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  104. %%%TITLE, AUTHORS AND ABSTRACT%%%
  105. \twocolumn[
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  110. \includegraphics{head_foot/DOI} & \noindent\LARGE{\textbf{Photo-generated Electron-Hole Plasma-Induced Symmetry Breaking in Spherical Silicon Nanoparticles}} \\%Article title goes here instead of the text "This is the title"
  111. \vspace{0.3cm} & \vspace{0.3cm} \\
  112. & \noindent\large{Anton Rudenko,$^{\ast}$\textit{$^{a}$} Konstantin Ladutenko,\textit{$^{b}$} Sergey Makarov\textit{$^{b}$} and Tatiana E. Itina\textit{$^{a}$$^{b}$}
  113. \textit{$^{a}$~Laboratoire Hubert Curien, UMR CNRS 5516, University of Lyon/UJM, 42000, Saint-Etienne, France }
  114. \textit{$^{b}$~ITMO University, Kronverksiy pr. 49, St. Petersburg, Russia}
  115. } \\%Author names go here instead of "Full name", etc.
  116. \includegraphics{head_foot/dates} & \noindent\normalsize
  117. {The concept of nonlinear all-dielectric nanophotonics based on high
  118. refractive index (e.g., silicon) nanoparticles supporting magnetic
  119. optical response has recently emerged as a powerful tool for ultrafast
  120. all-optical modulation at nanoscale. A strong modulation can be
  121. achieved via photo-generation of dense electron-hole plasma in the
  122. regime of simultaneous excitation of electric and magnetic optical
  123. resonances, resulting in an effective transient reconfiguration of
  124. nanoparticle scattering properties. Because only homogeneous plasma
  125. generation was previously considered in the photo-excited
  126. nanoparticle, a possibility of symmetry breaking, however, remain
  127. unexplored. To examine these effects, numerical modeling is
  128. performed. Based on the simulation results, we propose an original
  129. concept of a well-controlled deeply subwavelength
  130. ($\approx$$\lambda$$^3$/100) plasma-induced nanopatterning of
  131. spherical silicon nanoparticles. In particular, the revealed strong
  132. symmetry breaking in the initially symmetrical nanoparticle, which is
  133. observed during ultrafast photoexcitation near the magnetic dipole
  134. resonance, enables a considerable increase in the precision of
  135. laser-induced nanotreatment. Importantly, the proposed ultrafast
  136. manipulation of the nanoparticle inherent structure and symmetry paves
  137. a way to the novel principles that are also promising for nonlinear
  138. optical nanodevices.}
  139. \end{tabular}
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  141. ]%%%END OF TITLE, AUTHORS AND ABSTRACT%%%
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  144. \section*{} \vspace{-1cm}
  145. %%%FOOTNOTES%%%
  146. \footnotetext{\textit{$^{a}$~Univ Lyon, UJM-St-Etienne, CNRS UMR 5516,
  147. F-42000, Saint-Etienne, France}} \footnotetext{\textit{$^{b}$~ITMO
  148. University, Kronverksiy pr. 49, St. Petersburg, Russia}}
  149. % Please use \dag to cite the ESI in the main text of the article.
  150. % If you article does not have ESI please remove the the \dag symbol
  151. % from the title and the footnotetext below.
  152. % \footnotetext{\dag~Electronic Supplementary Information (ESI)
  153. % available: [details of any supplementary information available
  154. % should be included here]. See DOI:10.1039/b000000x/} %additional
  155. % addresses can be cited as above using the lower-case letters, c, d,
  156. % e... If all authors are from the same address, no letter is required
  157. % \footnotetext{\ddag~Additional footnotes to the title and authors can
  158. % be included \emph{e.g.}\ `Present address:' or `These authors
  159. % contributed equally to this work' as above using the symbols: \ddag,
  160. % \textsection, and \P. Please place the appropriate symbol next to the
  161. % author's name and include a \texttt{\textbackslash footnotetext} entry
  162. % in the the correct place in the list.}
  163. %%%END OF FOOTNOTES%%%
  164. %%%MAIN TEXT%%%%
  165. \section{Introduction}
  166. All-dielectric nonlinear nanophotonics based on high refractive index
  167. dielectric has become prospective paradigm in modern optics, owing to
  168. recent advances in harmonics generation~\cite{shcherbakov2014enhanced,
  169. yang2015nonlinear, makarov2016self, shorokhov2016multifold} and
  170. ultrafast all-optical modulation~\cite{iyer2015reconfigurable,
  171. makarov2015tuning, shcherbakov2015ultrafast, yang2015nonlinear,
  172. baranov2016nonlinear, baranov2016tuning}. In fact, all-dielectric
  173. nanoantennas and metasurfaces possess much smaller parasitic Joule
  174. losses at high intensities as compared with their plasmonic
  175. counterparts, whereas their nonlinear properties are comparable. More
  176. importantly, the unique properties of the nonlinear all-dielectric
  177. nanodevices are due to existing of both electric and magnetic optical
  178. resonances in visible and near IR
  179. ranges~\cite{kuznetsov2016optically}. For instance, even slight
  180. variation of dielectric permittivity around magnetic dipole resonance
  181. leads to significant changes of optical properties (transmittance or
  182. reflectance) of all-dielectric nanoantennas~\cite{makarov2015tuning,
  183. baranov2016nonlinear, baranov2016tuning} and
  184. metasurfaces~\cite{iyer2015reconfigurable, shcherbakov2015ultrafast,
  185. yang2015nonlinear}.
