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  105. %%%TITLE, AUTHORS AND ABSTRACT%%%
  106. \twocolumn[
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  111. \includegraphics{head_foot/DOI} & \noindent\LARGE{\textbf{Photogenerated Electron-Hole Plasma Induced Symmetry Breaking in Spherical Silicon Nanoparticle}} \\%Article title goes here instead of the text "This is the title"
  112. \vspace{0.3cm} & \vspace{0.3cm} \\
  113. & \noindent\large{Anton Rudenko,$^{\ast}$\textit{$^{a}$} Konstantin Ladutenko,\textit{$^{b}$} Sergey Makarov\textit{$^{b}$} and Tatiana E. Itina\textit{$^{a}$$^{b}$}
  114. \textit{$^{a}$~Laboratoire Hubert Curien, UMR CNRS 5516, University of Lyon/UJM, 42000, Saint-Etienne, France }
  115. \textit{$^{b}$~ITMO University, Kronverksiy pr. 49, St. Petersburg, Russia}
  116. } \\%Author names go here instead of "Full name", etc.
  117. \includegraphics{head_foot/dates}
  118. & \noindent\normalsize
  119. {The concept of nonlinear all-dielectric nanophotonics based on high
  120. refractive index (e.g., silicon) nanoparticles supporting magnetic
  121. optical response has recently emerged as a powerful tool for ultrafast
  122. all-optical modulation at nanoscale. A strong modulation can be
  123. achieved via photo-generation of dense electron-hole plasma in the
  124. regime of simultaneous excitation of electric and magnetic Mie
  125. resonances, resulting in an effective transient reconfiguration of
  126. nanoparticle scattering properties. However, only homogeneous plasma
  127. generation was previously considered in the photo-excited
  128. nanoparticle, remaining unexplored any effects related to the
  129. plasma-induced optical inhomogeneities. Here we examine these
  130. effects by using 3D numerical modeling of coupled electrodynamic and
  131. material ionization equations. Based on the simulation results, we
  132. observed a deeply subwavelength plasma-induced nanopatterning of
  133. spherical silicon nanoparticles. In particular, we revealed strong
  134. symmetry breaking in the initially symmetrical nanoparticle, which
  135. arises during ultrafast photoexcitation near the magnetic dipole
  136. resonance. The proposed ultrafast breaking of the nanoparticle
  137. symmetry paves the way to the novel opportunities for nonlinear
  138. optical nanodevices.}
  139. \end{tabular}
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  141. ]%%%END OF TITLE, AUTHORS AND ABSTRACT%%%
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  144. \section*{} \vspace{-1cm}
  145. %%%FOOTNOTES%%%
  146. \footnotetext{\textit{$^{a}$~Univ Lyon, UJM-St-Etienne, CNRS UMR 5516,
  147. F-42000, Saint-Etienne, France}} \footnotetext{\textit{$^{b}$~ITMO
  148. University, Kronverksiy pr. 49, St. Petersburg, Russia}}
  149. % Please use \dag to cite the ESI in the main text of the article.
  150. % If you article does not have ESI please remove the the \dag symbol
  151. % from the title and the footnotetext below.
  152. % \footnotetext{\dag~Electronic Supplementary Information (ESI)
  153. % available: [details of any supplementary information available
  154. % should be included here]. See DOI:10.1039/b000000x/} %additional
  155. % addresses can be cited as above using the lower-case letters, c, d,
  156. % e... If all authors are from the same address, no letter is required
  157. % \footnotetext{\ddag~Additional footnotes to the title and authors can
  158. % be included \emph{e.g.}\ `Present address:' or `These authors
  159. % contributed equally to this work' as above using the symbols: \ddag,
  160. % \textsection, and \P. Please place the appropriate symbol next to the
  161. % author's name and include a \texttt{\textbackslash footnotetext} entry
  162. % in the the correct place in the list.}
  163. %%%END OF FOOTNOTES%%%
  164. %%%MAIN TEXT%%%%
  165. \section{Introduction}
  166. All-dielectric nonlinear nanophotonics based on high refractive index
  167. dielectric materials has become prospective paradigm in modern optics, owing to
  168. recent advances in harmonics generation~\cite{shcherbakov2014enhanced,
  169. yang2015nonlinear, makarov2016self, shorokhov2016multifold,
  170. makarov2017efficient, makarov2017light} and ultrafast all-optical
  171. modulation~\cite{iyer2015reconfigurable, makarov2015tuning,
  172. shcherbakov2015ultrafast, yang2015nonlinear, baranov2016nonlinear,
  173. baranov2016tuning, shcherbakov2017ultrafast}. In fact,
  174. all-dielectric nanoantennas and metasurfaces possess much smaller
  175. parasitic Joule losses at high intensities as compared with their
  176. plasmonic counterparts, whereas their nonlinear properties are
  177. comparable. More importantly, the unique properties of the nonlinear
  178. all-dielectric nanodevices are due to the existance of both electric and
  179. magnetic optical resonances in visible and near IR
  180. ranges~\cite{kuznetsov2016optically}. For instance, even slight
  181. variation of dielectric permittivity around optical resonances leads
  182. to significant changes in optical properties (transmittance or
  183. reflectance) of all-dielectric nanoantennas~\cite{makarov2015tuning,
  184. baranov2016nonlinear, baranov2016tuning} and
  185. metasurfaces~\cite{iyer2015reconfigurable, shcherbakov2015ultrafast,
  186. yang2015nonlinear, shcherbakov2017ultrafast}.
