  460. It is worth noting that it is possible to achieve a formation of
  461. deeply subwavelength EHP regions due to high field localization. The smallest EHP localization and the larger asymmetry factor are achieved below the magnetic dipole resonant conditions for $R < 100$ nm. Thus, the EHP distribution in
  462. Fig. \ref{fig2}(c) is optimal for symmetry breaking in Si NP, as it results in the larger asymmetry factor $G_{N_e}$ and
  463. higher electron densities $n_e$. We stress here that such regime could
  464. be still safe for NP due to the very small volume where such
  465. high EHP density is formed.
  466. % \subsection{Effects of nanoparticle size and scattering efficiency
  467. % factor on scattering directions}
  468. % \begin{figure}[ht] \centering
  469. % \includegraphics[width=90mm]{fig3.png}
  470. % \caption{\label{fig3} a) Scattering efficiency factor $Q_{sca}$
  471. % dependence on the radius $R$ of non-excited silicon nanoparticle
  472. % calculated by Mie theory; b) Parameter of forward/backward scattering
  473. % dependence on the radius $R$ calculated by Mie theory for non-excited
  474. % silicon nanoparticle c) Optimization parameter $K$ dependence on the
  475. % average electron density $n_e^{front}$ in the front half of the
  476. % nanoparticle for indicated radii (1-7).}
  477. % \end{figure}
  478. % We have discussed the EHP kinetics for a silicon nanoparticle of a
  479. % fixed radius $R \approx 105$ nm. In what follows, we investigate the
  480. % influence of the nanoparticle size on the EHP patterns and temporal
  481. % evolution during ultrashort laser irradiation. A brief analysis of
  482. % the initial intensity distribution inside the nanoparticle given by
  483. % the classical Mie theory for homogeneous spherical particles
  484. % \cite{Mie1908} can be useful in this case. Fig. \ref{fig3}(a, b)
  485. % shows the scattering efficiency and the asymmetry parameter for
  486. % forward/backward scattering for non-excited silicon nanoparticles of
  487. % different radii calculated by Mie theory \cite{Mie1908}. Scattering
  488. % efficiency dependence gives us the value of resonant sizes of
  489. % nanoparticles, where the initial electric fields are significantly
  490. % enhanced and, therefore, we can expect that the following conditions
  491. % will result in a stronger electron density gradients. Additionally,
  492. % in the case of maximum forward or backward scattering, the initial
  493. % intensity distribution has the maximum of asymmetry. One can note,
  494. % that for $R \approx 100$ nm and $R \approx 150$ nm both criteria are
  495. % fulfilled: the intensity is enhanced $5-10$ times due to
  496. % near-resonance conditions and its distribution has a strong
  497. % asymmetry.
  498. % In what follows, we present the calculation results obtained by
  499. % using Maxwell's equations coupled with electron kinetics for
  500. % different extremum radii for resonant and non-resonant
  501. % conditions. One can note, that the maximum asymmetry factor of EHP
  502. % $G$ does not guarantee the optimal asymmetry of intensity
  503. % distribution, as the size of generated plasma and the value of the
  504. % electron density equally contribute to the change of the modified
  505. % nanoparticle optical response. For example, it is easier to localize
  506. % high electron densities inside smaller nanoparticles, however, due
  507. % to the negligible size of the generated EHP with respect to laser
  508. % wavelength in media, the intensity distribution around the
  509. % nanoparticle will not change considerably. Therefore, we propose to
  510. % introduce the optimization factor
  511. % $K = \frac{n_e(G-1)R^2}{n_{cr}G{R_0^2}}$, where $R_0 = 100$ nm,
  512. % $n_{cr} = 5\cdot{10}^{21} cm^{-3}$, and $G$ is asymmetry of EHP,
  513. % defined previously. The calculation results for different radii of
  514. % silicon nanoparticles and electron densities are presented in
  515. % Fig. \ref{fig3}(c). One can see, that the maximum value are achieved
  516. % for the nanoparticles, that satisfy both initial maximum forward
  517. % scattering and not far from the first resonant condition. For larger
  518. % nanoparticles, lower values of EHP asymmetry factor are obtained, as
  519. % the electron density evolves not only from the intensity patterns in
  520. % the front side of the nanoparticle but also in the back side.
  521. %TODO:
  522. %Need to discuss agreement/differences between Mie and FDTD+rate. Anton ?!