  186. In these works on all-dielectric nonlinear nanostructures, the
  187. building blocks (nanoparticles) were considered as objects with
  188. dielectric permittivity homogeneously distributed over
  189. nanoparticle. Therefore, in order to manipulate the propagation angle
  190. of the transmitted light it is necessary to use complicated nanostructures
  191. with reduced symmetry~\cite{albella2015switchable, baranov2016tuning,
  192. shibanuma2016unidirectional}.
  193. \begin{figure}[t] \centering
  194. \includegraphics[width=0.75\linewidth]{1-compressed.pdf}
  195. \caption{Schematic illustration of electron-hole plasma 2D and 1D
  196. distributions in silicon nanoparticle around a magnetic resonance.}
  197. \label{fgr:concept}
  198. \end{figure}
  199. Recently, plasma explosion imaging technique has been used to observe
  200. electron-hole plasmas (EHP), produced by femtosecond lasers, inside
  201. nanoparticles \cite{Hickstein2014}. Particularly, a strongly localized
  202. EHP in the front side of NaCl nanocrystals of $R = 100$ nm was
  203. revealed. The forward ejection of ions in this case was attributed to
  204. a nanolensing effect inside the nanoparticle and the intensity
  205. enhancement as low as $10\%$ on the far side of the nanoparticle. Much
  206. stronger enhancements can be achieved near electric and magnetic dipole
  207. resonances excited in single semiconductor nanoparticles, such as
  208. silicon (Si), germanium (Ge) etc. Interestingly, inhomogeneous
  209. resonant scattering patterns have been experimentally revealed inside
  210. a single silicon nanoparticle \cite{Valuckas2017}.
  211. In this Letter, we show that ultra-short laser-based EHP
  212. photo-excitation in a spherical semiconductor (e.g., silicon)
  213. nanoparticle leads to a strongly inhomogeneous carrier
  214. distribution. To reveal and study this effect, we perform a full-wave
  215. numerical simulation of the intense femtosecond ($\,f\!s$) laser pulse
  216. interaction with a silicon nanoparticle supporting Mie resonances and
  217. two-photon free carrier generation. In particular, we couple
  218. finite-difference time-domain (FDTD) method used to solve Maxwell
  219. equations with kinetic equations describing nonlinear EHP generation.
  220. Three-dimensional transient variation of the material dielectric
  221. permittivity is calculated for nanoparticles of several sizes. The
  222. obtained results propose a novel strategy to create complicated
  223. non-symmetrical nanostructures by using photo-excited single spherical
  224. silicon nanoparticles. Moreover, we show that a dense EHP can be
  225. generated at deeply subwavelength scale
  226. ($\approx$$\lambda$$^3$/100) supporting the formation of small
  227. metalized parts inside the nanoparticle. In fact, such effects
  228. transform an all-dielectric nanoparticle to a hybrid one strongly
  229. extending functionality of the ultrafast optical nanoantennas.
  230. %Plan:
  231. %\begin{itemize}
  232. %\item Fig.1: Beautiful conceptual picture
  233. %\item Fig.2: Temporal evolution of EHP in NP with different diameters
  234. %at fixed intensity, in order to show that we have the highest
  235. %asymmetry around magnetic dipole (MD) resonance. This would be really
  236. %nice!
  237. %\item Fig.3: Temporal evolution of EHP in NP with fixed diameter (at
  238. %MD) at different intensities, in order to show possible regimes of
  239. %plasma-patterning of NP volume. It would be nice, if we will show
  240. %power patterns decencies on intensity for side probe pulse to show beam steering due to symmetry breaking.
  241. %\item Fig.4: (a) Dependence on pulse duration is also interesting. We
  242. %have to show at which duration the asymmetry factor is saturated. (b)
  243. %2D map of asymmetry factor in false colors, where x-axis and y-axis correspond to intensity and NP diameter.
  244. %\end{itemize} %Additionally, if you will manage to calculate
  245. %evolution of scattering power pattern and show considerable effect of
  246. % beam steering, we can try Nanoscale or LPR, because the novelty will
  247. % be very high.
  248. \section{Modeling details}
  249. We focus attention on silicon because this material is promising for
  250. the implementation of numerous nonlinear photonic devices. This
  251. advantage is based on a broad range of optical nonlinearities, strong
  252. two-photon absorption, as well as a possibility of the photo-induced
  253. EHP excitation~\cite{leuthold2010nonlinear}. Furthermore, silicon
  254. nanoantennas demonstrate a sufficiently high damage threshold due to
  255. the large melting temperature ($\approx$1690~K), whereas its nonlinear
  256. optical properties have been extensively studied during last
  257. decays~\cite{Van1987, Sokolowski2000, leuthold2010nonlinear}. High
  258. silicon melting point typically preserves structures formed from this
  259. material up to the EHP densities on the order of the critical value
  260. $n_{cr} \approx 5\cdot{10}^{21}$ cm$^{-3}$ \cite{Korfiatis2007}. At
  261. the critical density and above, silicon acquires metallic properties
  262. ($Re(\epsilon) < 0$) and contributes to the EHP reconfiguration during
  263. ultrashort laser irradiation.