  187. \begin{figure}[t] \centering
  188. \includegraphics[width=0.75\linewidth]{Concept.pdf}
  189. \caption{Schematic illustration of electron-hole plasma 2D and 1D
  190. distributions in silicon nanoparticle around a magnetic resonance.}
  191. \label{fgr:concept}
  192. \end{figure}
  193. In previous works on all-dielectric nonlinear nanostructures, the
  194. building blocks (nanoparticles) were considered as objects with
  195. dielectric permittivity \textit{homogeneously} distributed over
  196. nanoparticle (NP). Therefore, in order to manipulate the propagation
  197. angle of the transmitted light it was proposed to use complicated
  198. nanostructures with reduced symmetry~\cite{albella2015switchable,
  199. baranov2016tuning, shibanuma2016unidirectional}. On the other hand, plasma explosion imaging technique~\cite{Hickstein2014} revealed \textit{in situ} strongly asymmetrical electron-hole plasma (EHP) distribution in various dielectric NPs during their pumping by femtosecond laser pulses. Therefore, local permittivity in the strongly photoexcited NPs can be significantly inhomogeneous, and symmetry of nanoparticles can be reduced.
  200. %The forward ejection of ions was attributed in this case to a nanolensing effect inside the NP and to intensity enhancement as low as $10\%$ on the far side of the NP. Much stronger enhancements can be achieved near electric and magnetic dipole resonances excited in single semiconductor NPs, such as silicon (Si), germanium (Ge) etc.
  201. In this Letter, we show theoretically that ultra-fast photo-excitation in a spherical silicon NP leads
  202. to a strongly inhomogeneous EHP distribution, as schematically shown in Fig.~\ref{fgr:concept}. To reveal and analyze this effect, we perform a full-wave numerical simulation. We consider
  203. an intense femtosecond (\textit{fs}) laser pulse to interact with a
  204. silicon NP supporting Mie resonances and two-photon EHP
  205. generation. In particular, we couple finite-difference time-domain
  206. (FDTD) method used to solve three-dimensional Maxwell equations with
  207. kinetic equations describing nonlinear EHP generation.
  208. Three-dimensional transient variation of the material dielectric
  209. permittivity is calculated for NPs of several sizes. The obtained
  210. results propose a novel strategy to create complicated non-symmetrical
  211. nanostructures by using single photo-excited spherical silicon
  212. NPs. Moreover, we show that a dense EHP can be generated at deeply
  213. subwavelength scale ($< \lambda / 10$) supporting the formation of
  214. small metalized parts inside the NP. In fact, such effects transform
  215. a dielectric NP to a hybrid metall-dielectric one strongly
  216. extending functionality of the ultrafast optical nanoantennas.
  217. %Plan:
  218. %\begin{itemize}
  219. %\item Fig.3: Temporal evolution of EHP in NP with fixed diameter (at
  220. %MD) at different intensities, in order to show possible regimes of
  221. %plasma-patterning of NP volume. It would be nice, if we will show
  222. %power patterns decencies on intensity for side probe pulse to show beam steering due to symmetry breaking.
  223. %\item Fig.4: (a) Dependence on pulse duration is also interesting. We
  224. %have to show at which duration the asymmetry factor is saturated. (b)
  225. %2D map of asymmetry factor in false colors, where x-axis and y-axis correspond to intensity and NP diameter.
  226. %\end{itemize} %Additionally, if you will manage to calculate
  227. %evolution of scattering power pattern and show considerable effect of
  228. % beam steering, we can try Nanoscale or LPR, because the novelty will
  229. % be very high.
  230. \section{Modeling details}
  231. We focus attention on silicon because this material is promising for
  232. the implementation of numerous nonlinear photonic devices. This
  233. advantage is based on a broad range of optical nonlinearities, strong
  234. two-photon absorption, as well as a possibility of the photo-induced
  235. EHP excitation~\cite{leuthold2010nonlinear}. Furthermore, silicon
  236. nanoantennas demonstrate a sufficiently high damage threshold due to
  237. the large melting temperature ($\approx 1690$~K), whereas its nonlinear
  238. optical properties have been extensively studied during last
  239. decays~\cite{Van1987, Sokolowski2000, leuthold2010nonlinear}. High
  240. silicon melting point typically preserves structures formed from this
  241. material up to the EHP densities on the order of the critical value
  242. $N_{cr} \approx 5\cdot{10}^{21}$~cm$^{-3}$ \cite{Korfiatis2007}. At
  243. the critical density and above, silicon acquires metallic properties
  244. ($Re(\epsilon) < 0$) and contributes to the EHP reconfiguration during
  245. ultrashort laser irradiation.
  246. The process of three-dimensional photo-generation and temporal evolution of EHP in
  247. silicon NPs has not been modeled before. Therefore,
  248. herein we propose a model considering ultrashort laser interactions
  249. with a resonant silicon sphere, where the EHP is generated via one-
  250. and two-photon absorption processes. Importantly, we also consider
  251. nonlinear feedback of the material by taking into account the
  252. intraband light absorption on the generated free carriers. To simplify
  253. our model, we neglect free carrier diffusion due to the considered
  254. short time scales. In fact, the aim of the present work is to study
  255. the EHP dynamics \textit{during} ultra-short (\textit{fs}) laser
  256. interaction with the NP. The created electron-hole modifies both
  257. laser-particle interaction and, hence, the following particle
  258. evolution. However, the plasma then will recombine at picosecond time
  259. scale.