  523. % To demonstrate the effect of symmetry breaking, we calculate the
  524. % intensity distribution around the nanoparticle for double-pulse
  525. % experiment. The first pulse of larger pulse energy and polarization
  526. % along $Ox$ generates asymmetric EHP inside silicon nanoparticle,
  527. % whereas the second pulse of lower pulse energy and polarization $Oz$
  528. % interacts with EHP after the first pulse is gone. The minimum
  529. % relaxation time of high electron density in silicon is
  530. % $\tau_{rec} = 6\cdot{10}^{-12}$ s \cite{Yoffa1980}, therefore, the
  531. % electron density will not have time to decrease significantly for
  532. % subpicosecond pulse separations. In our simulations, we use
  533. % $\delta{t} = 200\:f\!s$ pulse separation. The intensity
  534. % distributions near the silicon nanoparticle of $R = 95$ nm,
  535. % corresponding to maxima value of $K$ optimization factor, without
  536. % plasma and with generated plasma are shown in Fig. \ref{fig4}. The
  537. % intensity distribution is strongly asymmetric in the case of EHP
  538. % presence. One can note, that the excited nanoparticle is out of
  539. % quasi-resonant condition and the intensity enhancements in
  540. % Fig. \ref{fig4}(c) are weaker than in Fig. \ref{fig4}(b). Therefore,
  541. % the generated nanoplasma acts like a quasi-metallic nonconcentric
  542. % nanoshell inside the nanoparticle, providing a symmetry reduction
  543. % \cite{Wang2006}.
  544. % \begin{figure}[ht] \centering
  545. % \includegraphics[width=90mm]{fig4.png}
  546. % \caption{\label{fig4} a) Electron plasma distribution inside Si
  547. % nanoparticle $R \approx 95$ nm $50\:f\!s$ after the pulse peak;
  548. % (Kostya: Is it scattering field intensity snapshot $XXX\:f\!s$ after
  549. % the second pulse maxima passed the particle?) Intensity
  550. % distributions around and inside the nanoparticle b) without plasma,
  551. % c) with electron plasma inside.}
  552. % \end{figure}
  553. %\begin{figure} %\centering
  554. % \includegraphics[height=0.7\linewidth]{Si-flow-R140-XYZ-Eabs}
  555. % \caption{EHP distributions for nonres., MD, ED, and MQ nanoparticles
  556. % at moderate photoexcitation. The aim is to show different possible
  557. % EHP patterns and how strong could be symmetry breaking.
  558. % \label{fgr:example}
  559. %\end{figure}
  560. %\subsection{Asymmetry analysis: effects of pulse duration, intensity
  561. % and size} It is important to optimize asymmetry by varying pulse
  562. % duration, intensity and size.
  563. TODO Kostya: Add discussion about mode selection due to the formation
  564. of the plasma.
  565. \section{Conclusions} We have considered ultra-short and sufficiently
  566. intense light interactions with a single semiconductor nanoparticle
  567. under different irradiation conditions and for various particle
  568. sizes. As a result of the presented self-consistent calculations, we
  569. have obtained spatio-temporal EHP evolution inside the
  570. nanoparticles and investigated the asymmetry of EHP distributions. % for different laser intensities. % and temporal pulse widths.
  571. %It has been demonstrated that the EHP generation strongly affects
  572. %nanoparticle scattering and, in particular, changes the preferable
  573. %scattering direction.
  574. Different pathways of EHP evolution from the front side to the back
  575. side have been revealed, depending on the nanoparticle sizes, and the
  576. origins of different behavior have been explained by the
  577. non-stationarity of the energy deposition and different quality
  578. resonant factors for exciting the electric and magnetic dipole
  579. resonances, intensity distribution by Mie theory and newly
  580. plasma-induced nonlinear effects. The effect of the strong broadband
  581. electric dipole resonance on the EHP asymmetric distribution during
  582. first optical cycles has been revealed for different size
  583. parameters. The higher EHP asymmetry is established for nanoparticles
  584. of smaller sizes below the first magnetic dipole
  585. resonance. Essentially different EHP evolution and lower asymmetry is
  586. achieved for larger nanoparticles due to the stationary intensity
  587. enhancement in the back side of the nanoparticle. The EHP densities
  588. above the critical value were shown to lead to the EHP distribution
  589. homogenization.
  590. % In particular, the scattering efficiency factor is used to define
  591. % the optimum nanoparticle size for preferential forward or backward
  592. % scattering. Furthermore, a parameter has been introduced to describe
  593. % the scattering asymmetry as a ratio of the EHP density in the front
  594. % side to that in the back side of the nanoparticle. This parameter
  595. % can be then used for two-dimensional scattering mapping, which is
  596. % particularly important in numerous photonics applications.
  597. The EHP asymmetry opens a wide range of applications in nanoparticle
  598. nanomashining/manipulation at nanoscale, catalysis as well as
  599. nano-bio-applications. The observed plasma-induced breaking symmetry
  600. can be also useful for beam steering, or for the enhanced second
  601. harmonics generation.
  602. \section{Acknowledgments} We gratefully acknowledge support from The
  603. French Ministry of Science and Education, from the French Center of
  604. Scientific Research (CNRS) and from the PHC Kolmogorov project
  605. "FORMALAS". S.V.M. is thankful to ITMO Fellowship Program. The work
  606. was partially supported by Russian Foundation for Basic Researches
  607. (grants 17-03-00621, 17-02-00538, 16-29-05317).
  608. %%%END OF MAIN TEXT%%%
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  615. % command:
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  617. %%%REFERENCES%%%
  618. \bibliography{References.bib} %You need to replace "rsc" on this line
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