  264. The process of three-dimensional photo-generation of the EHP in
  265. silicon nanoparticles has not been modeled before in
  266. time-domain. Therefore, herein we propose a model considering
  267. ultrashort laser interactions with a resonant silicon sphere, where
  268. the EHP is generated via one- and two-photon absorption processes.
  269. Importantly, we also consider nonlinear feedback of the material by
  270. taking into account the intraband light absorption on the generated
  271. free carriers. To simplify our model, we neglect free carrier
  272. diffusion at the considered short time scales. In fact, the aim of the
  273. present work is to study the EHP dynamics \textit{during} ultra-short
  274. laser interaction with the nanoparticle. The created electron-hole
  275. plasma then will recombine, however, as its existence modifies both
  276. laser-particle interaction and, hence, the following particle
  277. evolution.
  278. \subsection{Light propagation}
  279. Ultra-short laser interaction and light propagation inside the silicon
  280. nanoparticle are modeled by solving the system of Maxwell's equations
  281. written in the following way
  282. \begin{align} \begin{cases} \label{Maxwell}$$
  283. \displaystyle{\frac{\partial{\vec{E}}}{\partial{t}}=\frac{\nabla\times\vec{H}}{\epsilon_0\epsilon}-\frac{1}{\epsilon_0\epsilon}(\vec{J}_p+\vec{J}_{Kerr})} \\
  284. \displaystyle{\frac{\partial{\vec{H}}}{\partial{t}}=-\frac{\nabla\times\vec{E}}{\mu_0}},
  285. $$ \end{cases}
  286. \end{align}
  287. where $\vec{E}$ is the electric field, $\vec{H}$ is the magnetizing
  288. field, $\epsilon_0$ is the free space permittivity, $\mu_0$ is the
  289. permeability of free space, $\epsilon = n^2 = 3.681^2$ is the
  290. permittivity of non-excited silicon at $800$ nm wavelength
  291. \cite{Green1995}, $\vec{J}_p$ and $\vec{J}_{Kerr}$ are the nonlinear
  292. currents, which include the contribution due to Kerr effect
  293. $\vec{J}_{Kerr} =
  294. \epsilon_0\epsilon_\infty\chi_3\frac{\partial\left(\left|\vec{E}\right|^2\vec{E}\right)}{\partial{t}}$,
  295. where $\chi_3 =4\cdot{10}^{-20}$ m$^2$/V$^2$ for laser wavelength
  296. $\lambda = 800$nm \cite{Bristow2007}, and heating of the conduction
  297. band, described by the differential equation derived from the Drude
  298. model
  299. \begin{equation} \label{Drude}
  300. \displaystyle{\frac{\partial{\vec{J_p}}}{\partial{t}} = -
  301. \nu_e\vec{J_p} + \frac{e^2N_e(t)}{m_e^*}\vec{E}},
  302. \end{equation}
  303. where $e$ is the elementary charge, $m_e^* = 0.18m_e$ is the reduced
  304. electron-hole mass \cite{Sokolowski2000}, $N_e(t)$ is the
  305. time-dependent free carrier density and $\nu_e = 10^{15}$ s$^{-1}$ is
  306. the electron collision frequency \cite{Sokolowski2000}. Silicon
  307. nanoparticle is surrounded by vacuum, where the light propagation is
  308. calculated by Maxwell's equations with $\vec{J} = 0$ and
  309. $\epsilon = 1$. The system of Maxwell's equations coupled with
  310. electron density equation is solved by the finite-difference numerical
  311. method \cite{Rudenko2016}, based on the finite-difference time-domain
  312. (FDTD) \cite{Yee1966} and auxiliary-differential methods for
  313. dispersive media \cite{Taflove1995}. At the edges of the grid, we
  314. apply the absorbing boundary conditions related to convolutional
  315. perfectly matched layers (CPML) to avoid nonphysical reflections
  316. \cite{Roden2000}. The initial electric field is introduced as a
  317. Gaussian slightly focused beam as follows
  318. \begin{align}
  319. \begin{aligned}
  320. \label{Gaussian}
  321. {E_x}(t, r, z) = \frac{w_0}{w(z)}{exp}\left(i\omega{t} - \frac{r^2}{{w(z)}^2} - ikz - ik\frac{r^2}{2R(z)} + i\varsigma(z)\right)\\
  322. \times\;{exp}\left(-\frac{(t-t_0)^2}{\theta^2}\right),
  323. \end{aligned}
  324. \end{align}
  325. where $\theta$ is the temporal pulse width at the half maximum (FWHM),
  326. $t_0$ is a time delay, $w_0 = 3{\mu}m$ is the waist beam,
  327. $w(z) = {w_0}\sqrt{1+(\frac{z}{z_R})^2}$ is the Gaussian's beam spot
  328. size, $\omega = 2{\pi}c/{\lambda}$ is the angular frequency,
  329. $\lambda = 800$ nm is the laser wavelength in air, $c$ is the speed of
  330. light, ${z_R} = \frac{\pi{{w_0}^2}n_0}{\lambda}$ is the Rayleigh
  331. length, $r = \sqrt{x^2 + y^2}$ is the radial distance from the beam's
  332. waist, $R_z = z\left(1+(\frac{z_R}{z})^2\right)$ is the radius of
  333. curvature of the wavelength comprising the beam, and
  334. $\varsigma(z) = {\arctan}(\frac{z}{z_R}) $ is the Gouy phase shift.