  260. \subsection{Light propagation}
  261. The incident wave propagates in positive direction of $z$ axis, the NP geometric center located at $z=0$ front side corresponds to the volume $z>0$ and back side for $z<0$, as shown in Fig.~\ref{fgr:concept}. Ultra-short laser interaction and light propagation inside the silicon NP are modeled by solving the system of three-dimensional Maxwell's equations written in the following way
  262. \begin{align} \begin{cases} \label{Maxwell}$$
  263. \displaystyle{\frac{\partial{\vec{E}}}{\partial{t}}=\frac{\nabla\times\vec{H}}{\epsilon_0\epsilon}-\frac{1}{\epsilon_0\epsilon}(\vec{J}_p+\vec{J}_{Kerr})} \\
  264. \displaystyle{\frac{\partial{\vec{H}}}{\partial{t}}=-\frac{\nabla\times\vec{E}}{\mu_0}},
  265. $$ \end{cases}
  266. \end{align}
  267. where $\vec{E}$ is the electric field, $\vec{H}$ is the magnetizing
  268. field, $\epsilon_0$ is the free space permittivity, $\mu_0$ is the
  269. permeability of free space, $\epsilon = n^2 = 3.681^2$ is the
  270. permittivity of non-excited silicon at $800$~nm wavelength
  271. \cite{Green1995}, $\vec{J}_p$ and $\vec{J}_{Kerr}$ are the nonlinear
  272. currents, which include the contribution due to Kerr effect
  273. $\vec{J}_{Kerr} =
  274. \epsilon_0\epsilon_\infty\chi_3\frac{\partial\left(\left|\vec{E}\right|^2\vec{E}\right)}{\partial{t}}$,
  275. where $\chi_3 =4\cdot{10}^{-20}$ m$^2$/V$^2$ for laser wavelength
  276. $\lambda = 800$~nm \cite{Bristow2007}, and heating of the conduction
  277. band, described by the differential equation derived from the Drude
  278. model
  279. \begin{equation} \label{Drude}
  280. \displaystyle{\frac{\partial{\vec{J_p}}}{\partial{t}} = -
  281. \nu_e\vec{J_p} + \frac{e^2N_e(t)}{m_e^*}\vec{E}},
  282. \end{equation}
  283. where $e$ is the elementary charge, $m_e^* = 0.18m_e$ is the reduced
  284. electron-hole mass \cite{Sokolowski2000}, $N_e(t)$ is the
  285. time-dependent free carrier density and $\nu_e = 10^{15}$~s$^{-1}$ is
  286. the electron collision frequency \cite{Sokolowski2000}. Silicon
  287. NP is surrounded by vacuum, where the light propagation is
  288. calculated by Maxwell's equations with $\vec{J} = 0$ and
  289. $\epsilon = 1$. The system of Maxwell's equations coupled with
  290. electron density equation is solved by the finite-difference numerical
  291. method \cite{Rudenko2016}, based on the finite-difference time-domain
  292. (FDTD) \cite{Yee1966} and auxiliary-differential methods for
  293. dispersive media \cite{Taflove1995}. At the edges of the grid, we
  294. apply the absorbing boundary conditions related to convolutional
  295. perfectly matched layers to avoid nonphysical reflections
  296. \cite{Roden2000}. The initial electric field is introduced as a
  297. Gaussian slightly focused beam as follows
  298. \begin{align}
  299. \begin{aligned}
  300. \label{Gaussian}
  301. {E_x}(t, r, z) = \frac{w_0}{w(z)}{exp}\left(i\omega{t} - \frac{r^2}{{w(z)}^2} - ikz - ik\frac{r^2}{2R(z)} + i\varsigma(z)\right)\\
  302. \times\;{exp}\left(-\frac{4\ln{2}(t-t_0)^2}{\theta^2}\right),
  303. \end{aligned}
  304. \end{align}
  305. where $\theta \approx 130$~\textit{fs} is the temporal pulse width at the half maximum (FWHM),
  306. $t_0$ is a time delay, $w_0 = 3{\mu}m$ is the waist beam,
  307. $w(z) = {w_0}\sqrt{1+(\frac{z}{z_R})^2}$ is the Gaussian's beam spot
  308. size, $\omega = 2{\pi}c/{\lambda}$ is the angular frequency,
  309. $\lambda = 800$~nm is the laser wavelength in air, $c$ is the speed of
  310. light, ${z_R} = \frac{\pi{{w_0}^2}n_0}{\lambda}$ is the Rayleigh
  311. length, $r = \sqrt{x^2 + y^2}$ is the radial distance from the beam's
  312. waist, $R_z = z\left(1+(\frac{z_R}{z})^2\right)$ is the radius of
  313. curvature of the wavelength comprising the beam, and
  314. $\varsigma(z) = {\arctan}(\frac{z}{z_R}) $ is the Gouy phase shift.
  315. \subsection{Material ionization}
  316. To account for the material ionization induced by a
  317. sufficiently intense laser field inside the particle, we couple
  318. Maxwell's equations with the kinetic equation for the electron-hole
  319. plasma as described below.
  320. The time-dependent conduction-band carrier density evolution is
  321. described by the rate equation proposed by van Driel
  322. \cite{Van1987}. This equation takes into account such processes as
  323. photoionization, avalanche ionization and Auger recombination, and is
  324. written as
  325. \begin{equation} \label{Dens}
  326. \displaystyle{\frac{\partial{N_e}}{\partial t} =
  327. \frac{N_a-N_e}{N_a}\left(\frac{\sigma_1I}{\hbar\omega} +
  328. \frac{\sigma_2I^2}{2\hbar\omega}\right) + \alpha{I}N _e -
  329. \frac{C\cdot{N_e}^3}{C\tau_{rec}N_e^2+1},} \end{equation} where
  330. $I=\frac{n}{2}\sqrt{\frac{\epsilon_0}{\mu_0}}\left|\vec{E}\right|^2$
  331. is the intensity, $\sigma_1 = 1.021\cdot{10}^3$~cm$^{-1}$ and
  332. $\sigma_2 = 0.1\cdot{10}^{-7}$~cm/W are the one-photon and two-photon
  333. interband cross-sections \cite{Choi2002, Bristow2007, Derrien2013},
  334. $N_a = 5\cdot{10}^{22}$~cm$^{-3}$ is the saturation particle density
  335. \cite{Derrien2013}, $C = 3.8\cdot{10}^{-31}$~cm$^6$/s is the Auger
  336. recombination rate \cite{Van1987}, $\tau_{rec} = 6\cdot{10}^{-12}$~s is
  337. the minimum Auger recombination time \cite{Yoffa1980}, and
  338. $\alpha = 21.2$~cm$^2$/J is the avalanche ionization coefficient
  339. \cite{Pronko1998} at the wavelength $800$~nm in air. As we have noted,
  340. free carrier diffusion is neglected during and shortly after the laser
  341. excitation \cite{Van1987, Sokolowski2000}. In particular, from the
  342. Einstein formula $D = k_B T_e \tau/m^* \approx (1$--$\,2)\cdot{10}^{-3}$ m$^2$/s
  343. ($k_B$ is the Boltzmann constant, $T_e$ is the electron temperature,
  344. $\tau=1$~\textit{fs} is the collision time, $m^* = 0.18 m_e$ is the effective
  345. mass), where $T_e \approx 2*{10}^4$ K for $N_e$ close to $N_{cr}$ \cite{Ramer2014}. It
  346. means that during the pulse duration ($\approx 130$~\textit{fs}) the diffusion
  347. length will be around 10$\,$--15~nm for $N_e$ close to $N_{cr}$.