  335. \subsection{Material ionization}
  336. To account for the material ionization that is induced by a
  337. sufficiently intense laser field inside the particle, we couple
  338. Maxwell's equations with the kinetic equation for the electron-hole
  339. plasma as described below.
  340. % \begin{figure*}[ht!]
  341. % \centering
  342. % \includegraphics[width=120mm]{fig2.png}
  343. % \caption{\label{fig2} Free carrier density snapshots of electron plasma evolution inside Si nanoparticle taken a) $30\:f\!s$ b) $10\:f\!s$ before the pulse peak, c) at the pulse peak, d) $10\:f\!s$ e) $30\:f\!s$ after the pulse peak. Pulse duration $50\:f\!s$ (FWHM). Wavelength $800$ nm in air. Radius of the nanoparticle $R \approx 105$ nm, corresponding to the resonance condition. Graph shows the dependence of the asymmetric parameter of electron plasma density on the average electron density in the front half of the nanoparticle. $n_{cr} = 5\cdot{10}^{21}$ cm$^{-3}$ is the critical plasma resonance electron density for silicon.}
  344. % \end{figure*}
  345. The time-dependent conduction-band carrier density evolution is
  346. described by a rate equation that was proposed by van Driel
  347. \cite{Van1987}. This equation takes into account such processes as
  348. photoionization, avalanche ionization and Auger recombination, and is
  349. written as
  350. \begin{equation} \label{Dens}
  351. \displaystyle{\frac{\partial{N_e}}{\partial t} =
  352. \frac{N_a-N_e}{N_a}\left(\frac{\sigma_1I}{\hbar\omega} +
  353. \frac{\sigma_2I^2}{2\hbar\omega}\right) + \alpha{I}n_e -
  354. \frac{C\cdot{N_e}^3}{C\tau_{rec}N_e^2+1},} \end{equation} where
  355. $I=\frac{n}{2}\sqrt{\frac{\epsilon_0}{\mu_0}}\left|\vec{E}\right|^2$
  356. is the intensity, $\sigma_1 = 1.021\cdot{10}^3$ cm$^{-1}$ and
  357. $\sigma_2 = 0.1\cdot{10}^{-7}$ cm/W are the one-photon and two-photon
  358. interband cross-sections \cite{Choi2002, Bristow2007, Derrien2013},
  359. $N_a = 5\cdot{10}^{22} cm^{-3}$ is the saturation particle density
  360. \cite{Derrien2013}, $C = 3.8\cdot{10}^{-31}$ cm$^6$/s is the Auger
  361. recombination rate \cite{Van1987}, $\tau_{rec} = 6\cdot{10}^{-12}$s is
  362. the minimum Auger recombination time \cite{Yoffa1980}, and
  363. $\alpha = 21.2$ cm$^2$/J is the avalanche ionization coefficient
  364. \cite{Pronko1998} at the wavelength $800$ nm in air. As we have noted,
  365. free carrier diffusion is neglected during and shortly after the laser
  366. excitation \cite{Van1987, Sokolowski2000}.
  367. \begin{figure}[ht!]
  368. \centering
  369. \includegraphics[width=0.495\textwidth]{mie-fdtd-3}
  370. \caption{\label{mie-fdtd} (a, b) First four Lorentz-Mie coefficients ($a_1$, $a_2$, $b_1$, $b_2$) and the factor of asymmetry $G$ according to Mie theory. (c, d) Intensity distribution calculated by Mie theory and (e, f) EHP distribution for low free carrier densities $N_e \approx 10^{20}$ cm$^{-3}$ by Maxwell's equations coupled with EHP density equation (\ref{Maxwell}, \ref{Drude}, \ref{Dens}). (c-f) Incident light propagates from the left to the right along $Z$ axe, electric field polarization $\vec{E}$ is along $X$ axe.}
  371. \end{figure}
  372. %\begin{figure*}[ht!] \label{EHP}
  373. %\centering
  374. %\begin{tabular*}{0.76\textwidth}{ c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c@{\extracolsep{\fill}} c}
  375. %$-80\:f\!s$&$-60\:f\!s$&$-30\:f\!s$&$ -20\:f\!s$&$ -10\:f\!s$\\
  376. %\end{tabular*}
  377. %{\setlength\topsep{-1pt}
  378. %\begin{flushleft}
  379. %$R=75$~nm
  380. %\end{flushleft}}
  381. %\includegraphics[width=0.9\textwidth]{2nm_75}
  382. %{\setlength\topsep{-1pt}
  383. %\begin{flushleft}
  384. %$R=100$~nm
  385. %\end{flushleft}}
  386. %\includegraphics[width=0.9\textwidth]{2nm_100}
  387. %{\setlength\topsep{-1pt}
  388. %\begin{flushleft}
  389. %$R=115$~nm
  390. %\end{flushleft}}
  391. %\includegraphics[width=0.9\textwidth]{2nm_115}