  348. \begin{figure}[ht!]
  349. \centering
  350. \includegraphics[width=0.495\textwidth]{mie-fdtd-3}
  351. \caption{\label{mie-fdtd} (a) First four Lorentz-Mie coefficients
  352. ($a_1$, $a_2$, $b_1$, $b_2$) and (b) factors of asymmetry $G_I$,
  353. $G_{I^2}$ according to the Mie theory at fixed wavelength $800$~nm. (c,
  354. d) Squared intensity distributions at different radii \textit{R} calculated by the Mie theory and (e,
  355. f) EHP distribution for low densities
  356. $N_e \approx 10^{20}$~cm$^{-3}$ by Maxwell's equations
  357. (\ref{Maxwell}, \ref{Drude}) coupled with EHP density equation
  358. (\ref{Dens}). \red{Please, write $G_I$ and $G_{I^2}$ instead of \textit{G} as a title to axis-Y in (b)} (c-f) Incident light propagates from the left to the
  359. right along $Z$ axis, electric field polarization $\vec{E}$ is along
  360. $X$ axis.}
  361. \end{figure}
  362. The changes of the real and imaginary parts of the permittivity
  363. associated with the time-dependent free carrier response
  364. \cite{Sokolowski2000} can be derived from equations (\ref{Maxwell},
  365. \ref{Drude}) and are written as follows
  366. \begin{align} \begin{cases} \label{Index} $$
  367. \displaystyle{Re(\epsilon^\ast) = \epsilon -\frac{{e^2}N_e}{\epsilon_0m_e^*(\omega^2+{\nu_e}^2)}} \\
  368. \displaystyle{Im(\epsilon^\ast) = \frac{{e^2}N_e\nu_e}{\epsilon_0m_e^*\omega(\omega^2+{\nu_e}^2)}.}
  369. $$ \end{cases} \end{align}
  370. \subsection{Mie calculations}
  371. A steady-state interaction of a plain electromagnetic wave with a
  372. spherical particle has a well-known analytical solution described by a
  373. Mie theory~\cite{Bohren1983}. It is only valid in the absence of
  374. nonlinear optical response, thus we can compare it against
  375. above-mentioned FDTD-EHP model only for small plasma densities, where
  376. we can neglect EHP impact to the refractive index. Non-stationary
  377. nature of a~\textit{fs} pulse increases the complexity of the
  378. analysis. A detailed discussion on the relation between the Mie theory and
  379. FDTD-EHP model will be provided in the next section.
  380. We used the Scattnlay program to evaluate calculations of Lorentz-Mie coefficients ($a_i$, $b_i$)
  381. and near-field distribution~\cite{Ladutenko2017}. This program is
  382. available online at GitHub~\cite{Scattnlay-web} under open source
  383. license.
  384. \section{Results and discussion}
  385. \subsection{Asymmetry factors}
  386. \begin{figure*}[p]
  387. \centering
  388. \includegraphics[width=145mm]{time-evolution-I-no-NP.pdf}
  389. \caption{\label{time-evolution} Temporal EHP (a, c, e) and asymmetry
  390. factor $G_{N_e}$ (b, d, f) evolution for different Si nanoparticle
  391. radii of (a, b) $R = 75$~nm, (c, d) $R = 100$~nm, and (e, f)
  392. $R = 115$~nm. Pulse duration $130$~\textit{fs} (FWHM). Wavelength
  393. $800$~nm in air. (b, d, f) Different stages of EHP evolution shown
  394. in Fig.~\ref{plasma-grid} are indicated. The temporal evolution of
  395. Gaussian beam intensity is also shown. Peak laser intensity is fixed to
  396. be 10$^{12}$~W/cm$^2$. For better visual representation of time scale at a single optical cycle we put a squared electric field profile in all plots in Fig.~\ref{time-evolution} in gray color as a background image (note linear time scale on the left column and logarithmic scale on the right one). \red{Please, remove italic style of font for 't, fs' on titles of X-axises. Also, all fonts should be the same: please don't mix Times and Arial.}}
  397. \vspace*{\floatsep}
  398. \centering
  399. \includegraphics[width=150mm]{plasma-grid.pdf}
  400. \caption{\label{plasma-grid} EHP density snapshots inside Si nanoparticle of
  401. radii $R = 75$~nm (a-d), $R = 100$~nm (e-h) and $R = 115$~nm (i-l)
  402. taken at different times and conditions of excitation (stages
  403. $1-4$: (1) first optical cycle, (2) maximum during few optical cycles,
  404. (3) quasi-stationary regime, (4) strongly nonlinear regime). $\Delta{Re(\epsilon)}$
  405. indicates the real part change of the local permittivity defined
  406. by Equation (\ref{Index}). Pulse duration 130~fs
  407. (FWHM). Wavelength 800~nm in air. Peak laser intensity is fixed to
  408. be 10$^{12}$~W/cm$^2$. }
  409. \end{figure*}
  410. %\subsection{Effect of the irradiation intensity on EHP generation}
  411. We start with a pure electromagnetic problem without EHP
  412. generation. We plot in Fig.~\ref{mie-fdtd}(a) Mie coefficients of a
  413. Si NP as a function of its size for a fixed laser wavelength
  414. $\lambda = 800$~nm. For the NP sizes under consideration most of
  415. contribution to the electromagnetic response originates from electric
  416. and magnetic dipole (ED and MD), while for sizes near
  417. $R \approx 150$~nm a magnetic quadrupole (MQ) response turns to be
  418. the main one. The superposition of multipoles defines the
  419. distribution of electric field inside the NP. We introduce $G_I$
  420. factor of asymmetry, corresponding to difference between the volume
  421. integral of squared electric field in the front side ($I^{front}$) of the NP to that in the back
  422. side ($I^{back}$) normalized to their sum:
  423. $G_I = (I^{front}-I^{back})/(I^{front}+I^{back})$, where
  424. $I^{front}=\int_{(z>0)}|E|^2d{\mathrm{v}}$ and
  425. $I^{back}=\int_{(z<0)} |E|^2d{\mathrm{v}}$ are expressed via
  426. amplitude of the electric field $|E|$. The factor $G_{I^2}$ was
  427. determined in a similar way by using volume integrals of squared
  428. intensity to predict EHP asymmetry due to two-photon absorption.
  429. Fig.~\ref{mie-fdtd}(b) shows $G$ factors as a function of the NP
  430. size. For the NPs of sizes below the first MD resonance,
  431. the intensity is enhanced in the front side as in
  432. Fig.~\ref{mie-fdtd}(c) and $G_I > 0$. The behavior changes near the
  433. size resonance value, corresponding to $R \approx 105$~nm. In
  434. contrast, for larger sizes, the intensity is enhanced in the back
  435. side of the NP as demonstrated in Fig.~\ref{mie-fdtd}(d). In fact,
  436. rather similar EHP distributions can be obtained by applying Maxwell's
  437. equations coupled with the rate equation for relatively weak
  438. excitation with EHP concentration of $N_e \approx 10^{20}$~cm$^{-3}$,
  439. see Fig.~\ref{mie-fdtd}(e,f). The optical properties do not change
  440. considerably due to the excitation according to
  441. (\ref{Index}). Therefore, the excitation processes follow the
  442. intensity distribution. However, such coincidence was achieved under
  443. quasi-stationary conditions, after the electric field made enough
  444. oscillations inside the Si NP. Further on we present transient
  445. analysis, which reveals much more details.
  446. To achieve a quantitative description for evolution of the EHP
  447. distribution during the \textit{fs} pulse, we introduced another
  448. asymmetry factor
  449. $G_{N_e} = (N_e^{front}-N_e^{back})/(N_e^{front}+N_e^{back})$
  450. indicating the relationship between the average EHP densities in the front and in the back halves of the NP, defined as $N_e^{front}=\frac{2}{V}\int_{(z>0)} {N_e}d{\mathrm{v}}$ and
  451. $N_e^{back}=\frac{2}{V}\int_{(z<0)} {N_e}d{\mathrm{v}}$, where $V = \frac{4}{3}\pi{R}^3$ is the volume of the nanosphere. In this way, $G_{N_e} = 0$ corresponds to the symmetrical case and the assumption of the NP homogeneous EHP distribution can be made to investigate the
  452. optical response of the excited Si NP. When $G_{N_e}$ significantly
  453. differs from $0$, this assumption, however, could not be
  454. justified. In what follows, we discuss the results of the numerical
  455. modeling of the temporal evolution of
  456. EHP densities and the asymmetry factors $G_{N_e}$ for different sizes of Si NP, as shown in Fig.~\ref{time-evolution}). Typical change of the
  457. permittivity corresponding to each stage is shown in
  458. Fig.~\ref{plasma-grid}. It reveals the EHP
  459. evolution stages during interaction of femtosecond laser pulse with the Si NPs.
  460. \subsection{Stages of transient Si nanoparticle photoexcitation}
  461. To describe all the stages of non-linear light interaction with Si
  462. NP, we present the calculation results obtained by using Maxwell's
  463. equations coupled with electron kinetics equations for different
  464. radii for resonant and non-resonant conditions at peak intensity 10$^{12}$~W/cm$^2$ and $\lambda = 800~nm$. In this case, the
  465. geometry of the EHP distribution can strongly deviate from the
  466. intensity distribution given by the Mie theory. Two main reasons cause
  467. the deviation: (i) non-stationarity of interaction between
  468. electromagnetic pulse and NP (ii) nonlinear effects, taking place due
  469. to transient optical changes in Si. The non-stationary intensity
  470. deposition during \textit{fs} pulse results in different time delays
  471. for exciting electric and magnetic resonances inside Si NP because of
  472. different quality factors $Q$ of the resonances. In particular, MD resonance (\textit{b1}) has $Q \approx 8$, whereas electric one (\textit{a1}) has $Q \approx 4$. The larger particle
  473. supporting MQ resonance (\textit{b2}) demonstrates $ Q \approx
  474. 40$. As soon as the electromagnetic wave period at $\lambda = 800$~nm
  475. is $\approx 2.7$~\textit{fs}, one needs about 10~\textit{fs} to pump the ED,
  476. 20~\textit{fs} for the MD, and about 100~\textit{fs} for the MQ.