  392. %\caption{\label{plasma-105nm} Evolution of electron density $n_e$
  393. % (using $10^{\,20} \ {\rm cm}^{-3}$ units) for
  394. %(a$\,$--$\,$e)~$R=75$~nm, (f$\,$--$\,$j$\,$)~$R=100$~nm, and
  395. %($\,$k$\,$--$\,$o)~$R=115$~nm. Gaussian pulse duration $80\:f\!s$,
  396. %snapshots are taken before the pulse maxima, the corresponding
  397. %time-shifts are shown in the top of each column. Laser irradiation
  398. %fluences are (a-e) $0.12$ J/cm$^2$, (f-o) $0.16$ J/cm$^2$.}
  399. %\end{figure*}
  400. The changes of the real and imaginary parts of the permittivity
  401. associated with the time-dependent free carrier response
  402. \cite{Sokolowski2000} can be derived from equations (\ref{Maxwell},
  403. \ref{Drude}) and are written as follows
  404. \begin{align} \begin{cases} \label{Index} $$
  405. \displaystyle{Re(\epsilon) = \epsilon -\frac{{e^2}N_e}{\epsilon_0m_e^*(\omega^2+{\nu_e}^2)}} \\
  406. \displaystyle{Im(\epsilon) = \frac{{e^2}N_e\nu_e}{\epsilon_0m_e^*\omega(\omega^2+{\nu_e}^2)}.}
  407. $$ \end{cases} \end{align}
  408. \section{Results and discussion}
  409. %\subsection{Effect of the irradiation intensity on EHP generation}
  410. Firstly, we analyze the intensity distribution inside the non-excited
  411. Si nanoparticle as a function of its size for a fixed laser wavelength
  412. $\lambda = 800$ nm. We introduce $G$ factor of asymmetry,
  413. corresponding to ratio between the energy deposited in the front side
  414. of the nanoparticle to the energy in the back
  415. side. Fig. \ref{mie-fdtd}(b) shows the $G$ factor as a function of the
  416. nanoparticle size. For the nanoparticles of sizes below the first
  417. magnetic dipole resonance, the intensity is enhanced in the front side
  418. as in Fig. \ref{mie-fdtd}(c) and $G > 0$. The behavior changes near
  419. the size resonance value, corresponding to $R \approx 105$ nm. In
  420. contrast, for larger sizes, the intensity is enhanced in the back side
  421. of the nanoparticle as demonstrated in Fig. \ref{mie-fdtd}(d). In
  422. fact, the similar EHP distributions can be obtained by applying
  423. Maxwell's equations coupled with the rate equation for weak excitation
  424. $N_e \approx 10^{20}$ cm$^{-3}$ and low intensities
  425. $I \approx 10^{11}$ W/cm$^2$. The optical properties do not change
  426. considerably due to excitation according to (\ref{Index}). Therefore,
  427. the excitation processes follow the intensity distribution.
  428. % Fig. \ref{Mie} demonstrates the temporal evolution of the EHP
  429. % generated inside the silicon nanoparticle of $R \approx 105$
  430. % nm. Here, irradiation by high-intensity, $I\approx $ from XXX to YYY
  431. % (???), ultrashort laser Gaussian pulse is considered. Snapshots of
  432. % free carrier density taken at different times correspond to
  433. % different total amount of the deposited energy (different laser
  434. % intensities).
  435. %To better analyze the degree of inhomogeneity, we introduce the EHP
  436. % asymmetry parameter, $G$, which is defined as a relation between the
  437. % average electron density generated in the front side of the
  438. % nanoparticle and the average electron density in the back side, as
  439. % shown in Fig. \ref{fig2}. During the femtosecond pulse interaction,
  440. % this parameter significantly varies.
  441. \begin{figure*}[ht!]
  442. \centering
  443. \includegraphics[width=180mm]{Figure_2.pdf}
  444. \caption{\label{fig2} EHP density snapshots inside Si nanoparticle of radii $R = 75$ nm (a-d), $R = 100$ nm (e-h) and $R = 115$ nm (i-l) taken at different times and conditions of excitation (stages $1-4$: (1) first optical cycle, (2) extremum at few optical cycles, (3) Mie theory, (4) nonlinear effects). Pulse duration $50\:f\!s$ (FWHM). Wavelength $800$ nm in air. Peak laser fluence is fixed to be $0.125$ J/cm$^2$.}
  445. \end{figure*}
  446. \begin{figure*}[ht!]
  447. \centering
  448. \includegraphics[width=120mm]{Figure_3.pdf}
  449. \caption{\label{fig3} Evolution of asymmetry factor $G$ as a function of the average EHP density in the front part of the nanoparticle (a, c, e) and time (b, d, f) for different Si nanoparticle radii (a, b) $R = 75$ nm, (c, d) $R = 100$ nm, (e, f) $R = 115$ nm. Pulse duration $50\:f\!s$ (FWHM). Wavelength $800$ nm in air. (a, c, e) Different stages of EHP evolution shown in \ref{fig2} are indicated. (b, d, f) The temporal evolution of Gaussian beam intensity is also shown. Peak laser fluence is fixed to be $0.125$ J/cm$^2$.}
  450. \end{figure*}
  451. In what follows, we present the calculation results obtained by using
  452. Maxwell's equations coupled with electron kinetics equations for different radii
  453. for resonant and non-resonant conditions and for stronger
  454. excitation. In this case, we demonstrate that the geometry of the EHP
  455. distribution can strongly deviate from the intensity distribution
  456. given by Mie theory. Two main reasons cause the deviation: non-stationarity of the energy deposition and nonlinear effects, taking place due to transient optical changes in Si. The non-stationary intensity deposition results in different time delays for exciting electric and magnetic resonances inside Si NP because of different quality resonance factors $Q$ of the resonances. This way, the first optical cycles taking place on sub-femtosecond scale $t < 1.1$ fs result in the excitation of the strong broadband electric dipole resonance independent on the exact size of sub-micrometer NPs and with the EHP concentration mostly on the front side of the NPs. We address to this phenomena as stage $1-2$. In principle, several cycles $> 10$ or $t \approx 10$ fs are necessary to acquire the stationary intensity distribution corresponding to Mie-based intensity distribution in stage $3$. As the EHP acquires quasi-metallic properties at stronger excitation $N_e > 5\cdot{10}^{21}$ cm$^{-3}$, the EHP distribution evolves inside NPs because of the photoionization and avalanche ionization induced transient optical response and the effect of newly formed EHP. This way, the distribution becomes more homogeneous and the effect is likely to be enhanced by electron diffusion inside Si NPs. We refer to these nonlinear phenomena as stage $4$.
  457. To achieve a qualitative description of the EHP distribution, we introduced the asymmetry factor $G = (N_e{front}-N_e{back})/N_e{back}$ indicating the relationship between the average EHP densities in the front and in the back parts of the NP. This way, $G = 0$ corresponds to the quasi-homogeneous case and the assumption of the NP homogeneous EHP distribution can be made to investigate the optical response of the excited Si NP. However, in case $G$ significantly differs from $0$, this assumption could not be proposed. In what follows, we discuss the results of the numerical modeling revealing the EHP evolution stages during pulse duration shown in Fig. \ref{fig2} and the temporal/EHP dependent evolution of the asymmetry factor $G$ in Fig. \ref{fig3}.
  458. The first stage at the first optical cycle demonstrates the dominant electric dipole resonance effect on the intensity/EHP density distribution inside the NPs in Fig. \ref{fig2}(a,e,j) and \ref{fig3}. The larger the NPs size is, the higher the NP asymmetry $G$ is achieved. However, the following distribution is unstable and conserves only for the time needed to cross the NP with the speed velocity in Si. The following few cycles demonstrate the unstationery nature of the EHP evolution with a maximum of the EHP distribution on the front side of the NP. Note that the EHP density remains very low $N_e < 10^{20}$ cm$^{-3}$ to influence significantly the light propagation.
  459. The stationary quasi-Mie regime is achieved after $10$ optical cycles and is characterized with well-controlled asymmetrical EHP distribution. The EHP density are still relatively not high to influence the EHP evolution and lead to strong diffusion rates but already enough to change the optical properties locally. Below the magnetic dipole resonance $R \approx 100$ nm, the EHP is mostly localized in the front side of the NP as shown in Fig. \ref{fig2}(c). The highest stationary asymmetry factor $G \approx 3-4$ is achieved in this case. At the magnetic dipole resonance conditions, the EHP distribution has a toroidal shape and is much closer to homogeneous distribution. In contrast, above the magnetic dipole resonant size for $R = 115$ nm, the $G < 0$ due to dominantly EHP localized in the back side of the NP.
  460. For higher excitation conditions,
  461. the optical properties of silicon change significantly according to
  462. the equations (\ref{Index}). As a result, the non-resonant electric
  463. dipole contributes to the forward shifting of EHP density
  464. maximum. Therefore, EHP is localized in the front part of the NP, influencing the asymmetry factor $G$ in
  465. Fig. \ref{fig3}. Approximately at the pulse peak, the critical electron
  466. density $n_{cr} = 5\cdot{10}^{21}$ cm$^{-3}$ for silicon, which
  467. corresponds to the transition to quasi-metallic state
  468. $Re(\epsilon) \approx 0$ and to the electron plasma resonance
  469. (so-called "volume plasmons", and/or "localized plasmons" typical for
  470. metallic nanoparticles !??) \cite{Sokolowski2000}, is overcome. Further irradiation leads to a decrease in the
  471. asymmetry parameter down to $G = 0$ for higher EHP densities, as one
  472. may observe in Fig. \ref{fig2}(d, h, l).
  473. It is worth noting that it is possible to achieve a formation of
  474. deeply subwavelength EHP regions due to high field localization. The smallest EHP localization and the larger asymmetry factor are achieved below the magnetic dipole resonant conditions for $R < 100$ nm. Thus, The EHP distribution in
  475. Fig. \ref{fig2}(c) is optimal for symmetry breaking in Si NP, as it results in the larger asymmetry factor $G$ and
  476. higher electron densities $n_e$. We stress here that such regime could
  477. be still safe for NP due to the very small volume where such
  478. high EHP density is formed.