  477. According to these considerations, after few optical cycles taking
  478. place on a 10~\textit{fs} scale it results in the excitation of the
  479. low-\textit{Q} ED resonance, which dominates MD and MQ independently
  480. on the exact size of NPs. Moreover, during the first optical cycle
  481. there is no multipole modes structure inside NP, which results
  482. into a very similar field distribution for all sizes of NP under
  483. consideration as shown in Fig.~\ref{plasma-grid}(a,e,i) . We address
  484. to this phenomena as \textit{'Stage~1'}. This stage demonstrates the
  485. initial penetration of electromagnetic field into the NP during the
  486. first optical cycle.
  487. \textit{'Stage~2'} corresponds to further electric field oscillations
  488. ($t \approx 5$--$15$) leading to the formation of ED field pattern in
  489. the center of the NP as it can be seen in
  490. Fig.~\ref{plasma-grid}(f,j). We stress the
  491. unstationery nature of field pattern at this stage. The energy
  492. balance between extinction and pumping is not set, moreover, there is
  493. a simultaneous growth of the incident pulse amplitude. This leads to
  494. a superposition of ED field pattern with the one from the Stage 1,
  495. resulting into the presence for the maximum of the EHP distribution
  496. in the front side of the Si NP. This effect dominates for the
  497. smallest NP with $R=75$~nm in Fig.~\ref{plasma-grid}(b), where ED
  498. mode is tuned far away from the resonance (see Fig.~\ref{mie-fdtd}(c)
  499. for field suppression inside NP predicted by the Mie theory). At this
  500. stage, the density of EHP ($N_e < 10^{20}$~cm$^2$) is still not high
  501. enough to significantly affect the optical properties of the NP.
  502. When the number of optical cycles is large enough ($t>20$~\textit{fs})
  503. both ED and MD modes can be exited to the level necessary to achieve
  504. the stationary intensity pattern corresponding to the Mie-based
  505. intensity distribution at the \textit{'Stage~3'} (see
  506. Fig.~\ref{plasma-grid}). The EHP density for the most volume of NP is
  507. still relatively small to affect the EHP evolution,
  508. but is already high enough to change the local optical
  509. properties. Below the MD resonance ($R = 75$~nm), the EHP is
  510. mostly localized in the front side of the NP as shown in
  511. Fig.~\ref{plasma-grid}(c). The highest quasi-stationary asymmetry factor
  512. $G_{N_e} \approx 0.5$--$0.6$ is achieved in this case. At the MD
  513. resonance conditions, the EHP distribution has a toroidal shape and
  514. is much closer to the homogeneous distribution. In contrast, above
  515. the MD resonant size for $R = 115$~nm the $G_{N_e} < 0$ due to
  516. the fact that EHP is dominantly localized in the back side of the NP.
  517. In other words, due to the presence of a quasi-stationary pumping the Stage~3 is
  518. superposed with the Stage~1 field pattern, resulting in an additional
  519. EHP localized in the front side. This can be seen when comparing
  520. result from the Mie theory in Fig.~\ref{mie-fdtd}(d) and result of
  521. full 3D simulation in Fig.~\ref{mie-fdtd}(f). Note that pumping of NP
  522. significantly changes during a single optical cycle, this leads to a
  523. large variation of asymmetry factor $G_{N_e}$ at first stage. This
  524. variation steadily decrease as it goes to Stage~3.
  525. To explain this effect, we consider the time evolution of mean EHP
  526. densities $N_e$ in the front and back halves of NP presented in
  527. Fig.~\ref{time-evolution}(a,c,e). As soon as the recombination and
  528. diffusion processes are negligible at \textit{fs} time scale, both
  529. $N_e^{front}$ and $N_e^{back}$ curves experience monotonous behavior
  530. with small pumping steps synced to the incident pulse. The front and the back
  531. halves of NP are separated in space, which obviously leads to the presence of
  532. time delay between pumping steps in each curve caused by the same
  533. optical cycle of the incident wave. This delay causes a large asymmetry factor during first stage. However, as soon as mean
  534. EHP density increases the relative contribution of this pumping steps to
  535. the resulting asymmetry becomes smaller. This way variations of asymmetry
  536. $G_{N_e}$ synced with the period of incident light decreases.
  537. Higher excitation conditions are followed by larger values of
  538. electric field amplitude, which lead to the appearance of high EHP
  539. densities causing a significant change in the optical properties of
  540. silicon according to the equations (\ref{Index}). From the Mie theory, the initial (at the end of Stage~3) space pattern of
  541. optical properties is non-homogeneous. When non-homogeneity of
  542. optical properties becomes strong enough it leads to the
  543. reconfiguration of the electric field inside NP and vice versa. We
  544. refer to these strong nonlinear phenomena as \textit{'Stage~4'}. In
  545. general the reconfiguration of the electric field is unavoidable as
  546. far as the result from the Mie theory comes with the assumption of
  547. homogeneous optical properties in a spherical NP.
  548. Thus, the evolution of EHP density during Stage~4 depends on the
  549. result of multipole modes superposition at the end of Stage~3 and is
  550. quite different as we change the size of NP. For $R=75$~nm and
  551. $R=100$~nm we observe a front side asymmetry before Stage~4, however,
  552. the origin of it is quite different. The $R=75$~nm NP is out of
  553. resonance, moreover, Mie field pattern and the one, which comes from
  554. the Stage~1 are quite similar. As soon as EHP density becomes high enough
  555. to change optical properties, the NP is still out of resonance,
  556. however, the presence of EHP increases absorption in agreement with
  557. (\ref{Index}). This effect effectively leads to a partial screening, and it
  558. becomes harder for the incident wave to penetrate deeper into EHP. Finally,
  559. this finishes spilling the NP`s volume with plasma reducing the
  560. asymmetry, see Fig.~\ref{plasma-grid}(d).