  479. % \subsection{Effects of nanoparticle size and scattering efficiency
  480. % factor on scattering directions}
  481. % \begin{figure}[ht] \centering
  482. % \includegraphics[width=90mm]{fig3.png}
  483. % \caption{\label{fig3} a) Scattering efficiency factor $Q_{sca}$
  484. % dependence on the radius $R$ of non-excited silicon nanoparticle
  485. % calculated by Mie theory; b) Parameter of forward/backward scattering
  486. % dependence on the radius $R$ calculated by Mie theory for non-excited
  487. % silicon nanoparticle c) Optimization parameter $K$ dependence on the
  488. % average electron density $n_e^{front}$ in the front half of the
  489. % nanoparticle for indicated radii (1-7).}
  490. % \end{figure}
  491. % We have discussed the EHP kinetics for a silicon nanoparticle of a
  492. % fixed radius $R \approx 105$ nm. In what follows, we investigate the
  493. % influence of the nanoparticle size on the EHP patterns and temporal
  494. % evolution during ultrashort laser irradiation. A brief analysis of
  495. % the initial intensity distribution inside the nanoparticle given by
  496. % the classical Mie theory for homogeneous spherical particles
  497. % \cite{Mie1908} can be useful in this case. Fig. \ref{fig3}(a, b)
  498. % shows the scattering efficiency and the asymmetry parameter for
  499. % forward/backward scattering for non-excited silicon nanoparticles of
  500. % different radii calculated by Mie theory \cite{Mie1908}. Scattering
  501. % efficiency dependence gives us the value of resonant sizes of
  502. % nanoparticles, where the initial electric fields are significantly
  503. % enhanced and, therefore, we can expect that the following conditions
  504. % will result in a stronger electron density gradients. Additionally,
  505. % in the case of maximum forward or backward scattering, the initial
  506. % intensity distribution has the maximum of asymmetry. One can note,
  507. % that for $R \approx 100$ nm and $R \approx 150$ nm both criteria are
  508. % fulfilled: the intensity is enhanced $5-10$ times due to
  509. % near-resonance conditions and its distribution has a strong
  510. % asymmetry.
  511. % In what follows, we present the calculation results obtained by
  512. % using Maxwell's equations coupled with electron kinetics for
  513. % different extremum radii for resonant and non-resonant
  514. % conditions. One can note, that the maximum asymmetry factor of EHP
  515. % $G$ does not guarantee the optimal asymmetry of intensity
  516. % distribution, as the size of generated plasma and the value of the
  517. % electron density equally contribute to the change of the modified
  518. % nanoparticle optical response. For example, it is easier to localize
  519. % high electron densities inside smaller nanoparticles, however, due
  520. % to the negligible size of the generated EHP with respect to laser
  521. % wavelength in media, the intensity distribution around the
  522. % nanoparticle will not change considerably. Therefore, we propose to
  523. % introduce the optimization factor
  524. % $K = \frac{n_e(G-1)R^2}{n_{cr}G{R_0^2}}$, where $R_0 = 100$ nm,
  525. % $n_{cr} = 5\cdot{10}^{21} cm^{-3}$, and $G$ is asymmetry of EHP,
  526. % defined previously. The calculation results for different radii of
  527. % silicon nanoparticles and electron densities are presented in
  528. % Fig. \ref{fig3}(c). One can see, that the maximum value are achieved
  529. % for the nanoparticles, that satisfy both initial maximum forward
  530. % scattering and not far from the first resonant condition. For larger
  531. % nanoparticles, lower values of EHP asymmetry factor are obtained, as
  532. % the electron density evolves not only from the intensity patterns in
  533. % the front side of the nanoparticle but also in the back side.
  534. TODO:
  535. Need to discuss agreement/differences between Mie and FDTD+rate. Anton ?!
  536. % To demonstrate the effect of symmetry breaking, we calculate the
  537. % intensity distribution around the nanoparticle for double-pulse
  538. % experiment. The first pulse of larger pulse energy and polarization
  539. % along $Ox$ generates asymmetric EHP inside silicon nanoparticle,
  540. % whereas the second pulse of lower pulse energy and polarization $Oz$
  541. % interacts with EHP after the first pulse is gone. The minimum
  542. % relaxation time of high electron density in silicon is
  543. % $\tau_{rec} = 6\cdot{10}^{-12}$ s \cite{Yoffa1980}, therefore, the
  544. % electron density will not have time to decrease significantly for
  545. % subpicosecond pulse separations. In our simulations, we use
  546. % $\delta{t} = 200\:f\!s$ pulse separation. The intensity
  547. % distributions near the silicon nanoparticle of $R = 95$ nm,
  548. % corresponding to maxima value of $K$ optimization factor, without
  549. % plasma and with generated plasma are shown in Fig. \ref{fig4}. The
  550. % intensity distribution is strongly asymmetric in the case of EHP
  551. % presence. One can note, that the excited nanoparticle is out of
  552. % quasi-resonant condition and the intensity enhancements in
  553. % Fig. \ref{fig4}(c) are weaker than in Fig. \ref{fig4}(b). Therefore,
  554. % the generated nanoplasma acts like a quasi-metallic nonconcentric
  555. % nanoshell inside the nanoparticle, providing a symmetry reduction
  556. % \cite{Wang2006}.