  561. For $R=100$~nm the evolution during the final stage goes in a
  562. similar way, with a notable exception regarding MD resonance. As
  563. soon as presence of EHP increases the absorption, it suppresses the
  564. MD resonance with symmetric filed pattern, thus, the asymmetry factor
  565. can be increased. This result was observed in
  566. Fig.~\ref{time-evolution}(d) with a local maximum near 100~\textit{fs}
  567. mark.
  568. The last NP with $R=115$~nm shows the most complex behavior during
  569. the Stage~4. The superposition of Mie field pattern with the one from
  570. Stage~1 results into the presence of two EHP spatial maxima, back and
  571. front shifted. They serve as starting seeds for the EHP formation,
  572. and an interplay between them forms a complex behavior of the asymmetry
  573. factor curve. Namely, the sign is changed from negative to positive
  574. and back during the last stage. This numerical result can hardly be
  575. explained in a simple qualitative manner, it is too complex to
  576. account all near-field interaction of incident light with two EHP
  577. regions inside a single NP. It is interesting to note, however, that in
  578. a similar way as it was for $R=100$~nm the increased absorption
  579. should ruin ED and MD resonances, responsible for the back-shifted
  580. EHP. As soon as this EHP region is quite visible on the last snapshot
  581. in Fig.~\ref{plasma-grid}(l), this means that EHP seeds are
  582. self-supporting.
  583. %A bookmark by Kostya
  584. As the EHP acquires quasi-metallic properties at stronger excitation
  585. $N_e > 5\cdot{10}^{21}$~cm$^{-3}$, the EHP distribution evolves
  586. inside NPs because of the photoionization and avalanche ionization
  587. induced transient optical response and the effect of newly formed
  588. EHP. This way, the distribution becomes more homogeneous and the
  589. effect is likely to be enhanced by electron diffusion inside Si
  590. NPs.
  591. It is worth noting that it is possible to achieve the formation of
  592. deeply subwavelength EHP regions due to high field localization. The
  593. smallest EHP localization and the larger asymmetry factor are
  594. achieved below the MD resonant conditions for $R < 100$~nm.
  595. Thus, the EHP distribution in Fig.~\ref{plasma-grid}(c) is optimal for
  596. symmetry breaking in Si NP, as it results in the larger asymmetry
  597. factor $G_{N_e}$ and higher electron densities $N_e$. We stress here
  598. that such regime could be still safe for NP due to the very small
  599. volume where such high EHP density is formed.
  600. % \subsection{Effects of NP size and scattering efficiency
  601. % factor on scattering directions}
  602. % \begin{figure}[ht] \centering
  603. % \includegraphics[width=90mm]{time-evolution.png}
  604. % \caption{\label{time-evolution} a) Scattering efficiency factor $Q_{sca}$
  605. % dependence on the radius $R$ of non-excited silicon NP
  606. % calculated by Mie theory; b) Parameter of forward/backward scattering
  607. % dependence on the radius $R$ calculated by Mie theory for non-excited
  608. % silicon NP c) Optimization parameter $K$ dependence on the
  609. % average electron density $n_e^{front}$ in the front half of the
  610. % NP for indicated radii (1-7).}
  611. % \end{figure}
  612. % We have discussed the EHP kinetics for a silicon NP of a
  613. % fixed radius $R \approx 105$~nm. In what follows, we investigate the
  614. % influence of the NP size on the EHP patterns and temporal
  615. % evolution during ultrashort laser irradiation. A brief analysis of
  616. % the initial intensity distribution inside the NP given by
  617. % the classical Mie theory for homogeneous spherical particles
  618. % \cite{Mie1908} can be useful in this case. Fig. \ref{time-evolution}(a, b)
  619. % shows the scattering efficiency and the asymmetry parameter for
  620. % forward/backward scattering for non-excited silicon NPs of
  621. % different radii calculated by Mie theory \cite{Mie1908}. Scattering
  622. % efficiency dependence gives us the value of resonant sizes of
  623. % NPs, where the initial electric fields are significantly
  624. % enhanced and, therefore, we can expect that the following conditions
  625. % will result in a stronger electron density gradients. Additionally,
  626. % in the case of maximum forward or backward scattering, the initial
  627. % intensity distribution has the maximum of asymmetry. One can note,
  628. % that for $R \approx 100$~nm and $R \approx 150$~nm both criteria are
  629. % fulfilled: the intensity is enhanced $5-10$ times due to
  630. % near-resonance conditions and its distribution has a strong
  631. % asymmetry.
  632. % In what follows, we present the calculation results obtained by
  633. % using Maxwell's equations coupled with electron kinetics for
  634. % different extremum radii for resonant and non-resonant
  635. % conditions. One can note, that the maximum asymmetry factor of EHP
  636. % $G$ does not guarantee the optimal asymmetry of intensity
  637. % distribution, as the size of generated plasma and the value of the
  638. % electron density equally contribute to the change of the modified
  639. % NP optical response. For example, it is easier to localize
  640. % high electron densities inside smaller NPs, however, due
  641. % to the negligible size of the generated EHP with respect to laser
  642. % wavelength in media, the intensity distribution around the
  643. % NP will not change considerably. Therefore, we propose to
  644. % introduce the optimization factor
  645. % $K = \frac{n_e(G-1)R^2}{n_{cr}G{R_0^2}}$, where $R_0 = 100$~nm,
  646. % $n_{cr} = 5\cdot{10}^{21}~cm^{-3}$, and $G$ is asymmetry of EHP,
  647. % defined previously. The calculation results for different radii of
  648. % silicon NPs and electron densities are presented in
  649. % Fig. \ref{time-evolution}(c). One can see, that the maximum value are achieved
  650. % for the NPs, that satisfy both initial maximum forward
  651. % scattering and not far from the first resonant condition. For larger
  652. % NPs, lower values of EHP asymmetry factor are obtained, as
  653. % the electron density evolves not only from the intensity patterns in
  654. % the front side of the NP but also in the back side.
  655. %TODO:
  656. %Need to discuss agreement/differences between Mie and FDTD+rate. Anton ?!
  657. % To demonstrate the effect of symmetry breaking, we calculate the
  658. % intensity distribution around the NP for double-pulse
  659. % experiment. The first pulse of larger pulse energy and polarization
  660. % along $Ox$ generates asymmetric EHP inside silicon NP,
  661. % whereas the second pulse of lower pulse energy and polarization $Oz$
  662. % interacts with EHP after the first pulse is gone. The minimum
  663. % relaxation time of high electron density in silicon is
  664. % $\tau_{rec} = 6\cdot{10}^{-12}$~s \cite{Yoffa1980}, therefore, the
  665. % electron density will not have time to decrease significantly for
  666. % subpicosecond pulse separations. In our simulations, we use
  667. % $\delta{t} = 200\:f\!s$ pulse separation. The intensity
  668. % distributions near the silicon NP of $R = 95$~nm,
  669. % corresponding to maxima value of $K$ optimization factor, without
  670. % plasma and with generated plasma are shown in Fig. \ref{fig4}. The
  671. % intensity distribution is strongly asymmetric in the case of EHP
  672. % presence. One can note, that the excited NP is out of
  673. % quasi-resonant condition and the intensity enhancements in
  674. % Fig. \ref{fig4}(c) are weaker than in Fig. \ref{fig4}(b). Therefore,
  675. % the generated nanoplasma acts like a quasi-metallic nonconcentric
  676. % nanoshell inside the NP, providing a symmetry reduction
  677. % \cite{Wang2006}.
  678. % \begin{figure}[ht] \centering
  679. % \includegraphics[width=90mm]{fig4.png}
  680. % \caption{\label{fig4} a) Electron plasma distribution inside Si
  681. % NP $R \approx 95$~nm 50~\textit{fs} after the pulse peak;
  682. % (Kostya: Is it scattering field intensity snapshot $XXX\:f\!s$ after
  683. % the second pulse maxima passed the particle?) Intensity
  684. % distributions around and inside the NP b) without plasma,
  685. % c) with electron plasma inside.}
  686. % \end{figure}
  687. %\begin{figure} %\centering
  688. % \includegraphics[height=0.7\linewidth]{Si-flow-R140-XYZ-Eabs}
  689. % \caption{EHP distributions for nonres., MD, ED, and MQ NPs
  690. % at moderate photoexcitation. The aim is to show different possible
  691. % EHP patterns and how strong could be symmetry breaking.
  692. % \label{fgr:example}
  693. %\end{figure}
  694. %\subsection{Asymmetry analysis: effects of pulse duration, intensity
  695. % and size} It is important to optimize asymmetry by varying pulse
  696. % duration, intensity and size.
  697. \section{Conclusions} We have considered ultra-short and sufficiently
  698. intense light interactions with a single semiconductor nanoparticle
  699. under different irradiation conditions and for various particle
  700. sizes. As a result of the presented self-consistent calculations, we
  701. have obtained spatio-temporal EHP evolution inside the
  702. NPs and investigated the asymmetry of EHP distributions. % for different laser intensities. % and temporal pulse widths.
  703. %It has been demonstrated that the EHP generation strongly affects
  704. %NP scattering and, in particular, changes the preferable
  705. %scattering direction.
  706. Different pathways of EHP evolution from the front side to the back
  707. side have been revealed, depending on the NP sizes, and different behaviors have been explained by the
  708. non-stationarity of the energy deposition and different quality
  709. resonant factors for exciting the electric and magnetic dipole
  710. resonances, intensity distribution by Mie theory and newly
  711. plasma-induced nonlinear effects. The effect of the EHP strong
  712. asymmetric distribution during
  713. first optical cycles has been revealed for different size
  714. parameters. The higher EHP asymmetry is established for NPs
  715. of smaller sizes below the first magnetic dipole
  716. resonance. Essentially different EHP evolution and lower asymmetry has been achieved for larger NPs due to the stationary intensity
  717. enhancement in the back side of the NP. The EHP densities
  718. above the critical value have been shown to lead to the EHP distribution
  719. homogenization.
  720. % In particular, the scattering efficiency factor is used to define
  721. % the optimum NP size for preferential forward or backward
  722. % scattering. Furthermore, a parameter has been introduced to describe
  723. % the scattering asymmetry as a ratio of the EHP density in the front
  724. % side to that in the back side of the NP. This parameter
  725. % can be then used for two-dimensional scattering mapping, which is
  726. % particularly important in numerous photonics applications.
  727. The EHP asymmetry opens a wide range of applications in NP
  728. nanomashining/manipulation at nanoscale, in catalysis as well as numerous
  729. nano-bio-applications. The observed plasma-induced breaking symmetry
  730. can be also useful for beam steering, or for the enhanced second
  731. harmonics generation.
  732. \section{Acknowledgments}
  733. A. R. and T. E. I. gratefully acknowledge the CINES of CNRS for
  734. computer support. S. V. M. is thankful to ITMO Fellowship
  735. Program. This work was partially supported by Russian Foundation for
  736. Basic Researches (grants 17-03-00621, 17-02-00538, 16-29-05317).
  737. %%%END OF MAIN TEXT%%%
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  742. %If notes are included in your references you can change the title
  743. % from 'References' to 'Notes and references' using the following
  744. % command:
  745. % \renewcommand\refname{Notes and references}
  746. %%%REFERENCES%%%
  747. \bibliography{References} %You need to replace "rsc" on this line
  748. %with the name of your .bib file
  749. \bibliographystyle{rsc} %the RSC's .bst file
  750. \end{document}