  557. % \begin{figure}[ht] \centering
  558. % \includegraphics[width=90mm]{fig4.png}
  559. % \caption{\label{fig4} a) Electron plasma distribution inside Si
  560. % nanoparticle $R \approx 95$ nm $50\:f\!s$ after the pulse peak;
  561. % (Kostya: Is it scattering field intensity snapshot $XXX\:f\!s$ after
  562. % the second pulse maxima passed the particle?) Intensity
  563. % distributions around and inside the nanoparticle b) without plasma,
  564. % c) with electron plasma inside.}
  565. % \end{figure}
  566. %\begin{figure} %\centering
  567. % \includegraphics[height=0.7\linewidth]{Si-flow-R140-XYZ-Eabs}
  568. % \caption{EHP distributions for nonres., MD, ED, and MQ nanoparticles
  569. % at moderate photoexcitation. The aim is to show different possible
  570. % EHP patterns and how strong could be symmetry breaking.
  571. % \label{fgr:example}
  572. %\end{figure}
  573. %\subsection{Asymmetry analysis: effects of pulse duration, intensity
  574. % and size} It is important to optimize asymmetry by varying pulse
  575. % duration, intensity and size.
  576. TODO Kostya: add some discusion on rise-on time for optical switching
  577. like this: Small size will give as a magnetic dipole b1 resonance with
  578. Q-factor (ratio of wavelength to the resonance width at half-height)
  579. of about 8, a1 Q approx 4, the larger particle will have b2 Q approx
  580. 40. For large particle we will have e.g. at R=238.4 second order b4
  581. resonance with Q approx 800. As soon as the period at WL=800nm is $2.6\:f\!s$, we need about $25\:f\!s$ pulse to pump dipole response, about $150\:f\!s$
  582. for quadrupole, and about $2000\:f\!s$ for b4. If we think of optical
  583. switching applications this is a rise-on time.
  584. TODO Kostya: Add discussion about mode selection due to the formation
  585. of the plasma.
  586. \section{Conclusions} We have considered ultra-short and sufficiently
  587. intense light interactions with a single semiconductor nanoparticle
  588. under different irradiation conditions and for various particle
  589. sizes. As a result of the presented self-consistent calculations, we
  590. have obtained spatio-temporal EHP evolution inside the
  591. nanoparticles and investigated the asymmetry of EHP distributions. % for different laser intensities. % and temporal pulse widths.
  592. %It has been demonstrated that the EHP generation strongly affects
  593. %nanoparticle scattering and, in particular, changes the preferable
  594. %scattering direction.
  595. Different pathways of EHP evolution from the front side to the back
  596. side have been revealed, depending on the nanoparticle sizes, and the
  597. origins of different behavior have been explained by the
  598. non-stationarity of the energy deposition and different quality
  599. resonant factors for exciting the electric and magnetic dipole
  600. resonances, intensity distribution by Mie theory and newly
  601. plasma-induced nonlinear effects. The effect of the strong broadband
  602. electric dipole resonance on the EHP asymmetric distribution during
  603. first optical cycles has been revealed for different size
  604. parameters. The higher EHP asymmetry is established for nanoparticles
  605. of smaller sizes below the first magnetic dipole
  606. resonance. Essentially different EHP evolution and lower asymmetry is
  607. achieved for larger nanoparticles due to the stationary intensity
  608. enhancement in the back side of the nanoparticle. The EHP densities
  609. above the critical value were shown to lead to the EHP distribution
  610. homogenization.
  611. % In particular, the scattering efficiency factor is used to define
  612. % the optimum nanoparticle size for preferential forward or backward
  613. % scattering. Furthermore, a parameter has been introduced to describe
  614. % the scattering asymmetry as a ratio of the EHP density in the front
  615. % side to that in the back side of the nanoparticle. This parameter
  616. % can be then used for two-dimensional scattering mapping, which is
  617. % particularly important in numerous photonics applications.
  618. The EHP asymmetry opens a wide range of applications in nanoparticle
  619. nanomashining/manipulation at nanoscale, catalysis as well as
  620. nano-bio-applications. The observed plasma-induced breaking symmetry
  621. can be also useful for beam steering, or for the enhanced second
  622. harmonics generation.
  623. \section{Acknowledgments} We gratefully acknowledge support from The
  624. French Ministry of Science and Education, from the French Center of
  625. Scientific Research (CNRS) and from the PHC Kolmogorov project
  626. "FORMALAS". S.V.M. is thankful to ITMO Fellowship Program. The work
  627. was partially supported by Russian Foundation for Basic Researches
  628. (grants 17-03-00621, 17-02-00538, 16-29-05317).
  629. %%%END OF MAIN TEXT%%%
  630. %The \balance command can be used to balance the columns on the final
  631. %page if desired. It should be placed anywhere within the first column
  632. %of the last page.
  633. %\balance
  634. %If notes are included in your references you can change the title
  635. % from 'References' to 'Notes and references' using the following
  636. % command:
  637. % \renewcommand\refname{Notes and references}
  638. %%%REFERENCES%%%
  639. \bibliography{References.bib} %You need to replace "rsc" on this line
  640. %with the name of your .bib file
  641. \bibliographystyle{rsc} %the RSC's .bst file
  642. \end{document}